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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$144M
AUM Growth
+$2.03M
Cap. Flow
+$2.71M
Cap. Flow %
1.88%
Top 10 Hldgs %
36.98%
Holding
153
New
6
Increased
64
Reduced
25
Closed
5

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$958K
2
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$468K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$353K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$335K
5
SOFI icon
SoFi Technologies
SOFI
+$290K

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$302K
2
CVX icon
Chevron
CVX
+$288K
3
DOV icon
Dover
DOV
+$246K
4
CCI icon
Crown Castle
CCI
+$223K
5
APD icon
Air Products & Chemicals
APD
+$205K

Sector Composition

Rank Sector Weight
1 Financials 12.19%
2 Technology 5.95%
3 Energy 5.68%
4 Healthcare 4.49%
5 Industrials 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
126
FirstEnergy
FE
$28.4B
$242K 0.17%
+6,786
New +$258K
PAA icon
127
Plains All American Pipeline
PAA
$17.6B
$236K 0.16%
23,159
-960
-4% -$9.54K
CTVA icon
128
Corteva
CTVA
$60.5B
$235K 0.16%
5,582
-330
-6% -$14.3K
SWK icon
129
Stanley Black & Decker
SWK
$14.5B
$234K 0.16%
+1,333
New +$260K
IWR icon
130
iShares Russell Mid-Cap ETF
IWR
$55.9B
$233K 0.16%
2,980
– –
HUBB icon
131
Hubbell
HUBB
$24.4B
$232K 0.16%
1,283
– –
AMJ
132
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$230K 0.16%
12,674
-600
-5% -$10.9K
NZF icon
133
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$228K 0.16%
13,659
+1
+0% +$17
IWB icon
134
iShares Russell 1000 ETF
IWB
$47.1B
$225K 0.16%
930
– –
FIV
135
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$217K 0.15%
22,500
– –
TRGP icon
136
Targa Resources
TRGP
$56.8B
$207K 0.14%
+4,199
New +$185K
CVX icon
137
Chevron
CVX
$382B
$206K 0.14%
2,026
-2,890
-59% -$288K
TSLA icon
138
Tesla
TSLA
$1.18T
$205K 0.14%
+795
New +$187K
IWN icon
139
iShares Russell 2000 Value ETF
IWN
$14.3B
$203K 0.14%
1,267
– –
TOTL icon
140
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$202K 0.14%
+4,183
New +$203K
VGK icon
141
Vanguard FTSE Europe ETF
VGK
$30.1B
$201K 0.14%
3,070
– –
BDJ icon
142
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$200K 0.14%
20,400
– –
EVG
143
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$196K 0.14%
14,684
– –
IHIT
144
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$146K 0.1%
15,000
– –
BXMX
145
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$143K 0.1%
10,059
– –
KMF
146
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$142K 0.1%
19,562
-423
-2% -$3.07K
JHB
147
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$113K 0.08%
12,000
– –
KYN icon
148
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$91K 0.06%
11,365
-5,984
-34% -$47.7K
APD icon
149
Air Products & Chemicals
APD
$65.5B
– –
-713
Closed -$205K
DOV icon
150
Dover
DOV
$26.7B
– –
-1,633
Closed -$246K
3 4 5
6
7

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Pointe Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Pointe Capital Management held 153 positions worth $144M, up 1.4% from $142M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Pointe Capital Management's Q3 2021 filing shows 6 new, 64 increased, 25 reduced and 5 closed positions. Its largest new stake was SoFi Technologies: 18,490 shares worth $294K. The largest sale was Trade Desk, an estimated $302K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

  • Pointe Capital Management's largest Q3 2021 buy was SoFi Technologies: 18,490 shares worth $294K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $958K increase.
  • Pointe Capital Management's biggest Q3 2021 reduction was Chevron, cutting an estimated $288K.
  • Pointe Capital Management fully exited Trade Desk in Q3 2021, selling an estimated $302K.
  • Pointe Capital Management's ten largest holdings make up 37% of its $144M portfolio in Q3 2021.
  • Pointe Capital Management opened 6 new positions and closed 5 in Q3 2021.
  • Pointe Capital Management's portfolio value rose 1.4% quarter-over-quarter to $144M.

Based on Pointe Capital Management's 13F filing for Q3 2021, filed 29 Oct 2021.