We are live on ! Find out more
PCM

Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$118M
AUM Growth
-$3.38M
Cap. Flow
-$8.16M
Cap. Flow %
-6.91%
Top 10 Hldgs %
29.81%
Holding
150
New
3
Increased
22
Reduced
68
Closed
12

Top Buys

Rank Stock Value
1
CTVA icon
Corteva
CTVA
+$253K
2
C icon
Citigroup
C
+$242K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$233K
4
SCHW
Charles Schwab
SCHW
+$227K
5
PM icon
Philip Morris
PM
+$156K

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$2.04M
2
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$417K
3
CDL icon
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
+$412K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$397K
5
DD icon
DuPont de Nemours
DD
+$380K

Sector Composition

Rank Sector Weight
1 Energy 15%
2 Financials 12.58%
3 Technology 7.23%
4 Consumer Discretionary 5.45%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGP icon
126
Plains GP Holdings
PAGP
$5.16B
$210K 0.18%
9,911
– –
FIV
127
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$199K 0.17%
22,500
– –
JMF
128
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$179K 0.15%
20,721
-3,020
-13% -$26.3K
GE icon
129
GE Aerospace
GE
$375B
$169K 0.14%
3,786
– –
BA icon
130
Boeing
BA
$167B
$164K 0.14%
430
– –
IHIT
131
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$156K 0.13%
15,000
– –
GMZ
132
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$152K 0.13%
3,129
-1,142
-27% -$58.5K
JHB
133
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$143K 0.12%
14,500
– –
AM icon
134
Antero Midstream
AM
$10.4B
$142K 0.12%
19,252
-969
-5% -$8.37K
IAE
135
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$90.5M
$123K 0.1%
14,537
-14,482
-50% -$123K
GNSS icon
136
Genasys
GNSS
$74.2M
$34K 0.03%
10,000
– –
ATRS
137
DELISTED
Antares Pharma, Inc.
ATRS
$33K 0.03%
10,000
– –
HCR
138
DELISTED
Hi-Crush Inc. Common Stock
HCR
$27K 0.02%
15,540
-9,000
-37% -$17.3K
CDL icon
139
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$405M
– –
-8,774
Closed -$412K
CHW
140
Calamos Global Dynamic Income Fund
CHW
$538M
– –
-10,850
Closed -$88K
DD icon
141
DuPont de Nemours
DD
$18.9B
– –
-4,032
Closed -$380K
DEM icon
142
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
– –
-5,967
Closed -$266K
FANG icon
143
Diamondback Energy
FANG
$55.1B
– –
-1,903
Closed -$207K
FXB icon
144
Invesco CurrencyShares British Pound Sterling Trust
FXB
$76.7M
– –
-3,388
Closed -$417K
FXE icon
145
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
– –
-2,726
Closed -$295K
NIE
146
Virtus Equity & Convertible Income Fund
NIE
$715M
– –
-11,408
Closed -$247K
NSC icon
147
Norfolk Southern
NSC
$77.1B
– –
-1,071
Closed -$213K
SAN icon
148
Banco Santander
SAN
$200B
– –
-10,435
Closed -$46K
SHLX
149
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-12,570
Closed -$261K
ANDX
150
DELISTED
Andeavor Logistics LP
ANDX
– –
-8,224
Closed -$299K
2 3 4 5
6

Similar funds

BSA
Bull Street Advisors Savannah, Georgia $202M AUM 11.06% 1-Year Est. Return
HWMO
Heritage Wealth Management (Ohio) Cincinnati, Ohio $202M AUM 23.85% 1-Year Est. Return
MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return

Pointe Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Pointe Capital Management held 150 positions worth $118M, down 2.8% from $121M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management withdrew a net $8.16M in Q3 2019, closing 12 positions and reducing 68 holdings. Its most notable exit was Invesco CurrencyShares British Pound Sterling Trust, an estimated $417K position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, down from 18% a quarter earlier, followed by Financials and Technology.

Against the trend, Pointe Capital Management opened a new position in Corteva worth $245K.

  • Pointe Capital Management's largest Q3 2019 buy was Corteva: 8,755 shares worth $245K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2019, an estimated $233K increase.
  • Pointe Capital Management's biggest Q3 2019 reduction was iShares Russell 2000 Value ETF, cutting an estimated $2.04M.
  • Pointe Capital Management fully exited Invesco CurrencyShares British Pound Sterling Trust in Q3 2019, selling an estimated $417K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $118M portfolio in Q3 2019.
  • Pointe Capital Management opened 3 new positions and closed 12 in Q3 2019.
  • Pointe Capital Management's portfolio value fell 2.8% quarter-over-quarter to $118M.

Based on Pointe Capital Management's 13F filing for Q3 2019, filed 13 Nov 2019.