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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-3.28%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$116M
AUM Growth
-$9.03M
Cap. Flow
-$3.99M
Cap. Flow %
-3.44%
Top 10 Hldgs %
29.87%
Holding
155
New
8
Increased
40
Reduced
62
Closed
9

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.65M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$573K
3
CNXM
CNX Midstream Partners LP
CNXM
+$422K
4
NBLX
Noble Midstream Partners LP
NBLX
+$393K
5
HACK icon
Amplify Cybersecurity ETF
HACK
+$357K

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.26M
2
WMB icon
Williams Companies
WMB
+$783K
3
BWP
Boardwalk Pipeline Partners
BWP
+$730K
4
EEP
Enbridge Energy Partners
EEP
+$617K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$521K

Sector Composition

Rank Sector Weight
1 Energy 18.57%
2 Financials 13.21%
3 Technology 4.17%
4 Healthcare 3.83%
5 Industrials 3.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
126
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$268K 0.23%
30,700
– –
GMZ
127
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$265K 0.23%
4,879
– –
GS icon
128
Goldman Sachs
GS
$305B
$258K 0.22%
1,024
+20
+2% +$5.21K
XLF icon
129
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$257K 0.22%
+9,325
New +$269K
PAGP icon
130
Plains GP Holdings
PAGP
$5.2B
$255K 0.22%
11,731
-1,501
-11% -$33.2K
MMM icon
131
3M
MMM
$94.1B
$252K 0.22%
1,375
+41
+3% +$8.12K
HUBB icon
132
Hubbell
HUBB
$25.6B
$249K 0.21%
2,047
– –
NIE
133
Virtus Equity & Convertible Income Fund
NIE
$714M
$249K 0.21%
12,037
-75
-0.6% -$1.62K
JNJ icon
134
Johnson & Johnson
JNJ
$643B
$240K 0.21%
1,873
– –
SRE icon
135
Sempra
SRE
$59.2B
$239K 0.21%
4,292
+76
+2% +$4.1K
NVS icon
136
Novartis
NVS
$304B
$234K 0.2%
3,229
+56
+2% +$4.26K
MRK icon
137
Merck
MRK
$326B
$217K 0.19%
4,176
+37
+0.9% +$2K
IWF icon
138
iShares Russell 1000 Growth ETF
IWF
$119B
$215K 0.19%
6,324
– –
VWO icon
139
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$204K 0.18%
+4,350
New +$209K
DBRG icon
140
DigitalBridge
DBRG
$2.93B
$180K 0.16%
7,990
-441
-5% -$14.4K
IHIT
141
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$148K 0.13%
15,000
– –
ENBL
142
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$140K 0.12%
10,180
– –
JHB
143
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$140K 0.12%
14,500
– –
CHW
144
Calamos Global Dynamic Income Fund
CHW
$531M
$98K 0.08%
10,850
– –
KYE
145
DELISTED
Kayne Anderson Energy
KYE
$89K 0.08%
10,337
-810
-7% -$8.07K
GSAT icon
146
Globalstar
GSAT
$10.2B
$21K 0.02%
2,002
– –
AGG icon
147
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-4,768
Closed -$521K
BMY icon
148
Bristol-Myers Squibb
BMY
$130B
– –
-4,278
Closed -$262K
GIS icon
149
General Mills
GIS
$20.1B
– –
-4,432
Closed -$263K
INTC icon
150
Intel
INTC
$435B
– –
-5,000
Closed -$231K
3 4 5
6
7

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GW
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BFA
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TI
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PRI
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NIMC
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AFWM
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Pointe Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Pointe Capital Management held 155 positions worth $116M, down 7.2% from $125M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management withdrew a net $3.99M in Q1 2018, closing 9 positions and reducing 62 holdings. Its most notable exit was Williams Companies, an estimated $783K position sold in full.

By sector, the portfolio is most concentrated in Energy at 19% of assets, down from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Pointe Capital Management opened a new position in iShares 1-3 Year Treasury Bond ETF worth $1.65M.

  • Pointe Capital Management's largest Q1 2018 buy was iShares 1-3 Year Treasury Bond ETF: 19,744 shares worth $1.65M.
  • Pointe Capital Management added most to iShares MSCI EAFE Min Vol Factor ETF in Q1 2018, an estimated $573K increase.
  • Pointe Capital Management's biggest Q1 2018 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $1.26M.
  • Pointe Capital Management fully exited Williams Companies in Q1 2018, selling an estimated $783K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $116M portfolio in Q1 2018.
  • Pointe Capital Management opened 8 new positions and closed 9 in Q1 2018.
  • Pointe Capital Management's portfolio value fell 7.2% quarter-over-quarter to $116M.

Based on Pointe Capital Management's 13F filing for Q1 2018, filed 10 May 2018.