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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+16.68%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$111M
AUM Growth
+$8.45M
Cap. Flow
-$11.2M
Cap. Flow %
-10.05%
Top 10 Hldgs %
35.95%
Holding
142
New
13
Increased
16
Reduced
55
Closed
9

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$816K
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$793K
3
C icon
Citigroup
C
+$551K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$524K
5
ICE icon
Intercontinental Exchange
ICE
+$310K

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$5.01M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.96M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$599K
4
AMLP icon
Alerian MLP ETF
AMLP
+$499K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$399K

Sector Composition

Rank Sector Weight
1 Financials 10.72%
2 Energy 7.11%
3 Technology 6.59%
4 Healthcare 4.6%
5 Consumer Staples 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
126
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$186K 0.17%
35,206
-1,487
-4% -$7.91K
FIV
127
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$186K 0.17%
22,500
– –
BDJ icon
128
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$150K 0.13%
20,400
– –
IGD
129
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$133K 0.12%
27,484
-3,861
-12% -$18.7K
JHB
130
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$129K 0.12%
14,500
– –
IHIT
131
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$118K 0.11%
15,000
– –
IAE
132
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$88.9M
$106K 0.1%
13,841
-696
-5% -$4.82K
HCR
133
DELISTED
Hi-Crush Inc. Common Stock
HCR
$2K ﹤0.01%
12,040
– –
BKNG icon
134
Booking.com
BKNG
$156B
– –
-6,600
Closed -$355K
CTVA icon
135
Corteva
CTVA
$60.5B
– –
-13,419
Closed -$315K
NOC icon
136
Northrop Grumman
NOC
$76B
– –
-823
Closed -$249K
PAGP icon
137
Plains GP Holdings
PAGP
$5.28B
– –
-18,887
Closed -$106K
SCZ icon
138
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
– –
-11,371
Closed -$5.01M
TYG
139
Tortoise Energy Infrastructure Corp
TYG
$1.08B
– –
-2,711
Closed -$28K
WFC icon
140
Wells Fargo
WFC
$254B
– –
-11,376
Closed -$326K
JMF
141
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-19,468
Closed -$28K
GMZ
142
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-2,157
Closed -$18K
2 3 4 5
6

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PCMK
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GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
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PRI
Prepared Retirement Institute Lansdale, Pennsylvania $202M AUM 12.94% 1-Year Est. Return
NIMC
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AFWM
Arta Finance Wealth Management Mountain View, California $202M AUM

Pointe Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Pointe Capital Management held 142 positions worth $111M, up 8.2% from $103M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Pointe Capital Management withdrew a net $11.2M in Q2 2020, closing 9 positions and reducing 55 holdings. Its most notable exit was iShares MSCI EAFE Small-Cap ETF, an estimated $5.01M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Energy and Technology.

Against the trend, Pointe Capital Management opened a new position in SPDR Gold Trust worth $847K.

  • Pointe Capital Management's largest Q2 2020 buy was SPDR Gold Trust: 5,062 shares worth $847K.
  • Pointe Capital Management added most to iShares MSCI EAFE Min Vol Factor ETF in Q2 2020, an estimated $524K increase.
  • Pointe Capital Management's biggest Q2 2020 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.96M.
  • Pointe Capital Management fully exited iShares MSCI EAFE Small-Cap ETF in Q2 2020, selling an estimated $5.01M.
  • Pointe Capital Management's ten largest holdings make up 36% of its $111M portfolio in Q2 2020.
  • Pointe Capital Management opened 13 new positions and closed 9 in Q2 2020.
  • Pointe Capital Management's portfolio value rose 8.2% quarter-over-quarter to $111M.

Based on Pointe Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.