PCM

Pointe Capital Management Portfolio holdings

AUM $193M
This Quarter Return
+0.02%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$118M
AUM Growth
+$118M
Cap. Flow
-$8.18M
Cap. Flow %
-6.93%
Top 10 Hldgs %
29.81%
Holding
150
New
3
Increased
22
Reduced
68
Closed
12

Top Buys

1
C icon
Citigroup
C
$246K
2
CTVA icon
Corteva
CTVA
$245K
3
SCHW icon
Charles Schwab
SCHW
$236K
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$233K
5
PM icon
Philip Morris
PM
$150K

Top Sells

1
IWN icon
iShares Russell 2000 Value ETF
IWN
$2.06M
2
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
$417K
3
CDL icon
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$412K
4
DSL
DoubleLine Income Solutions Fund
DSL
$396K
5
DD icon
DuPont de Nemours
DD
$380K

Sector Composition

1 Energy 15%
2 Financials 12.58%
3 Technology 7.23%
4 Consumer Discretionary 5.45%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PAGP icon
126
Plains GP Holdings
PAGP
$3.71B
$210K 0.18%
9,911
– –
FIV
127
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$199K 0.17%
22,500
– –
JMF
128
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$179K 0.15%
20,721
-3,020
-13% -$26.1K
GE icon
129
GE Aerospace
GE
$293B
$169K 0.14%
3,786
– –
BA icon
130
Boeing
BA
$176B
$164K 0.14%
430
– –
IHIT
131
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$156K 0.13%
15,000
– –
GMZ
132
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$152K 0.13%
3,129
-1,142
-27% -$55.5K
JHB
133
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$143K 0.12%
14,500
– –
AM icon
134
Antero Midstream
AM
$8.54B
$142K 0.12%
19,252
-969
-5% -$7.15K
IAE
135
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$77.3M
$123K 0.1%
14,537
-14,482
-50% -$123K
GNSS icon
136
Genasys
GNSS
$86.7M
$34K 0.03%
10,000
– –
ATRS
137
DELISTED
Antares Pharma, Inc.
ATRS
$33K 0.03%
10,000
– –
HCR
138
DELISTED
Hi-Crush Inc. Common Stock
HCR
$27K 0.02%
15,540
-9,000
-37% -$15.6K
CDL icon
139
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$364M
– –
-8,774
Closed -$412K
CHW
140
Calamos Global Dynamic Income Fund
CHW
$463M
– –
-10,850
Closed -$88K
DD icon
141
DuPont de Nemours
DD
$31.6B
– –
-5,061
Closed -$380K
DEM icon
142
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.1B
– –
-5,967
Closed -$266K
FANG icon
143
Diamondback Energy
FANG
$41.2B
– –
-1,903
Closed -$207K
FXB icon
144
Invesco CurrencyShares British Pound Sterling Trust
FXB
$90.4M
– –
-3,388
Closed -$417K
FXE icon
145
Invesco CurrencyShares Euro Currency Trust
FXE
$527M
– –
-2,726
Closed -$295K
NIE
146
Virtus Equity & Convertible Income Fund
NIE
$686M
– –
-11,408
Closed -$247K
NSC icon
147
Norfolk Southern
NSC
$62.4B
– –
-1,071
Closed -$213K
SAN icon
148
Banco Santander
SAN
$140B
– –
-10,435
Closed -$46K
SHLX
149
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-12,570
Closed -$261K
ANDX
150
DELISTED
Andeavor Logistics LP
ANDX
– –
-8,224
Closed -$299K
2 3 4 5
6