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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$135M
AUM Growth
+$2.95M
Cap. Flow
-$786K
Cap. Flow %
-0.58%
Top 10 Hldgs %
42.36%
Holding
151
New
2
Increased
73
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$386K
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$284K
3
GLD icon
SPDR Gold Trust
GLD
+$280K
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$217K
5
WMT icon
Walmart Inc
WMT
+$200K

Top Sells

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$832K
2
TEL icon
TE Connectivity
TEL
+$223K
3
CCI icon
Crown Castle
CCI
+$214K
4
YUM icon
Yum! Brands
YUM
+$212K
5
ENB icon
Enbridge
ENB
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.61%
2 Energy 7.58%
3 Technology 7.23%
4 Consumer Staples 4.82%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
101
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$330K 0.24%
8,411
-1
-0% -$41
BA icon
102
Boeing
BA
$169B
$319K 0.24%
1,663
+11
+0.7% +$2.41K
RKT icon
103
Rocket Companies
RKT
$38.8B
$318K 0.23%
38,870
+6,840
+21% +$69.2K
SPY icon
104
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$314K 0.23%
734
+1
+0.1% +$445
NEE icon
105
NextEra Energy
NEE
$185B
$312K 0.23%
5,447
+1,400
+35% +$96.9K
KMI icon
106
Kinder Morgan
KMI
$70.9B
$309K 0.23%
18,658
-4,319
-19% -$74.5K
JNJ icon
107
Johnson & Johnson
JNJ
$640B
$307K 0.23%
1,974
-731
-27% -$121K
HUBB icon
108
Hubbell
HUBB
$24.4B
$306K 0.23%
976
– –
IVV icon
109
iShares Core S&P 500 ETF
IVV
$858B
$300K 0.22%
698
– –
MIY icon
110
BlackRock MuniYield Michigan Quality Fund
MIY
$351M
$295K 0.22%
29,682
-1,571
-5% -$16.9K
HD icon
111
Home Depot
HD
$337B
$293K 0.22%
970
– –
SRE icon
112
Sempra
SRE
$58.1B
$290K 0.21%
4,264
– –
CTVA icon
113
Corteva
CTVA
$60.5B
$287K 0.21%
5,607
+4
+0.1% +$212
IWN icon
114
iShares Russell 2000 Value ETF
IWN
$14.3B
$287K 0.21%
2,115
+106
+5% +$15.2K
NVDA icon
115
NVIDIA
NVDA
$4.6T
$282K 0.21%
6,480
-40
-0.6% -$1.79K
MPLX icon
116
MPLX
MPLX
$58.6B
$278K 0.21%
7,829
-1,588
-17% -$55.4K
BAX icon
117
Baxter International
BAX
$12.8B
$272K 0.2%
7,219
+42
+0.6% +$1.79K
NEA icon
118
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$272K 0.2%
28,056
-353
-1% -$3.71K
DE icon
119
Deere & Co
DE
$165B
$264K 0.2%
700
– –
PAA icon
120
Plains All American Pipeline
PAA
$17.6B
$262K 0.19%
17,119
-1,654
-9% -$24.8K
VIG icon
121
Vanguard Dividend Appreciation ETF
VIG
$111B
$250K 0.18%
1,609
– –
APD icon
122
Air Products & Chemicals
APD
$65.5B
$248K 0.18%
876
+6
+0.7% +$1.76K
MNST icon
123
Monster Beverage
MNST
$95.1B
$244K 0.18%
4,602
+32
+0.7% +$1.82K
MRSH
124
Marsh
MRSH
$94.3B
$234K 0.17%
1,229
+9
+0.7% +$1.73K
XLF icon
125
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$223K 0.17%
6,734
+3
+0% +$103
3 4
5
6 7

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PCMK
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BFA
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TI
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PRI
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NIMC
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AFWM
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IFU
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Pointe Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Pointe Capital Management held 151 positions worth $135M, up 2.2% from $132M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pointe Capital Management's Q3 2023 filing shows 2 new, 73 increased, 29 reduced and 7 closed positions. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K. The largest sale was VanEck IG Floating Rate ETF, an estimated $832K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 13% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q3 2023 buy was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q3 2023, an estimated $386K increase.
  • Pointe Capital Management's biggest Q3 2023 reduction was VanEck IG Floating Rate ETF, cutting an estimated $832K.
  • Pointe Capital Management fully exited TE Connectivity in Q3 2023, selling an estimated $223K.
  • Pointe Capital Management's ten largest holdings make up 42% of its $135M portfolio in Q3 2023.
  • Pointe Capital Management opened 2 new positions and closed 7 in Q3 2023.
  • Pointe Capital Management's portfolio value rose 2.2% quarter-over-quarter to $135M.

Based on Pointe Capital Management's 13F filing for Q3 2023, filed 7 Nov 2023.