PCM

Pointe Capital Management Portfolio holdings

AUM $193M
This Quarter Return
+5.05%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$119M
AUM Growth
+$1.07M
Cap. Flow
+$1.67M
Cap. Flow %
1.4%
Top 10 Hldgs %
31.85%
Holding
141
New
3
Increased
27
Reduced
54
Closed
6

Top Buys

1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$2.64M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$429K
3
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$424K
4
LNG icon
Cheniere Energy
LNG
$277K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
$268K

Top Sells

1
WES icon
Western Midstream Partners
WES
$647K
2
EQM
EQM Midstream Partners, LP
EQM
$418K
3
TGE
Tallgrass Energy, LP Class A Shares
TGE
$348K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$346K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$334K

Sector Composition

1 Energy 13.63%
2 Financials 13.29%
3 Technology 5.02%
4 Healthcare 4.7%
5 Industrials 3.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGD
126
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$466M
$194K 0.16%
31,345
-25,508
-45% -$158K
TYG
127
Tortoise Energy Infrastructure Corp
TYG
$736M
$194K 0.16%
2,711
– –
IHIT
128
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$158K 0.13%
15,000
– –
JMF
129
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$153K 0.13%
19,686
-1,035
-5% -$8.04K
JHB
130
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$145K 0.12%
14,500
– –
IAE
131
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$77.3M
$124K 0.1%
14,537
– –
GMZ
132
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$92K 0.08%
2,157
-972
-31% -$41.5K
ATRS
133
DELISTED
Antares Pharma, Inc.
ATRS
$47K 0.04%
10,000
– –
GNSS icon
134
Genasys
GNSS
$86.7M
$33K 0.03%
10,000
– –
HCR
135
DELISTED
Hi-Crush Inc. Common Stock
HCR
$11K 0.01%
12,040
-3,500
-23% -$3.2K
PAGP icon
136
Plains GP Holdings
PAGP
$3.71B
– –
-9,911
Closed -$210K
WES icon
137
Western Midstream Partners
WES
$14.6B
– –
-26,001
Closed -$647K
AM icon
138
Antero Midstream
AM
$8.54B
– –
-19,252
Closed -$142K
BA icon
139
Boeing
BA
$176B
– –
-430
Closed -$164K
EQM
140
DELISTED
EQM Midstream Partners, LP
EQM
– –
-12,786
Closed -$418K
TGE
141
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-17,269
Closed -$348K
2 3 4 5
6