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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+7.46%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$141M
AUM Growth
+$23.9M
Cap. Flow
+$16.9M
Cap. Flow %
11.98%
Top 10 Hldgs %
39.03%
Holding
152
New
13
Increased
60
Reduced
47
Closed
6

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$10.1M
2
III icon
Information Services Group
III
+$4.21M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$964K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$627K
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$528K

Top Sells

Rank Stock Value
1
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$989K
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$676K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$366K
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$268K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$267K

Sector Composition

Rank Sector Weight
1 Financials 18.73%
2 Technology 9.19%
3 Energy 5.22%
4 Industrials 4.21%
5 Healthcare 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
126
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$239K 0.17%
7,017
-1,219
-15% -$39.2K
DE icon
127
Deere & Co
DE
$161B
$224K 0.16%
+600
New +$197K
IWN icon
128
iShares Russell 2000 Value ETF
IWN
$14.3B
$221K 0.16%
1,385
-261
-16% -$39.4K
DOV icon
129
Dover
DOV
$27.5B
$220K 0.16%
1,602
-103
-6% -$13.1K
IWR icon
130
iShares Russell Mid-Cap ETF
IWR
$56B
$220K 0.16%
2,980
– –
BKNG icon
131
Booking.com
BKNG
$150B
$219K 0.16%
+2,350
New +$209K
FIV
132
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$212K 0.15%
22,500
– –
IWB icon
133
iShares Russell 1000 ETF
IWB
$48.1B
$208K 0.15%
+930
New +$204K
INTC icon
134
Intel
INTC
$465B
$206K 0.15%
+3,216
New +$192K
ESPO icon
135
VanEck Video Gaming and eSports ETF
ESPO
$244M
$205K 0.15%
3,000
– –
SILC icon
136
Silicom
SILC
$230M
$203K 0.14%
+4,500
New +$210K
DIS icon
137
Walt Disney
DIS
$167B
$201K 0.14%
+1,087
New +$200K
GE icon
138
GE Aerospace
GE
$374B
$194K 0.14%
2,959
– –
BDJ icon
139
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$193K 0.14%
20,400
– –
EVG
140
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$193K 0.14%
14,684
-1,500
-9% -$19.6K
AMJ
141
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$169K 0.12%
10,174
-25
-0.2% -$397
KMF
142
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$163K 0.12%
24,531
-4,129
-14% -$26.3K
KYN icon
143
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$144K 0.1%
20,085
-4,377
-18% -$30.3K
IHIT
144
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$139K 0.1%
15,000
– –
BXMX
145
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$136K 0.1%
10,059
– –
JHB
146
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$136K 0.1%
14,500
– –
BOE icon
147
BlackRock Enhanced Global Dividend Trust
BOE
$676M
– –
-24,462
Closed -$267K
DIA icon
148
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
– –
-2,210
Closed -$676K
IAE
149
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.3M
– –
-11,449
Closed -$99K
MUB icon
150
iShares National Muni Bond ETF
MUB
$45.1B
– –
-1,836
Closed -$215K
3 4 5
6
7

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PCMK
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TI
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PRI
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NIMC
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AFWM
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IFU
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MPM
Mountaineer Partners Management New York $201M AUM 106.11% 1-Year Est. Return

Pointe Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Pointe Capital Management held 152 positions worth $141M, up 20% from $117M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $16.9M of net new capital in Q1 2021, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was Morgan Stanley: 131,877 shares worth $10.2M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Virtus Dividend, Interest & Premium Strategy Fund, an estimated $268K trimmed.

  • Pointe Capital Management's largest Q1 2021 buy was Morgan Stanley: 131,877 shares worth $10.2M.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q1 2021, an estimated $627K increase.
  • Pointe Capital Management's biggest Q1 2021 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $268K.
  • Pointe Capital Management fully exited Nuveen Michigan Quality Municipal Income Fund in Q1 2021, selling an estimated $989K.
  • Pointe Capital Management's ten largest holdings make up 39% of its $141M portfolio in Q1 2021.
  • Pointe Capital Management opened 13 new positions and closed 6 in Q1 2021.
  • Pointe Capital Management's portfolio value rose 20% quarter-over-quarter to $141M.

Based on Pointe Capital Management's 13F filing for Q1 2021, filed 11 May 2021.