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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$125M
AUM Growth
-$10.7M
Cap. Flow
-$12.3M
Cap. Flow %
-9.82%
Top 10 Hldgs %
28.88%
Holding
159
New
6
Increased
24
Reduced
101
Closed
12

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.11M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.04M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$763K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$602K
5
IWN icon
iShares Russell 2000 Value ETF
IWN
+$522K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$3.02M
2
MCEP
Mid-Con Energy Partners, LP
MCEP
+$912K
3
III icon
Information Services Group
III
+$643K
4
PAA icon
Plains All American Pipeline
PAA
+$618K
5
MPLX icon
MPLX
MPLX
+$609K

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.42%
2 Energy 25.55%
3 Financials 12.75%
4 Technology 4.05%
5 Healthcare 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBB icon
126
Hubbell
HUBB
$24.4B
$277K 0.22%
2,047
– –
JCI icon
127
Johnson Controls International
JCI
$88.7B
$274K 0.22%
7,178
+585
+9% +$22.9K
DXC icon
128
DXC Technology
DXC
$1.81B
$265K 0.21%
+3,228
New +$261K
GIS icon
129
General Mills
GIS
$19.1B
$263K 0.21%
4,432
– –
BMY icon
130
Bristol-Myers Squibb
BMY
$129B
$262K 0.21%
4,278
– –
JNJ icon
131
Johnson & Johnson
JNJ
$640B
$262K 0.21%
1,873
– –
MMM icon
132
3M
MMM
$85.1B
$262K 0.21%
1,334
-41
-3% -$7.89K
GILD icon
133
Gilead Sciences
GILD
$178B
$259K 0.21%
3,620
-3,515
-49% -$267K
GS icon
134
Goldman Sachs
GS
$299B
$256K 0.2%
1,004
-2,219
-69% -$544K
NIE
135
Virtus Equity & Convertible Income Fund
NIE
$721M
$256K 0.2%
12,112
-2,308
-16% -$48.3K
NVS icon
136
Novartis
NVS
$261B
$239K 0.19%
3,173
-166
-5% -$12.5K
INTC icon
137
Intel
INTC
$544B
$231K 0.18%
+5,000
New +$218K
MO icon
138
Altria Group
MO
$115B
$225K 0.18%
+3,150
New +$211K
SRE icon
139
Sempra
SRE
$54.6B
$225K 0.18%
4,216
-220
-5% -$12.8K
MRK icon
140
Merck
MRK
$355B
$222K 0.18%
4,139
-100
-2% -$5.54K
IWF icon
141
iShares Russell 1000 Growth ETF
IWF
$125B
$213K 0.17%
6,324
-720
-10% -$23.6K
IHIT
142
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$147K 0.12%
15,000
– –
ENBL
143
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$145K 0.12%
10,180
-1,690
-14% -$25.5K
JHB
144
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$144K 0.12%
14,500
-13,000
-47% -$130K
KYE
145
DELISTED
Kayne Anderson Energy
KYE
$112K 0.09%
11,147
-300
-3% -$3.04K
CHW
146
Calamos Global Dynamic Income Fund
CHW
$536M
$99K 0.08%
10,850
-17,650
-62% -$160K
GSAT icon
147
Globalstar
GSAT
$10.7B
$39K 0.03%
2,002
– –
AIG icon
148
American International
AIG
$39.4B
– –
-4,095
Closed -$251K
AMGN icon
149
Amgen
AMGN
$205B
– –
-1,400
Closed -$261K
HPE icon
150
Hewlett Packard
HPE
$81.2B
– –
-14,662
Closed -$216K
3 4 5
6
7

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Pointe Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Pointe Capital Management held 159 positions worth $125M, down 7.9% from $136M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Pointe Capital Management withdrew a net $12.3M in Q4 2017, closing 12 positions and reducing 101 holdings. Its most notable exit was Morgan Stanley, an estimated $3.02M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 37% a quarter earlier, followed by Energy and Financials.

Against the trend, Pointe Capital Management opened a new position in DuPont de Nemours worth $407K.

  • Pointe Capital Management's largest Q4 2017 buy was DuPont de Nemours: 2,256 shares worth $407K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q4 2017, an estimated $1.11M increase.
  • Pointe Capital Management's biggest Q4 2017 reduction was Plains All American Pipeline, cutting an estimated $618K.
  • Pointe Capital Management fully exited Morgan Stanley in Q4 2017, selling an estimated $3.02M.
  • Pointe Capital Management's ten largest holdings make up 29% of its $125M portfolio in Q4 2017.
  • Pointe Capital Management opened 6 new positions and closed 12 in Q4 2017.
  • Pointe Capital Management's portfolio value fell 7.9% quarter-over-quarter to $125M.

Based on Pointe Capital Management's 13F filing for Q4 2017, filed 12 Jan 2018.