PCM

Pointe Capital Management Portfolio holdings

AUM $193M
This Quarter Return
+12.55%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$119M
AUM Growth
+$119M
Cap. Flow
+$4.36M
Cap. Flow %
3.67%
Top 10 Hldgs %
29.03%
Holding
152
New
14
Increased
47
Reduced
53
Closed
6

Top Buys

1
WES icon
Western Midstream Partners
WES
$627K
2
BKR icon
Baker Hughes
BKR
$508K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
$438K
4
LIN icon
Linde
LIN
$399K
5
QQQ icon
Invesco QQQ Trust
QQQ
$388K

Top Sells

1
WES
Western Gas Partners Lp
WES
$521K
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$418K
3
AM
ANTERO MIDSTREAM PARTNERS LP
AM
$304K
4
BK icon
Bank of New York Mellon
BK
$280K
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
$258K

Sector Composition

1 Energy 18.43%
2 Financials 12.49%
3 Technology 4.28%
4 Healthcare 3.96%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TRGP icon
126
Targa Resources
TRGP
$35.9B
$254K 0.21%
6,113
-97
-2% -$4.03K
PAGP icon
127
Plains GP Holdings
PAGP
$3.76B
$253K 0.21%
+10,136
New +$253K
NIE
128
Virtus Equity & Convertible Income Fund
NIE
$684M
$245K 0.21%
11,379
+60
+0.5% +$1.29K
GMZ
129
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$243K 0.2%
30,300
-2,850
-9% -$22.9K
BDJ icon
130
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$241K 0.2%
28,200
-2,533
-8% -$21.6K
LYB icon
131
LyondellBasell Industries
LYB
$18B
$231K 0.19%
2,751
– –
O icon
132
Realty Income
O
$52.8B
$221K 0.19%
+3,000
New +$221K
VTI icon
133
Vanguard Total Stock Market ETF
VTI
$522B
$216K 0.18%
+1,496
New +$216K
CNXM
134
DELISTED
CNX Midstream Partners LP
CNXM
$215K 0.18%
14,157
-252
-2% -$3.83K
SCHW icon
135
Charles Schwab
SCHW
$174B
$211K 0.18%
+4,928
New +$211K
IVV icon
136
iShares Core S&P 500 ETF
IVV
$657B
$208K 0.17%
+731
New +$208K
FANG icon
137
Diamondback Energy
FANG
$43.4B
$203K 0.17%
1,995
-1,105
-36% -$112K
GE icon
138
GE Aerospace
GE
$292B
$201K 0.17%
20,091
– –
NSC icon
139
Norfolk Southern
NSC
$62.4B
$200K 0.17%
+1,071
New +$200K
FIV
140
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$197K 0.17%
22,500
– –
HCR
141
DELISTED
Hi-Crush Inc. Common Stock
HCR
$178K 0.15%
39,935
-12,540
-24% -$55.9K
BA icon
142
Boeing
BA
$179B
$164K 0.14%
+430
New +$164K
IHIT
143
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$155K 0.13%
15,000
– –
JHB
144
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$142K 0.12%
14,500
– –
CHW
145
Calamos Global Dynamic Income Fund
CHW
$462M
$87K 0.07%
10,850
– –
ATRS
146
DELISTED
Antares Pharma, Inc.
ATRS
$30K 0.03%
+10,000
New +$30K
BK icon
147
Bank of New York Mellon
BK
$73.8B
– –
-5,939
Closed -$280K
SPY icon
148
SPDR S&P 500 ETF Trust
SPY
$653B
– –
-1,672
Closed -$418K
PXD
149
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,906
Closed -$251K
WES
150
DELISTED
Western Gas Partners Lp
WES
– –
-12,333
Closed -$521K
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6
7