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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$135M
AUM Growth
+$2.95M
Cap. Flow
-$786K
Cap. Flow %
-0.58%
Top 10 Hldgs %
42.36%
Holding
151
New
2
Increased
73
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$386K
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$284K
3
GLD icon
SPDR Gold Trust
GLD
+$280K
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$217K
5
WMT icon
Walmart Inc
WMT
+$200K

Top Sells

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$832K
2
TEL icon
TE Connectivity
TEL
+$223K
3
CCI icon
Crown Castle
CCI
+$214K
4
YUM icon
Yum! Brands
YUM
+$212K
5
ENB icon
Enbridge
ENB
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.61%
2 Energy 7.58%
3 Technology 7.23%
4 Consumer Staples 4.82%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORI icon
126
Old Republic International
ORI
$10.6B
$219K 0.16%
8,119
– –
C icon
127
Citigroup
C
$222B
$215K 0.16%
5,221
– –
EVV
128
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$212K 0.16%
23,482
-859
-4% -$7.99K
CVS icon
129
CVS Health
CVS
$134B
$212K 0.16%
3,038
– –
NSC icon
130
Norfolk Southern
NSC
$75B
$211K 0.16%
1,071
– –
D icon
131
Dominion Energy
D
$61.3B
$210K 0.15%
4,692
+32
+0.7% +$1.59K
TRGP icon
132
Targa Resources
TRGP
$57.6B
$208K 0.15%
2,425
-700
-22% -$58K
SCZ icon
133
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$207K 0.15%
+3,671
New +$217K
MO icon
134
Altria Group
MO
$113B
$207K 0.15%
4,926
– –
O icon
135
Realty Income
O
$60.1B
$204K 0.15%
4,094
– –
WMT icon
136
Walmart Inc
WMT
$884B
$201K 0.15%
+3,762
New +$200K
SOFI icon
137
SoFi Technologies
SOFI
$21.3B
$148K 0.11%
18,490
– –
DSL
138
DoubleLine Income Solutions Fund
DSL
$1.23B
$147K 0.11%
12,547
+14
+0.1% +$168
EVG
139
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$121K 0.09%
11,684
– –
KMF
140
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$108K 0.08%
15,135
-2,082
-12% -$15.3K
IHIT
141
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$102K 0.08%
15,000
– –
CHW
142
Calamos Global Dynamic Income Fund
CHW
$523M
$65.6K 0.05%
11,850
– –
OLO
143
DELISTED
Olo Inc
OLO
$64K 0.05%
10,558
– –
GE icon
144
GE Aerospace
GE
$368B
$5.08K ﹤0.01%
5,764
– –
CCI icon
145
Crown Castle
CCI
$33.4B
– –
-1,881
Closed -$214K
CMS icon
146
CMS Energy
CMS
$22.7B
– –
-3,515
Closed -$207K
DTE icon
147
DTE Energy
DTE
$29.5B
– –
-1,829
Closed -$201K
ENB icon
148
Enbridge
ENB
$121B
– –
-5,612
Closed -$209K
GNSS icon
149
Genasys
GNSS
$80.2M
– –
-12,939
Closed -$33.6K
TEL icon
150
TE Connectivity
TEL
$59.9B
– –
-1,591
Closed -$223K
3 4 5
6
7

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BFA
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TI
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PRI
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NIMC
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AFWM
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IFU
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Pointe Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Pointe Capital Management held 151 positions worth $135M, up 2.2% from $132M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pointe Capital Management's Q3 2023 filing shows 2 new, 73 increased, 29 reduced and 7 closed positions. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K. The largest sale was VanEck IG Floating Rate ETF, an estimated $832K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 13% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q3 2023 buy was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q3 2023, an estimated $386K increase.
  • Pointe Capital Management's biggest Q3 2023 reduction was VanEck IG Floating Rate ETF, cutting an estimated $832K.
  • Pointe Capital Management fully exited TE Connectivity in Q3 2023, selling an estimated $223K.
  • Pointe Capital Management's ten largest holdings make up 42% of its $135M portfolio in Q3 2023.
  • Pointe Capital Management opened 2 new positions and closed 7 in Q3 2023.
  • Pointe Capital Management's portfolio value rose 2.2% quarter-over-quarter to $135M.

Based on Pointe Capital Management's 13F filing for Q3 2023, filed 7 Nov 2023.