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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$138M
AUM Growth
-$25.8M
Cap. Flow
-$20.6M
Cap. Flow %
-14.93%
Top 10 Hldgs %
30.8%
Holding
171
New
12
Increased
51
Reduced
72
Closed
26

Top Buys

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$1.7M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.26M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.25M
4
EQM
EQM Midstream Partners, LP
EQM
+$1.12M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$974K

Top Sells

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$2.99M
2
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$1.54M
3
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$1.29M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.2M
5
IVR icon
Invesco Mortgage Capital
IVR
+$1.15M

Sector Composition

Rank Sector Weight
1 Energy 35.11%
2 Financials 12.33%
3 Healthcare 4.25%
4 Technology 3.23%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCR
126
DELISTED
Hi-Crush Inc. Common Stock
HCR
$276K 0.2%
46,544
-68,083
-59% -$465K
BUD icon
127
AB InBev
BUD
$158B
$263K 0.19%
2,105
-2,476
-54% -$300K
CHW
128
Calamos Global Dynamic Income Fund
CHW
$544M
$240K 0.17%
33,500
-15,000
-31% -$111K
SHY icon
129
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$236K 0.17%
2,800
– –
TEL icon
130
TE Connectivity
TEL
$58.8B
$231K 0.17%
3,569
-2,441
-41% -$157K
RC
131
Ready Capital
RC
$265M
$228K 0.17%
15,100
-18,000
-54% -$263K
KYE
132
DELISTED
Kayne Anderson Energy
KYE
$228K 0.17%
26,973
+600
+2% +$7.39K
JNJ icon
133
Johnson & Johnson
JNJ
$635B
$223K 0.16%
2,168
– –
NVS icon
134
Novartis
NVS
$295B
$223K 0.16%
2,890
-2,192
-43% -$174K
CEQP
135
DELISTED
Crestwood Equity Partners LP
CEQP
$217K 0.16%
10,462
+7,562
+261% +$171K
INTC icon
136
Intel
INTC
$466B
$213K 0.15%
6,180
-21,428
-78% -$724K
QQQ icon
137
Invesco QQQ Trust
QQQ
$450B
$208K 0.15%
+1,857
New +$207K
EPI icon
138
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$205K 0.15%
10,304
+11
+0.1% +$219
AIG icon
139
American International
AIG
$41.9B
$203K 0.15%
3,271
-1,995
-38% -$122K
BXMX
140
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$190K 0.14%
14,119
– –
CII icon
141
BlackRock Enhanced Captial and Income Fund
CII
$1B
$167K 0.12%
11,800
-15,000
-56% -$213K
NXJ
142
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$164K 0.12%
12,118
– –
MUJ icon
143
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$640M
$159K 0.12%
11,000
– –
GSAT icon
144
Globalstar
GSAT
$10.2B
$43K 0.03%
2,002
– –
LNCO
145
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$11K 0.01%
11,222
-3,665
-25% -$7.4K
BC icon
146
Brunswick
BC
$5.19B
– –
-5,861
Closed -$281K
CYH icon
147
Community Health Systems
CYH
$385M
– –
-8,246
Closed -$291K
EARN
148
Ellington Residential Mortgage REIT
EARN
$165M
– –
-15,000
Closed -$182K
EFR
149
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
– –
-12,700
Closed -$168K
ETN icon
150
Eaton
ETN
$157B
– –
-6,429
Closed -$330K
3 4 5
6
7

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HWMO
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MFG
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PCMK
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SFG
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GW
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BFA
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TI
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Pointe Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Pointe Capital Management held 171 positions worth $138M, down 16% from $164M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Pointe Capital Management withdrew a net $20.6M in Q4 2015, closing 26 positions and reducing 72 holdings. Its most notable exit was MARKWEST ENERGY PARTNERS, LP, an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Energy at 35% of assets, down from 38% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Pointe Capital Management opened a new position in EQM Midstream Partners, LP worth $1.19M.

  • Pointe Capital Management's largest Q4 2015 buy was EQM Midstream Partners, LP: 15,829 shares worth $1.19M.
  • Pointe Capital Management added most to MPLX in Q4 2015, an estimated $1.7M increase.
  • Pointe Capital Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $2.99M.
  • Pointe Capital Management fully exited MARKWEST ENERGY PARTNERS, LP in Q4 2015, selling an estimated $1.54M.
  • Pointe Capital Management's ten largest holdings make up 31% of its $138M portfolio in Q4 2015.
  • Pointe Capital Management opened 12 new positions and closed 26 in Q4 2015.
  • Pointe Capital Management's portfolio value fell 16% quarter-over-quarter to $138M.

Based on Pointe Capital Management's 13F filing for Q4 2015, filed 5 Feb 2016.