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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-2.02%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$127M
AUM Growth
-$11.4M
Cap. Flow
-$6.32M
Cap. Flow %
-4.99%
Top 10 Hldgs %
31.82%
Holding
148
New
3
Increased
49
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.26M
2
NEE icon
NextEra Energy
NEE
+$486K
3
ETP
Energy Transfer Partners L.p.
ETP
+$440K
4
ANDX
Andeavor Logistics LP
ANDX
+$368K
5
EQM
EQM Midstream Partners, LP
EQM
+$361K

Top Sells

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$1.25M
2
WMB icon
Williams Companies
WMB
+$1.23M
3
MLPL
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
+$825K
4
SMC
Summit Midstream
SMC
+$781K
5
KMI icon
Kinder Morgan
KMI
+$677K

Sector Composition

Rank Sector Weight
1 Energy 32.64%
2 Financials 12.59%
3 Healthcare 4.27%
4 Technology 3.21%
5 Consumer Staples 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCTX icon
126
Lineage Cell Therapeutics
LCTX
$257M
$225K 0.18%
89,523
-7,520
-8% -$16.8K
RC
127
Ready Capital
RC
$265M
$225K 0.18%
15,100
– –
SYK icon
128
Stryker
SYK
$127B
$221K 0.17%
+2,060
New +$203K
JNJ icon
129
Johnson & Johnson
JNJ
$635B
$218K 0.17%
2,018
-150
-7% -$15.5K
KYE
130
DELISTED
Kayne Anderson Energy
KYE
$209K 0.17%
25,653
-1,320
-5% -$9.47K
QQQ icon
131
Invesco QQQ Trust
QQQ
$455B
$203K 0.16%
1,857
– –
AIG icon
132
American International
AIG
$41.9B
$200K 0.16%
3,707
+436
+13% +$23.5K
ENBL
133
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$198K 0.16%
23,180
-11,670
-33% -$82.2K
EPI icon
134
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$195K 0.15%
10,004
-300
-3% -$5.47K
BXMX
135
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$180K 0.14%
14,119
– –
CII icon
136
BlackRock Enhanced Captial and Income Fund
CII
$1B
$171K 0.14%
12,600
+800
+7% +$10.3K
NXJ
137
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$171K 0.14%
12,118
– –
MUJ icon
138
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$640M
$166K 0.13%
11,000
– –
GSAT icon
139
Globalstar
GSAT
$10.2B
$44K 0.03%
2,002
– –
BA icon
140
Boeing
BA
$165B
– –
-4,000
Closed -$578K
INTC icon
141
Intel
INTC
$466B
– –
-6,180
Closed -$213K
NVS icon
142
Novartis
NVS
$295B
– –
-2,890
Closed -$223K
TEL icon
143
TE Connectivity
TEL
$58.8B
– –
-3,569
Closed -$231K
SMC
144
Summit Midstream
SMC
$421M
– –
-2,779
Closed -$781K
CEQP
145
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-10,462
Closed -$217K
ITC
146
DELISTED
ITC HOLDINGS CORP
ITC
– –
-9,745
Closed -$382K
MLPL
147
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
– –
-37,162
Closed -$825K
LNCO
148
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-11,222
Closed -$11K
2 3 4 5
6

Similar funds

BSA
Bull Street Advisors Savannah, Georgia $202M AUM 11.06% 1-Year Est. Return
HWMO
Heritage Wealth Management (Ohio) Cincinnati, Ohio $202M AUM 23.85% 1-Year Est. Return
MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return

Pointe Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Pointe Capital Management held 148 positions worth $127M, down 8.3% from $138M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pointe Capital Management withdrew a net $6.32M in Q1 2016, closing 9 positions and reducing 59 holdings. Its most notable exit was UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN, an estimated $825K position sold in full.

By sector, the portfolio is most concentrated in Energy at 33% of assets, down from 35% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Pointe Capital Management opened a new position in NextEra Energy worth $512K.

  • Pointe Capital Management's largest Q1 2016 buy was NextEra Energy: 17,296 shares worth $512K.
  • Pointe Capital Management added most to Vanguard Short-Term Bond ETF in Q1 2016, an estimated $1.26M increase.
  • Pointe Capital Management's biggest Q1 2016 reduction was Enbridge, cutting an estimated $1.25M.
  • Pointe Capital Management fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $825K.
  • Pointe Capital Management's ten largest holdings make up 32% of its $127M portfolio in Q1 2016.
  • Pointe Capital Management opened 3 new positions and closed 9 in Q1 2016.
  • Pointe Capital Management's portfolio value fell 8.3% quarter-over-quarter to $127M.

Based on Pointe Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.