PCM

Pointe Capital Management Portfolio holdings

AUM $193M
1-Year Return 18.18%
This Quarter Return
-3.28%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$116M
AUM Growth
-$9.03M
Cap. Flow
-$3.73M
Cap. Flow %
-3.22%
Top 10 Hldgs %
29.87%
Holding
155
New
8
Increased
40
Reduced
62
Closed
9

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.65M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$572K
3
CNXM
CNX Midstream Partners LP
CNXM
$409K
4
HACK icon
Amplify Cybersecurity ETF
HACK
$363K
5
NBLX
Noble Midstream Partners LP
NBLX
$354K

Top Sells

1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
$1.26M
2
WMB icon
Williams Companies
WMB
$783K
3
BWP
Boardwalk Pipeline Partners
BWP
$730K
4
EEP
Enbridge Energy Partners
EEP
$617K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$521K

Sector Composition

1 Energy 18.57%
2 Financials 13.21%
3 Technology 4.17%
4 Healthcare 3.83%
5 Industrials 3.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BDJ icon
126
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$268K 0.23%
30,700
– –
GMZ
127
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$265K 0.23%
4,879
– –
GS icon
128
Goldman Sachs
GS
$227B
$258K 0.22%
1,024
+20
+2% +$5.04K
XLF icon
129
Financial Select Sector SPDR Fund
XLF
$54.2B
$257K 0.22%
+9,325
New +$257K
PAGP icon
130
Plains GP Holdings
PAGP
$3.71B
$255K 0.22%
11,731
-1,501
-11% -$32.6K
MMM icon
131
3M
MMM
$82.8B
$252K 0.22%
1,375
+41
+3% +$7.51K
HUBB icon
132
Hubbell
HUBB
$23.2B
$249K 0.21%
2,047
– –
NIE
133
Virtus Equity & Convertible Income Fund
NIE
$692M
$249K 0.21%
12,037
-75
-0.6% -$1.55K
JNJ icon
134
Johnson & Johnson
JNJ
$431B
$240K 0.21%
1,873
– –
SRE icon
135
Sempra
SRE
$53.6B
$239K 0.21%
4,292
+76
+2% +$4.23K
NVS icon
136
Novartis
NVS
$249B
$234K 0.2%
3,229
+56
+2% +$4.06K
MRK icon
137
Merck
MRK
$210B
$217K 0.19%
4,176
+37
+0.9% +$1.92K
IWF icon
138
iShares Russell 1000 Growth ETF
IWF
$118B
$215K 0.19%
1,581
– –
VWO icon
139
Vanguard FTSE Emerging Markets ETF
VWO
$96.1B
$204K 0.18%
+4,350
New +$204K
DBRG icon
140
DigitalBridge
DBRG
$2.05B
$180K 0.16%
7,990
-441
-5% -$9.94K
IHIT
141
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$148K 0.13%
15,000
– –
ENBL
142
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$140K 0.12%
10,180
– –
JHB
143
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$140K 0.12%
14,500
– –
CHW
144
Calamos Global Dynamic Income Fund
CHW
$465M
$98K 0.08%
10,850
– –
KYE
145
DELISTED
Kayne Anderson Energy
KYE
$89K 0.08%
10,337
-810
-7% -$6.97K
GSAT icon
146
Globalstar
GSAT
$3.89B
$21K 0.02%
2,002
– –
AGG icon
147
iShares Core US Aggregate Bond ETF
AGG
$131B
– –
-4,768
Closed -$521K
BMY icon
148
Bristol-Myers Squibb
BMY
$95B
– –
-4,278
Closed -$262K
GIS icon
149
General Mills
GIS
$26.5B
– –
-4,432
Closed -$263K
INTC icon
150
Intel
INTC
$108B
– –
-5,000
Closed -$231K
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