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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+12.23%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$117M
AUM Growth
+$2.88M
Cap. Flow
-$9.41M
Cap. Flow %
-8.02%
Top 10 Hldgs %
36.37%
Holding
144
New
13
Increased
15
Reduced
88
Closed
5

Top Buys

Rank Stock Value
1
QQQJ icon
Invesco NASDAQ Next Gen 100 ETF
QQQJ
+$505K
2
BA icon
Boeing
BA
+$478K
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$458K
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$346K
5
SCHW
Charles Schwab
SCHW
+$245K

Top Sells

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.96M
2
AMLP icon
Alerian MLP ETF
AMLP
+$999K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$813K
4
AAPL icon
Apple
AAPL
+$377K
5
MSFT icon
Microsoft
MSFT
+$363K

Sector Composition

Rank Sector Weight
1 Financials 12.54%
2 Technology 6.35%
3 Energy 5.55%
4 Healthcare 4.75%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
126
iShares National Muni Bond ETF
MUB
$45.1B
$215K 0.18%
1,836
-2,041
-53% -$237K
ESPO icon
127
VanEck Video Gaming and eSports ETF
ESPO
$245M
$210K 0.18%
+3,000
New +$193K
IWR icon
128
iShares Russell Mid-Cap ETF
IWR
$56B
$204K 0.17%
+2,980
New +$190K
FIV
129
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$202K 0.17%
22,500
– –
EVG
130
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$200K 0.17%
16,184
-1,500
-8% -$18.3K
BDJ icon
131
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$173K 0.15%
20,400
– –
KMF
132
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$165K 0.14%
28,660
-4,548
-14% -$22.7K
GE icon
133
GE Aerospace
GE
$374B
$159K 0.14%
2,959
-2,006
-40% -$89.9K
AMJ
134
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$142K 0.12%
10,199
-23,855
-70% -$310K
KYN icon
135
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$141K 0.12%
24,462
-5,452
-18% -$29.2K
JHB
136
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$133K 0.11%
14,500
– –
BXMX
137
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$129K 0.11%
+10,059
New +$121K
IHIT
138
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$126K 0.11%
15,000
– –
IAE
139
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$99K 0.08%
11,449
-2,392
-17% -$19.8K
APD icon
140
Air Products & Chemicals
APD
$65.7B
– –
-739
Closed -$220K
CAG icon
141
Conagra Brands
CAG
$6.94B
– –
-6,058
Closed -$216K
F icon
142
Ford
F
$58.5B
– –
-51,350
Closed -$342K
HUBB icon
143
Hubbell
HUBB
$25B
– –
-1,681
Closed -$230K
IGD
144
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-27,484
Closed -$136K
2 3 4 5
6

Similar funds

MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return
PRI
Prepared Retirement Institute Lansdale, Pennsylvania $202M AUM 12.94% 1-Year Est. Return
NIMC
Nierenberg Investment Management Company Camas, Washington $201M AUM 36.3% 1-Year Est. Return
AFWM
Arta Finance Wealth Management Mountain View, California $202M AUM
IFU
iSAM Funds (UK) London, United Kingdom $203M AUM 18.34% 1-Year Est. Return
MPM
Mountaineer Partners Management New York $201M AUM 106.11% 1-Year Est. Return

Pointe Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Pointe Capital Management held 144 positions worth $117M, up 2.5% from $114M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Pointe Capital Management withdrew a net $9.41M in Q4 2020, closing 5 positions and reducing 88 holdings. Its most notable exit was Ford, an estimated $342K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Pointe Capital Management opened a new position in Invesco NASDAQ Next Gen 100 ETF worth $551K.

  • Pointe Capital Management's largest Q4 2020 buy was Invesco NASDAQ Next Gen 100 ETF: 17,853 shares worth $551K.
  • Pointe Capital Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2020, an estimated $114K increase.
  • Pointe Capital Management's biggest Q4 2020 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.96M.
  • Pointe Capital Management fully exited Ford in Q4 2020, selling an estimated $342K.
  • Pointe Capital Management's ten largest holdings make up 36% of its $117M portfolio in Q4 2020.
  • Pointe Capital Management opened 13 new positions and closed 5 in Q4 2020.
  • Pointe Capital Management's portfolio value rose 2.5% quarter-over-quarter to $117M.

Based on Pointe Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.