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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+0.51%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$136M
AUM Growth
-$3.69M
Cap. Flow
-$3.69M
Cap. Flow %
-2.72%
Top 10 Hldgs %
26.82%
Holding
170
New
4
Increased
46
Reduced
55
Closed
17

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$2.47M
2
PAA icon
Plains All American Pipeline
PAA
+$735K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$317K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$269K
5
NVS icon
Novartis
NVS
+$252K

Top Sells

Rank Stock Value
1
OKS
Oneok Partners LP
OKS
+$2.43M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$657K
3
JHB
Nuveen Corporate Income November 2021 Target Term Fund
JHB
+$505K
4
QCOM icon
Qualcomm
QCOM
+$498K
5
BMY icon
Bristol-Myers Squibb
BMY
+$467K

Sector Composition

Rank Sector Weight
1 Energy 25.4%
2 Financials 14.64%
3 Healthcare 4.02%
4 Technology 3.73%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
126
Stryker
SYK
$127B
$293K 0.22%
2,060
– –
CSB icon
127
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$271M
$289K 0.21%
6,800
+400
+6% +$16.2K
JHB
128
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$277K 0.2%
27,500
-50,000
-65% -$505K
BMY icon
129
Bristol-Myers Squibb
BMY
$127B
$273K 0.2%
4,278
-8,000
-65% -$467K
NOC icon
130
Northrop Grumman
NOC
$77B
$272K 0.2%
947
-154
-14% -$41.5K
QQQ icon
131
Invesco QQQ Trust
QQQ
$455B
$270K 0.2%
1,857
– –
JCI icon
132
Johnson Controls International
JCI
$87.5B
$266K 0.2%
6,593
+73
+1% +$2.95K
INGR icon
133
Ingredion
INGR
$6.38B
$263K 0.19%
2,180
– –
AMGN icon
134
Amgen
AMGN
$203B
$261K 0.19%
1,400
– –
MRK icon
135
Merck
MRK
$324B
$259K 0.19%
4,239
+44
+1% +$2.67K
CHW
136
Calamos Global Dynamic Income Fund
CHW
$544M
$258K 0.19%
28,500
– –
NVS icon
137
Novartis
NVS
$295B
$257K 0.19%
+3,339
New +$252K
SRE icon
138
Sempra
SRE
$60.8B
$253K 0.19%
4,436
+70
+2% +$4.05K
AIG icon
139
American International
AIG
$41.9B
$251K 0.18%
4,095
+96
+2% +$5.98K
JNJ icon
140
Johnson & Johnson
JNJ
$635B
$244K 0.18%
1,873
– –
MMM icon
141
3M
MMM
$89B
$241K 0.18%
1,375
– –
HUBB icon
142
Hubbell
HUBB
$25.7B
$237K 0.17%
2,047
-41
-2% -$4.7K
GIS icon
143
General Mills
GIS
$19.2B
$229K 0.17%
4,432
-84
-2% -$4.6K
IWF icon
144
iShares Russell 1000 Growth ETF
IWF
$122B
$220K 0.16%
7,044
– –
HPE icon
145
Hewlett Packard
HPE
$63.2B
$216K 0.16%
14,662
-4,358
-23% -$59.5K
CVX icon
146
Chevron
CVX
$388B
$204K 0.15%
+1,736
New +$189K
XIFR
147
XPLR Infrastructure LP
XIFR
$1.18B
$201K 0.15%
+5,000
New +$199K
ENBL
148
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$190K 0.14%
11,870
– –
BGIO
149
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$181K 0.13%
18,000
-8,000
-31% -$80.4K
IHIT
150
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$152K 0.11%
15,000
– –
3 4 5
6
7

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MFG
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PCMK
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SFG
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BFA
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Pointe Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Pointe Capital Management held 170 positions worth $136M, down 2.6% from $139M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Pointe Capital Management's Q3 2017 filing shows 4 new, 46 increased, 55 reduced and 17 closed positions. Its largest new stake was Oneok: 45,677 shares worth $2.53M. The largest sale was Oneok Partners LP, an estimated $2.43M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Financials and Healthcare.

  • Pointe Capital Management's largest Q3 2017 buy was Oneok: 45,677 shares worth $2.53M.
  • Pointe Capital Management added most to Plains All American Pipeline in Q3 2017, an estimated $735K increase.
  • Pointe Capital Management's biggest Q3 2017 reduction was Magellan Midstream Partners, L.P., cutting an estimated $657K.
  • Pointe Capital Management fully exited Oneok Partners LP in Q3 2017, selling an estimated $2.43M.
  • Pointe Capital Management's ten largest holdings make up 27% of its $136M portfolio in Q3 2017.
  • Pointe Capital Management opened 4 new positions and closed 17 in Q3 2017.
  • Pointe Capital Management's portfolio value fell 2.6% quarter-over-quarter to $136M.

Based on Pointe Capital Management's 13F filing for Q3 2017, filed 16 Oct 2017.