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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2.75%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$138M
AUM Growth
+$131K
Cap. Flow
-$3.28M
Cap. Flow %
-2.39%
Top 10 Hldgs %
29.67%
Holding
153
New
4
Increased
32
Reduced
87
Closed
6

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.34M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$779K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$509K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$279K
5
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$220K

Top Sells

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$2.91M
2
EEQ
Enbridge Energy Management Llc
EEQ
+$569K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$268K
4
ALLY icon
Ally Financial
ALLY
+$255K
5
ET icon
Energy Transfer Partners
ET
+$243K

Sector Composition

Rank Sector Weight
1 Energy 32.78%
2 Financials 11.18%
3 Healthcare 3.56%
4 Technology 3.5%
5 Consumer Staples 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEP
126
DELISTED
Spectra Engy Parters Lp
SEP
$288K 0.21%
6,603
+21
+0.3% +$969
EFAV icon
127
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$280K 0.2%
+4,140
New +$279K
V icon
128
Visa
V
$677B
$278K 0.2%
3,368
-160
-5% -$12.8K
LBTYA icon
129
Liberty Global Class A
LBTYA
$3.31B
$277K 0.2%
8,103
+720
+10% +$22.9K
BNY
130
Bank of New York Mellon
BNY
$108B
$275K 0.2%
6,892
-266
-4% -$10.6K
AMG icon
131
Affiliated Managers Group
AMG
$9.46B
$252K 0.18%
1,740
– –
CHW
132
Calamos Global Dynamic Income Fund
CHW
$544M
$252K 0.18%
33,500
– –
HEDJ icon
133
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$242K 0.18%
9,008
– –
KYE
134
DELISTED
Kayne Anderson Energy
KYE
$241K 0.18%
20,530
– –
SYK icon
135
Stryker
SYK
$127B
$240K 0.17%
2,060
– –
JNJ icon
136
Johnson & Johnson
JNJ
$635B
$238K 0.17%
2,018
– –
AIG icon
137
American International
AIG
$41.9B
$233K 0.17%
3,929
+143
+4% +$8.17K
INTC icon
138
Intel
INTC
$466B
$233K 0.17%
6,180
– –
BUD icon
139
AB InBev
BUD
$158B
$226K 0.16%
1,717
-64
-4% -$8.09K
BIV icon
140
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$220K 0.16%
+2,506
New +$220K
QQQ icon
141
Invesco QQQ Trust
QQQ
$455B
$220K 0.16%
+1,857
New +$214K
ENBL
142
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$220K 0.16%
14,430
-2,030
-12% -$28.6K
CVX icon
143
Chevron
CVX
$388B
$210K 0.15%
2,036
– –
MMM icon
144
3M
MMM
$89B
$203K 0.15%
1,375
– –
NXJ
145
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$180K 0.13%
12,118
– –
MUJ icon
146
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$640M
$172K 0.13%
11,000
– –
GSAT icon
147
Globalstar
GSAT
$10.2B
$36K 0.03%
2,002
– –
ALLY icon
148
Ally Financial
ALLY
$13.1B
– –
-14,950
Closed -$255K
LCTX icon
149
Lineage Cell Therapeutics
LCTX
$257M
– –
-89,523
Closed -$204K
MO icon
150
Altria Group
MO
$122B
– –
-3,150
Closed -$217K
3 4 5
6
7

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HWMO
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MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return

Pointe Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Pointe Capital Management held 153 positions worth $138M, up 0.1% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management's Q3 2016 filing shows 4 new, 32 increased, 87 reduced and 6 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 4,968 shares worth $520K. The largest sale was Kinder Morgan, an estimated $2.91M.

By sector, the portfolio is most concentrated in Energy at 33% of assets, down from 35% a quarter earlier, followed by Financials and Healthcare.

  • Pointe Capital Management's largest Q3 2016 buy was iShares Russell 2000 Value ETF: 4,968 shares worth $520K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q3 2016, an estimated $1.34M increase.
  • Pointe Capital Management's biggest Q3 2016 reduction was Kinder Morgan, cutting an estimated $2.91M.
  • Pointe Capital Management fully exited Enbridge Energy Management Llc in Q3 2016, selling an estimated $569K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $138M portfolio in Q3 2016.
  • Pointe Capital Management opened 4 new positions and closed 6 in Q3 2016.
  • Pointe Capital Management's portfolio value rose 0.1% quarter-over-quarter to $138M.

Based on Pointe Capital Management's 13F filing for Q3 2016, filed 2 Nov 2016.