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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-19.48%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$103M
AUM Growth
-$16.4M
Cap. Flow
+$15.6M
Cap. Flow %
15.21%
Top 10 Hldgs %
38.56%
Holding
143
New
8
Increased
32
Reduced
56
Closed
14

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.15M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.5M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.31M
5
KMB icon
Kimberly-Clark
KMB
+$1.21M

Top Sells

Rank Stock Value
1
COF icon
Capital One
COF
+$392K
2
CHKP icon
Check Point Software Technologies
CHKP
+$341K
3
WMB icon
Williams Companies
WMB
+$296K
4
C icon
Citigroup
C
+$284K
5
EOG icon
EOG Resources
EOG
+$282K

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Energy 6.88%
3 Technology 5.35%
4 Healthcare 4.49%
5 Consumer Staples 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYG
126
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$28K 0.03%
2,711
– –
JMF
127
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$28K 0.03%
19,468
-218
-1% -$1.26K
GMZ
128
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$18K 0.02%
2,157
– –
HCR
129
DELISTED
Hi-Crush Inc. Common Stock
HCR
$3K ﹤0.01%
12,040
– –
C icon
130
Citigroup
C
$222B
– –
-3,558
Closed -$284K
CHKP icon
131
Check Point Software Technologies
CHKP
$13B
– –
-3,073
Closed -$341K
COF icon
132
Capital One
COF
$128B
– –
-3,810
Closed -$392K
CSB icon
133
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$269M
– –
-4,810
Closed -$226K
EOG icon
134
EOG Resources
EOG
$79.2B
– –
-3,368
Closed -$282K
GNSS icon
135
Genasys
GNSS
$76.1M
– –
-10,000
Closed -$33K
HUBB icon
136
Hubbell
HUBB
$25B
– –
-1,681
Closed -$248K
LYB icon
137
LyondellBasell Industries
LYB
$20B
– –
-2,751
Closed -$260K
MO icon
138
Altria Group
MO
$114B
– –
-4,150
Closed -$207K
NSC icon
139
Norfolk Southern
NSC
$75.4B
– –
-1,071
Closed -$208K
O icon
140
Realty Income
O
$59.6B
– –
-3,096
Closed -$221K
SCHW
141
Charles Schwab
SCHW
$183B
– –
-5,605
Closed -$267K
XOM icon
142
ExxonMobil
XOM
$644B
– –
-3,613
Closed -$252K
ATRS
143
DELISTED
Antares Pharma, Inc.
ATRS
– –
-10,000
Closed -$47K
2 3 4 5
6

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Pointe Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Pointe Capital Management held 143 positions worth $103M, down 14% from $119M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $15.6M of net new capital in Q1 2020, opening 8 new positions and adding to 32 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 54,532 shares worth $3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 13% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Williams Companies, an estimated $296K trimmed.

  • Pointe Capital Management's largest Q1 2020 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 54,532 shares worth $3M.
  • Pointe Capital Management added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q1 2020, an estimated $6.53M increase.
  • Pointe Capital Management's biggest Q1 2020 reduction was Williams Companies, cutting an estimated $296K.
  • Pointe Capital Management fully exited Capital One in Q1 2020, selling an estimated $392K.
  • Pointe Capital Management's ten largest holdings make up 39% of its $103M portfolio in Q1 2020.
  • Pointe Capital Management opened 8 new positions and closed 14 in Q1 2020.
  • Pointe Capital Management's portfolio value fell 14% quarter-over-quarter to $103M.

Based on Pointe Capital Management's 13F filing for Q1 2020, filed 11 May 2020.