PCM

Pointe Capital Management Portfolio holdings

AUM $193M
This Quarter Return
+1.73%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$121M
AUM Growth
+$121M
Cap. Flow
+$489K
Cap. Flow %
0.4%
Top 10 Hldgs %
29.11%
Holding
153
New
7
Increased
36
Reduced
69
Closed
6

Top Buys

1
KMI icon
Kinder Morgan
KMI
$900K
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$657K
3
RTX icon
RTX Corp
RTX
$641K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$476K
5
ADM icon
Archer Daniels Midland
ADM
$452K

Top Sells

1
SHLX
Shell Midstream Partners, L.P.
SHLX
$405K
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$400K
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$380K
4
CSQ icon
Calamos Strategic Total Return Fund
CSQ
$340K
5
STI
SunTrust Banks, Inc.
STI
$309K

Sector Composition

1 Energy 17.55%
2 Financials 12.5%
3 Technology 4.42%
4 Healthcare 4.17%
5 Industrials 3.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TYG
126
Tortoise Energy Infrastructure Corp
TYG
$736M
$244K 0.2%
2,711
– –
LYB icon
127
LyondellBasell Industries
LYB
$17.4B
$237K 0.2%
2,751
– –
VTI icon
128
Vanguard Total Stock Market ETF
VTI
$524B
$236K 0.19%
1,572
+76
+5% +$11.4K
GMZ
129
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$233K 0.19%
4,271
-58
-1% -$3.16K
AM icon
130
Antero Midstream
AM
$8.54B
$232K 0.19%
20,221
-2,582
-11% -$29.6K
HUBB icon
131
Hubbell
HUBB
$22.8B
$219K 0.18%
+1,681
New +$219K
JMF
132
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$216K 0.18%
23,741
-6,353
-21% -$57.8K
CSB icon
133
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
$215K 0.18%
4,850
-2,500
-34% -$111K
IVV icon
134
iShares Core S&P 500 ETF
IVV
$660B
$215K 0.18%
728
-3
-0.4% -$886
NSC icon
135
Norfolk Southern
NSC
$62.4B
$213K 0.18%
1,071
– –
FANG icon
136
Diamondback Energy
FANG
$41.2B
$207K 0.17%
1,903
-92
-5% -$10K
O icon
137
Realty Income
O
$53B
$207K 0.17%
3,096
– –
FIV
138
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$200K 0.16%
22,500
– –
GE icon
139
GE Aerospace
GE
$293B
$198K 0.16%
3,786
-245
-6% -$12.8K
IHIT
140
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$157K 0.13%
15,000
– –
BA icon
141
Boeing
BA
$176B
$156K 0.13%
430
– –
JHB
142
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$144K 0.12%
14,500
– –
CHW
143
Calamos Global Dynamic Income Fund
CHW
$463M
$88K 0.07%
10,850
– –
HCR
144
DELISTED
Hi-Crush Inc. Common Stock
HCR
$60K 0.05%
24,540
-15,395
-39% -$37.6K
SAN icon
145
Banco Santander
SAN
$140B
$46K 0.04%
+10,435
New +$46K
GNSS icon
146
Genasys
GNSS
$86.7M
$33K 0.03%
+10,000
New +$33K
ATRS
147
DELISTED
Antares Pharma, Inc.
ATRS
$33K 0.03%
10,000
– –
SCHW icon
148
Charles Schwab
SCHW
$175B
– –
-4,928
Closed -$211K
TRGP icon
149
Targa Resources
TRGP
$35.2B
– –
-6,113
Closed -$254K
SIRE
150
DELISTED
Sisecam Resources LP
SIRE
– –
-10,315
Closed -$263K
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6
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