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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-3.09%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$125M
AUM Growth
-$9.06M
Cap. Flow
-$4.27M
Cap. Flow %
-3.41%
Top 10 Hldgs %
41.15%
Holding
148
New
2
Increased
44
Reduced
44
Closed
8

Top Buys

Rank Stock Value
1
FISV
Fiserv Inc
FISV
+$317K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$269K
3
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$227K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$211K
5
ZBH icon
Zimmer Biomet
ZBH
+$182K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.85M
2
UNP icon
Union Pacific
UNP
+$300K
3
FDX icon
FedEx
FDX
+$275K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$263K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$245K

Sector Composition

Rank Sector Weight
1 Financials 11.35%
2 Energy 10.95%
3 Technology 6%
4 Healthcare 5.31%
5 Consumer Staples 4.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
126
Dollar Tree
DLTR
$24.7B
$224K 0.18%
1,649
-590
-26% -$91.8K
USB icon
127
US Bancorp
USB
$98B
$215K 0.17%
5,320
– –
PAA icon
128
Plains All American Pipeline
PAA
$17.5B
$211K 0.17%
20,074
– –
COF icon
129
Capital One
COF
$129B
$206K 0.16%
2,239
-375
-14% -$39.9K
XLF icon
130
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$204K 0.16%
6,719
+3
+0% +$99
AY
131
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$203K 0.16%
7,730
-3,736
-33% -$124K
RKT icon
132
Rocket Companies
RKT
$37.5B
$202K 0.16%
32,030
– –
DSL
133
DoubleLine Income Solutions Fund
DSL
$1.23B
$135K 0.11%
12,480
-2,027
-14% -$24.9K
IHIT
134
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$121K 0.1%
15,000
– –
KMF
135
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$121K 0.1%
17,115
+230
+1% +$1.87K
BXMX
136
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$120K 0.1%
10,059
– –
EVG
137
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$115K 0.09%
11,684
-3,000
-20% -$32.8K
SOFI icon
138
SoFi Technologies
SOFI
$21.1B
$90K 0.07%
18,490
– –
OLO
139
DELISTED
Olo Inc
OLO
$83K 0.07%
10,558
– –
CHW
140
Calamos Global Dynamic Income Fund
CHW
$523M
$72K 0.06%
11,850
– –
APD icon
141
Air Products & Chemicals
APD
$66.8B
– –
-845
Closed -$203K
BA icon
142
Boeing
BA
$175B
– –
-1,490
Closed -$204K
EFAV icon
143
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
– –
-4,162
Closed -$263K
FDX icon
144
FedEx
FDX
$73B
– –
-1,212
Closed -$275K
IGIB icon
145
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-55,892
Closed -$2.85M
LYB icon
146
LyondellBasell Industries
LYB
$19.5B
– –
-2,366
Closed -$207K
NVG icon
147
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
– –
-12,932
Closed -$169K
NZF icon
148
Nuveen Municipal Credit Income Fund
NZF
$2.41B
– –
-11,435
Closed -$144K
2 3 4 5
6

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BFA
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TI
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PRI
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NIMC
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AFWM
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IFU
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Pointe Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Pointe Capital Management held 148 positions worth $125M, down 6.8% from $134M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Pointe Capital Management withdrew a net $4.27M in Q3 2022, closing 8 positions and reducing 44 holdings. Its most notable exit was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $2.85M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 11% a quarter earlier, followed by Energy and Technology.

Against the trend, Pointe Capital Management opened a new position in Fiserv Inc worth $291K.

  • Pointe Capital Management's largest Q3 2022 buy was Fiserv Inc: 3,110 shares worth $291K.
  • Pointe Capital Management added most to VanEck IG Floating Rate ETF in Q3 2022, an estimated $227K increase.
  • Pointe Capital Management's biggest Q3 2022 reduction was Union Pacific, cutting an estimated $300K.
  • Pointe Capital Management fully exited iShares 5-10 Year Investment Grade Corporate Bond ETF in Q3 2022, selling an estimated $2.85M.
  • Pointe Capital Management's ten largest holdings make up 41% of its $125M portfolio in Q3 2022.
  • Pointe Capital Management opened 2 new positions and closed 8 in Q3 2022.
  • Pointe Capital Management's portfolio value fell 6.8% quarter-over-quarter to $125M.

Based on Pointe Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.