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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$202M
AUM Growth
+$334K
Cap. Flow
+$3.15M
Cap. Flow %
1.56%
Top 10 Hldgs %
43.19%
Holding
163
New
9
Increased
29
Reduced
57
Closed
10

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$769K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$752K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$551K
4
AVGO icon
Broadcom
AVGO
+$530K
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$482K

Top Sells

Rank Stock Value
1
SOFI icon
SoFi Technologies
SOFI
+$484K
2
D icon
Dominion Energy
D
+$430K
3
GE icon
GE Aerospace
GE
+$283K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$268K
5
BKNG icon
Booking.com
BKNG
+$236K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.43%
2 Financials 10.22%
3 Technology 8%
4 Industrials 4.97%
5 Energy 4.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
101
Capital One
COF
$128B
$418K 0.21%
2,290
-122
-5% -$25.5K
NEE icon
102
NextEra Energy
NEE
$172B
$418K 0.21%
4,496
-750
-14% -$66.7K
ALB icon
103
Albemarle
ALB
$13.9B
$412K 0.2%
2,294
– –
ABT icon
104
Abbott
ABT
$177B
$405K 0.2%
3,942
– –
DHR icon
105
Danaher
DHR
$140B
$401K 0.2%
2,114
-44
-2% -$9.37K
CEG icon
106
Constellation Energy
CEG
$101B
$394K 0.2%
+1,412
New +$429K
SPXX icon
107
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$340M
$391K 0.19%
+24,307
New +$426K
JEPQ icon
108
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$42.4B
$376K 0.19%
6,765
– –
DIS icon
109
Walt Disney
DIS
$185B
$373K 0.18%
3,872
-218
-5% -$23K
UNH icon
110
UnitedHealth
UNH
$338B
$372K 0.18%
1,375
-41
-3% -$12.2K
CFG icon
111
Citizens Financial Group
CFG
$29.5B
$358K 0.18%
5,963
– –
QQQJ icon
112
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.17B
$357K 0.18%
9,864
– –
SPYI icon
113
NEOS S&P 500 High Income ETF
SPYI
$11.7B
$352K 0.17%
+7,134
New +$370K
KMI icon
114
Kinder Morgan
KMI
$68.9B
$346K 0.17%
10,307
– –
OTIS icon
115
Otis Worldwide
OTIS
$26.4B
$324K 0.16%
4,202
– –
BLW icon
116
BlackRock Limited Duration Income Trust
BLW
$482M
$323K 0.16%
25,642
-123
-0.5% -$1.66K
PM icon
117
Philip Morris
PM
$300B
$322K 0.16%
1,948
– –
NSC icon
118
Norfolk Southern
NSC
$72.2B
$307K 0.15%
1,071
– –
SHYG icon
119
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.72B
$307K 0.15%
+7,255
New +$310K
XLF icon
120
State Street Financial Select Sector SPDR ETF
XLF
$54.2B
$300K 0.15%
6,072
– –
MRK icon
121
Merck
MRK
$356B
$292K 0.14%
2,431
+95
+4% +$11K
HD icon
122
Home Depot
HD
$308B
$284K 0.14%
864
-46
-5% -$16.8K
ORI icon
123
Old Republic International
ORI
$9.88B
$284K 0.14%
7,119
– –
PFE icon
124
Pfizer
PFE
$157B
$283K 0.14%
10,080
– –
TEL icon
125
TE Connectivity
TEL
$61.6B
$282K 0.14%
1,347
-82
-6% -$18.1K
3 4
5
6 7

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Pointe Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Pointe Capital Management held 163 positions worth $202M, up 0.17% from $202M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Pointe Capital Management's Q1 2026 filing shows 9 new, 29 increased, 57 reduced and 10 closed positions. Its largest new stake was Broadcom: 1,612 shares worth $499K. The largest sale was SoFi Technologies, an estimated $484K.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, up from 56% a quarter earlier, followed by Financials and Technology.

  • Pointe Capital Management's largest Q1 2026 buy was Broadcom: 1,612 shares worth $499K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q1 2026, an estimated $769K increase.
  • Pointe Capital Management's biggest Q1 2026 reduction was GE Aerospace, cutting an estimated $283K.
  • Pointe Capital Management fully exited SoFi Technologies in Q1 2026, selling an estimated $484K.
  • Pointe Capital Management's ten largest holdings make up 43% of its $202M portfolio in Q1 2026.
  • Pointe Capital Management opened 9 new positions and closed 10 in Q1 2026.
  • Pointe Capital Management's portfolio value rose 0.17% quarter-over-quarter to $202M.

Based on Pointe Capital Management's 13F filing for Q1 2026, filed 15 May 2026.