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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$119M
AUM Growth
+$1.07M
Cap. Flow
+$1.64M
Cap. Flow %
1.37%
Top 10 Hldgs %
31.85%
Holding
141
New
3
Increased
27
Reduced
54
Closed
6

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.64M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$430K
3
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$424K
4
LNG icon
Cheniere Energy
LNG
+$279K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$257K

Top Sells

Rank Stock Value
1
WES icon
Western Midstream Partners
WES
+$647K
2
EQM
EQM Midstream Partners, LP
EQM
+$418K
3
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$348K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$332K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$324K

Sector Composition

Rank Sector Weight
1 Energy 13.63%
2 Financials 13.29%
3 Technology 5.02%
4 Healthcare 4.7%
5 Industrials 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
126
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$194K 0.16%
31,345
-25,508
-45% -$156K
TYG
127
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$194K 0.16%
2,711
– –
IHIT
128
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$158K 0.13%
15,000
– –
JMF
129
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$153K 0.13%
19,686
-1,035
-5% -$8K
JHB
130
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$145K 0.12%
14,500
– –
IAE
131
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$89.7M
$124K 0.1%
14,537
– –
GMZ
132
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$92K 0.08%
2,157
-972
-31% -$41.4K
ATRS
133
DELISTED
Antares Pharma, Inc.
ATRS
$47K 0.04%
10,000
– –
GNSS icon
134
Genasys
GNSS
$74.2M
$33K 0.03%
10,000
– –
HCR
135
DELISTED
Hi-Crush Inc. Common Stock
HCR
$11K 0.01%
12,040
-3,500
-23% -$3.69K
AM icon
136
Antero Midstream
AM
$10.3B
– –
-19,252
Closed -$142K
BA icon
137
Boeing
BA
$175B
– –
-430
Closed -$164K
PAGP icon
138
Plains GP Holdings
PAGP
$5.19B
– –
-9,911
Closed -$210K
WES icon
139
Western Midstream Partners
WES
$19.5B
– –
-26,001
Closed -$647K
EQM
140
DELISTED
EQM Midstream Partners, LP
EQM
– –
-12,786
Closed -$418K
TGE
141
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-17,269
Closed -$348K
2 3 4 5
6

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GW
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BFA
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TI
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PRI
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NIMC
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AFWM
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Pointe Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Pointe Capital Management held 141 positions worth $119M, up 0.91% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pointe Capital Management's Q4 2019 filing shows 3 new, 27 increased, 54 reduced and 6 closed positions. Its largest new stake was Norfolk Southern: 1,071 shares worth $208K. The largest sale was Western Midstream Partners, an estimated $647K.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 15% a quarter earlier, followed by Financials and Technology.

  • Pointe Capital Management's largest Q4 2019 buy was Norfolk Southern: 1,071 shares worth $208K.
  • Pointe Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2019, an estimated $2.64M increase.
  • Pointe Capital Management's biggest Q4 2019 reduction was Berkshire Hathaway Class B, cutting an estimated $332K.
  • Pointe Capital Management fully exited Western Midstream Partners in Q4 2019, selling an estimated $647K.
  • Pointe Capital Management's ten largest holdings make up 32% of its $119M portfolio in Q4 2019.
  • Pointe Capital Management opened 3 new positions and closed 6 in Q4 2019.
  • Pointe Capital Management's portfolio value rose 0.91% quarter-over-quarter to $119M.

Based on Pointe Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.