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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-13.15%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$103M
AUM Growth
-$24M
Cap. Flow
-$7.27M
Cap. Flow %
-7.07%
Top 10 Hldgs %
30.34%
Holding
159
New
5
Increased
28
Reduced
88
Closed
21

Top Buys

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.83M
2
ET icon
Energy Transfer Partners
ET
+$1.49M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$716K
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$596K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$527K

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$2.16M
2
AMLP icon
Alerian MLP ETF
AMLP
+$894K
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$742K
4
EPD icon
Enterprise Products Partners
EPD
+$496K
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$469K

Sector Composition

Rank Sector Weight
1 Energy 17.17%
2 Financials 13.77%
3 Healthcare 4.15%
4 Technology 4.07%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRGP icon
126
Targa Resources
TRGP
$57.4B
$224K 0.22%
6,210
-1,718
-22% -$83.1K
TYG
127
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$216K 0.21%
2,711
– –
NBLX
128
DELISTED
Noble Midstream Partners LP
NBLX
$211K 0.21%
7,322
-2,759
-27% -$97.7K
COF icon
129
Capital One
COF
$127B
$210K 0.2%
2,774
-32
-1% -$2.77K
NIE
130
Virtus Equity & Convertible Income Fund
NIE
$715M
$210K 0.2%
11,319
– –
LEN icon
131
Lennar Class A
LEN
$20.5B
$206K 0.2%
5,438
-184
-3% -$7.5K
HCR
132
DELISTED
Hi-Crush Inc. Common Stock
HCR
$188K 0.18%
52,475
-7,819
-13% -$54.3K
FIV
133
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$186K 0.18%
22,500
-11,000
-33% -$97.8K
GE icon
134
GE Aerospace
GE
$375B
$152K 0.15%
4,192
-2,091
-33% -$94.4K
IHIT
135
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$149K 0.15%
15,000
– –
JHB
136
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$129K 0.13%
14,500
– –
CHW
137
Calamos Global Dynamic Income Fund
CHW
$538M
$71K 0.07%
10,850
– –
BKR icon
138
Baker Hughes
BKR
$60.1B
– –
-6,023
Closed -$204K
DBRG icon
139
DigitalBridge
DBRG
$2.93B
– –
-7,624
Closed -$186K
DXC icon
140
DXC Technology
DXC
$1.68B
– –
-2,543
Closed -$238K
EEM icon
141
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-17,297
Closed -$742K
ETN icon
142
Eaton
ETN
$155B
– –
-2,494
Closed -$216K
GILD icon
143
Gilead Sciences
GILD
$162B
– –
-2,685
Closed -$207K
HUBB icon
144
Hubbell
HUBB
$26.3B
– –
-1,672
Closed -$223K
IJH icon
145
iShares Core S&P Mid-Cap ETF
IJH
$123B
– –
-4,990
Closed -$200K
IVV icon
146
iShares Core S&P 500 ETF
IVV
$869B
– –
-701
Closed -$205K
LBTYA icon
147
Liberty Global Class A
LBTYA
$3.35B
– –
-8,317
Closed -$241K
LHX icon
148
L3Harris
LHX
$56.5B
– –
-1,233
Closed -$209K
MMM icon
149
3M
MMM
$91.9B
– –
-1,375
Closed -$242K
QQQ icon
150
Invesco QQQ Trust
QQQ
$449B
– –
-1,857
Closed -$345K
3 4 5
6
7

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PCMK
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BFA
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Pointe Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Pointe Capital Management held 159 positions worth $103M, down 19% from $127M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management withdrew a net $7.27M in Q4 2018, closing 21 positions and reducing 88 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Pointe Capital Management opened a new position in iShares Russell 2000 ETF worth $473K.

  • Pointe Capital Management's largest Q4 2018 buy was iShares Russell 2000 ETF: 3,533 shares worth $473K.
  • Pointe Capital Management added most to iShares Core MSCI Emerging Markets ETF in Q4 2018, an estimated $1.83M increase.
  • Pointe Capital Management's biggest Q4 2018 reduction was Alerian MLP ETF, cutting an estimated $894K.
  • Pointe Capital Management fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.16M.
  • Pointe Capital Management's ten largest holdings make up 30% of its $103M portfolio in Q4 2018.
  • Pointe Capital Management opened 5 new positions and closed 21 in Q4 2018.
  • Pointe Capital Management's portfolio value fell 19% quarter-over-quarter to $103M.

Based on Pointe Capital Management's 13F filing for Q4 2018, filed 6 Feb 2019.