PCM

Pointe Capital Management Portfolio holdings

AUM $193M
1-Year Return 18.18%
This Quarter Return
+0.51%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$136M
AUM Growth
-$3.69M
Cap. Flow
-$3.72M
Cap. Flow %
-2.74%
Top 10 Hldgs %
26.82%
Holding
170
New
4
Increased
46
Reduced
55
Closed
17

Top Buys

1
OKE icon
Oneok
OKE
$2.53M
2
PAA icon
Plains All American Pipeline
PAA
$673K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$317K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
$284K
5
NVS icon
Novartis
NVS
$257K

Top Sells

1
OKS
Oneok Partners LP
OKS
$2.43M
2
MMP
Magellan Midstream Partners, L.P.
MMP
$677K
3
BMY icon
Bristol-Myers Squibb
BMY
$511K
4
JHB
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$504K
5
QCOM icon
Qualcomm
QCOM
$498K

Sector Composition

1 Energy 25.4%
2 Financials 14.64%
3 Healthcare 4.02%
4 Technology 3.73%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SYK icon
126
Stryker
SYK
$151B
$293K 0.22%
2,060
– –
CSB icon
127
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$277M
$289K 0.21%
6,800
+400
+6% +$17K
JHB
128
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$277K 0.2%
27,500
-50,000
-65% -$504K
BMY icon
129
Bristol-Myers Squibb
BMY
$95B
$273K 0.2%
4,278
-8,000
-65% -$511K
NOC icon
130
Northrop Grumman
NOC
$83B
$272K 0.2%
947
-154
-14% -$44.2K
QQQ icon
131
Invesco QQQ Trust
QQQ
$368B
$270K 0.2%
1,857
– –
JCI icon
132
Johnson Controls International
JCI
$70.1B
$266K 0.2%
6,593
+73
+1% +$2.95K
INGR icon
133
Ingredion
INGR
$8.21B
$263K 0.19%
2,180
– –
AMGN icon
134
Amgen
AMGN
$151B
$261K 0.19%
1,400
– –
MRK icon
135
Merck
MRK
$210B
$259K 0.19%
4,239
+44
+1% +$2.69K
CHW
136
Calamos Global Dynamic Income Fund
CHW
$465M
$258K 0.19%
28,500
– –
NVS icon
137
Novartis
NVS
$249B
$257K 0.19%
+3,339
New +$257K
SRE icon
138
Sempra
SRE
$53.6B
$253K 0.19%
4,436
+70
+2% +$3.99K
AIG icon
139
American International
AIG
$45.3B
$251K 0.18%
4,095
+96
+2% +$5.88K
JNJ icon
140
Johnson & Johnson
JNJ
$431B
$244K 0.18%
1,873
– –
MMM icon
141
3M
MMM
$82.8B
$241K 0.18%
1,375
– –
HUBB icon
142
Hubbell
HUBB
$23.2B
$237K 0.17%
2,047
-41
-2% -$4.75K
GIS icon
143
General Mills
GIS
$26.5B
$229K 0.17%
4,432
-84
-2% -$4.34K
IWF icon
144
iShares Russell 1000 Growth ETF
IWF
$118B
$220K 0.16%
1,761
– –
HPE icon
145
Hewlett Packard
HPE
$30.5B
$216K 0.16%
14,662
-4,358
-23% -$64.2K
CVX icon
146
Chevron
CVX
$318B
$204K 0.15%
+1,736
New +$204K
XIFR
147
XPLR Infrastructure, LP
XIFR
$966M
$201K 0.15%
+5,000
New +$201K
ENBL
148
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$190K 0.14%
11,870
– –
BGIO
149
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$181K 0.13%
18,000
-8,000
-31% -$80.4K
IHIT
150
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$152K 0.11%
15,000
– –
3 4 5
6
7