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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$114M
AUM Growth
+$3.2M
Cap. Flow
-$977K
Cap. Flow %
-0.85%
Top 10 Hldgs %
36.31%
Holding
137
New
4
Increased
46
Reduced
43
Closed
6

Top Buys

Rank Stock Value
1
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$309K
2
DLTR icon
Dollar Tree
DLTR
+$225K
3
GLD icon
SPDR Gold Trust
GLD
+$218K
4
NSC icon
Norfolk Southern
NSC
+$215K
5
APD icon
Air Products & Chemicals
APD
+$213K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$460K
2
SILC icon
Silicom
SILC
+$395K
3
INTC icon
Intel
INTC
+$271K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$237K
5
OKE icon
Oneok
OKE
+$217K

Sector Composition

Rank Sector Weight
1 Financials 11.56%
2 Technology 6.84%
3 Energy 5.34%
4 Consumer Staples 4.96%
5 Healthcare 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
126
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$136K 0.12%
27,484
– –
KMF
127
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$134K 0.12%
33,208
-10,149
-23% -$45.3K
JHB
128
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$130K 0.11%
14,500
– –
KYN icon
129
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$119K 0.1%
29,914
-5,292
-15% -$25.2K
IHIT
130
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$119K 0.1%
15,000
– –
IAE
131
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$110K 0.1%
13,841
– –
INTC icon
132
Intel
INTC
$455B
– –
-4,524
Closed -$271K
QQQ icon
133
Invesco QQQ Trust
QQQ
$453B
– –
-1,857
Closed -$460K
SILC icon
134
Silicom
SILC
$229M
– –
-10,763
Closed -$395K
VNQ icon
135
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-3,015
Closed -$237K
XLF icon
136
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
– –
-8,836
Closed -$204K
HCR
137
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-12,040
Closed -$2K
2 3 4 5
6

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Pointe Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Pointe Capital Management held 137 positions worth $114M, up 2.9% from $111M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Pointe Capital Management's Q3 2020 filing shows 4 new, 46 increased, 43 reduced and 6 closed positions. Its largest new stake was Atlantica Sustainable Infrastructure plc Ordinary Shares: 10,585 shares worth $303K. The largest sale was Invesco QQQ Trust, an estimated $460K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Technology and Energy.

  • Pointe Capital Management's largest Q3 2020 buy was Atlantica Sustainable Infrastructure plc Ordinary Shares: 10,585 shares worth $303K.
  • Pointe Capital Management added most to SPDR Gold Trust in Q3 2020, an estimated $218K increase.
  • Pointe Capital Management's biggest Q3 2020 reduction was Oneok, cutting an estimated $217K.
  • Pointe Capital Management fully exited Invesco QQQ Trust in Q3 2020, selling an estimated $460K.
  • Pointe Capital Management's ten largest holdings make up 36% of its $114M portfolio in Q3 2020.
  • Pointe Capital Management opened 4 new positions and closed 6 in Q3 2020.
  • Pointe Capital Management's portfolio value rose 2.9% quarter-over-quarter to $114M.

Based on Pointe Capital Management's 13F filing for Q3 2020, filed 5 Nov 2020.