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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+7.39%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$130M
AUM Growth
+$5.18M
Cap. Flow
-$996K
Cap. Flow %
-0.76%
Top 10 Hldgs %
40.38%
Holding
149
New
9
Increased
26
Reduced
82
Closed
1

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.24M
2
GE icon
GE Aerospace
GE
+$361K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$355K
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$304K
5
D icon
Dominion Energy
D
+$288K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.74M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$412K
3
MRK icon
Merck
MRK
+$252K
4
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$203K
5
COP icon
ConocoPhillips
COP
+$190K

Sector Composition

Rank Sector Weight
1 Financials 13.03%
2 Energy 10.74%
3 Technology 5.87%
4 Healthcare 5.51%
5 Consumer Staples 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
126
Deere & Co
DE
$162B
$257K 0.2%
600
-200
-25% -$81.3K
HD icon
127
Home Depot
HD
$332B
$248K 0.19%
784
-184
-19% -$56.1K
ENB icon
128
Enbridge
ENB
$121B
$247K 0.19%
6,312
– –
C icon
129
Citigroup
C
$222B
$241K 0.19%
5,323
-234
-4% -$10.6K
EVV
130
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$237K 0.18%
25,248
-1,896
-7% -$18.3K
PAA icon
131
Plains All American Pipeline
PAA
$17.5B
$236K 0.18%
20,073
-1
-0% -$12
IVV icon
132
iShares Core S&P 500 ETF
IVV
$872B
$232K 0.18%
604
-225
-27% -$86.8K
TRGP icon
133
Targa Resources
TRGP
$57.6B
$230K 0.18%
+3,125
New +$218K
XLF icon
134
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$230K 0.18%
6,723
+4
+0.1% +$135
RKT icon
135
Rocket Companies
RKT
$37.5B
$224K 0.17%
32,030
– –
BAX icon
136
Baxter International
BAX
$13.8B
$221K 0.17%
+4,327
New +$232K
USB icon
137
US Bancorp
USB
$98B
$220K 0.17%
5,035
-285
-5% -$12.2K
FDX icon
138
FedEx
FDX
$73B
$210K 0.16%
+1,212
New +$201K
TRV icon
139
Travelers Companies
TRV
$78.4B
$206K 0.16%
+1,100
New +$198K
GLD icon
140
SPDR Gold Trust
GLD
$133B
$183K 0.14%
10,802
-31
-0.3% -$4.99K
DSL
141
DoubleLine Income Solutions Fund
DSL
$1.23B
$139K 0.11%
12,505
+25
+0.2% +$284
BXMX
142
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$127K 0.1%
10,059
– –
KMF
143
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$126K 0.1%
16,749
-366
-2% -$2.8K
IHIT
144
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$121K 0.09%
15,000
– –
EVG
145
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$119K 0.09%
11,684
– –
AMLP icon
146
Alerian MLP ETF
AMLP
$12.9B
$94K 0.07%
24,797
-194
-0.8% -$7.63K
CHW
147
Calamos Global Dynamic Income Fund
CHW
$523M
$66K 0.05%
11,850
– –
OLO
148
DELISTED
Olo Inc
OLO
$66K 0.05%
10,558
– –
AY
149
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-7,730
Closed -$203K
2 3 4 5
6

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AFWM
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IFU
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Pointe Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Pointe Capital Management held 149 positions worth $130M, up 4.1% from $125M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Pointe Capital Management's Q4 2022 filing shows 9 new, 26 increased, 82 reduced and 1 closed positions. Its largest new stake was GE Aerospace: 7,337 shares worth $383K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.74M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q4 2022 buy was GE Aerospace: 7,337 shares worth $383K.
  • Pointe Capital Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2022, an estimated $2.24M increase.
  • Pointe Capital Management's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $2.74M.
  • Pointe Capital Management fully exited Atlantica Sustainable Infrastructure plc Ordinary Shares in Q4 2022, selling an estimated $203K.
  • Pointe Capital Management's ten largest holdings make up 40% of its $130M portfolio in Q4 2022.
  • Pointe Capital Management opened 9 new positions and closed 1 in Q4 2022.
  • Pointe Capital Management's portfolio value rose 4.1% quarter-over-quarter to $130M.

Based on Pointe Capital Management's 13F filing for Q4 2022, filed 13 Feb 2023.