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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$175M
AUM Growth
+$37.7M
Cap. Flow
+$34M
Cap. Flow %
19.41%
Top 10 Hldgs %
38.78%
Holding
263
New
116
Increased
14
Reduced
16
Closed
117

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$9.42M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.95M
3
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$8.45M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.77M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.32M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.3M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.23M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$4.42M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.36M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.22M

Sector Composition

Rank Sector Weight
1 Healthcare 2.74%
2 Industrials 1.78%
3 Communication Services 1.7%
4 Energy 1.7%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEYS icon
126
Keysight
KEYS
$54.5B
$205K 0.12%
+5,593
New +$193K
F icon
127
Ford
F
$57.3B
$203K 0.12%
+16,730
New +$203K
EA icon
128
Electronic Arts
EA
$52.4B
$203K 0.12%
+2,575
New +$207K
ROP icon
129
Roper Technologies
ROP
$36.3B
$201K 0.11%
+1,100
New +$197K
RMTI icon
130
Rockwell Medical
RMTI
$26.2M
$86.5K 0.05%
+120
New +$82.9K
CATX icon
131
Perspective Therapeutics
CATX
$332M
$12.3K 0.01%
+2,129
New +$13K
AAPL icon
132
Apple
AAPL
$4.89T
– –
-41,816
Closed -$1.18M
ABT icon
133
Abbott
ABT
$180B
– –
-7,930
Closed -$335K
AIG icon
134
American International
AIG
$41.9B
– –
-3,929
Closed -$233K
AMG icon
135
Affiliated Managers Group
AMG
$9.46B
– –
-1,740
Closed -$252K
AMLP icon
136
Alerian MLP ETF
AMLP
$13B
– –
-43,475
Closed -$2.76M
AMP icon
137
Ameriprise Financial
AMP
$46.8B
– –
-4,371
Closed -$436K
BAC icon
138
Bank of America
BAC
$435B
– –
-36,460
Closed -$571K
BDJ icon
139
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
– –
-41,525
Closed -$328K
BNY
140
Bank of New York Mellon
BNY
$108B
– –
-6,892
Closed -$275K
BKNG icon
141
Booking.com
BKNG
$138B
– –
-9,650
Closed -$568K
BLW icon
142
BlackRock Limited Duration Income Trust
BLW
$491M
– –
-40,048
Closed -$622K
BOE icon
143
BlackRock Enhanced Global Dividend Trust
BOE
$662M
– –
-65,666
Closed -$804K
BRK.B icon
144
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-36,190
Closed -$5.23M
BSV icon
145
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-53,987
Closed -$4.36M
BUD icon
146
AB InBev
BUD
$158B
– –
-1,717
Closed -$226K
CB icon
147
Chubb
CB
$140B
– –
-5,479
Closed -$688K
CFG icon
148
Citizens Financial Group
CFG
$30.4B
– –
-24,703
Closed -$610K
CHKP icon
149
Check Point Software Technologies
CHKP
$13.3B
– –
-6,469
Closed -$502K
CHW
150
Calamos Global Dynamic Income Fund
CHW
$544M
– –
-33,500
Closed -$252K
4 5
6
7 8

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HWMO
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MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
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SFG
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GW
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BFA
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TI
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Pointe Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Pointe Capital Management held 263 positions worth $175M, up 27% from $138M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $34M of net new capital in Q4 2016, opening 116 new positions and adding to 14 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, down from 3.6% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $5.3M trimmed.

  • Pointe Capital Management's largest Q4 2016 buy was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.
  • Pointe Capital Management added most to Invesco QQQ Trust in Q4 2016, an estimated $7.32M increase.
  • Pointe Capital Management's biggest Q4 2016 reduction was Enterprise Products Partners, cutting an estimated $5.3M.
  • Pointe Capital Management fully exited Berkshire Hathaway Class B in Q4 2016, selling an estimated $5.23M.
  • Pointe Capital Management's ten largest holdings make up 39% of its $175M portfolio in Q4 2016.
  • Pointe Capital Management opened 116 new positions and closed 117 in Q4 2016.
  • Pointe Capital Management's portfolio value rose 27% quarter-over-quarter to $175M.

Based on Pointe Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.