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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$144M
AUM Growth
+$2.03M
Cap. Flow
+$2.71M
Cap. Flow %
1.88%
Top 10 Hldgs %
36.98%
Holding
153
New
6
Increased
64
Reduced
25
Closed
5

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$958K
2
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$468K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$353K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$335K
5
SOFI icon
SoFi Technologies
SOFI
+$290K

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$302K
2
CVX icon
Chevron
CVX
+$288K
3
DOV icon
Dover
DOV
+$246K
4
CCI icon
Crown Castle
CCI
+$223K
5
APD icon
Air Products & Chemicals
APD
+$205K

Sector Composition

Rank Sector Weight
1 Financials 12.19%
2 Technology 5.95%
3 Energy 5.68%
4 Healthcare 4.49%
5 Industrials 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
101
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$389K 0.27%
5,162
-1,515
-23% -$118K
BKNG icon
102
Booking.com
BKNG
$156B
$368K 0.26%
3,875
+25
+0.6% +$2.24K
LEN icon
103
Lennar Class A
LEN
$20.4B
$367K 0.25%
4,051
– –
VUG icon
104
Vanguard Growth ETF
VUG
$212B
$356K 0.25%
7,368
– –
EFA icon
105
iShares MSCI EAFE ETF
EFA
$76.4B
$352K 0.24%
4,518
+310
+7% +$24.8K
FTV icon
106
Fortive
FTV
$18.2B
$351K 0.24%
6,606
+72
+1% +$3.94K
IYG icon
107
iShares US Financial Services ETF
IYG
$2.13B
$328K 0.23%
5,226
+150
+3% +$9.41K
CVS icon
108
CVS Health
CVS
$135B
$324K 0.22%
3,815
– –
HD icon
109
Home Depot
HD
$337B
$321K 0.22%
979
– –
NVG icon
110
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$321K 0.22%
18,708
– –
USB icon
111
US Bancorp
USB
$97.9B
$316K 0.22%
5,320
– –
MRSH
112
Marsh
MRSH
$94.3B
$314K 0.22%
2,076
+517
+33% +$78.2K
BA icon
113
Boeing
BA
$169B
$311K 0.22%
1,415
-269
-16% -$60K
ETN icon
114
Eaton
ETN
$141B
$311K 0.22%
2,085
+22
+1% +$3.52K
NVS icon
115
Novartis
NVS
$302B
$298K 0.21%
3,648
+40
+1% +$3.6K
SOFI icon
116
SoFi Technologies
SOFI
$19.6B
$294K 0.2%
+18,490
New +$290K
SRE icon
117
Sempra
SRE
$58.1B
$282K 0.2%
4,466
+30
+0.7% +$1.98K
CMS icon
118
CMS Energy
CMS
$23B
$279K 0.19%
4,667
– –
DLTR icon
119
Dollar Tree
DLTR
$24.8B
$277K 0.19%
2,896
+75
+3% +$7.21K
DE icon
120
Deere & Co
DE
$165B
$268K 0.19%
800
– –
O icon
121
Realty Income
O
$61.1B
$265K 0.18%
4,225
– –
DSL
122
DoubleLine Income Solutions Fund
DSL
$1.22B
$257K 0.18%
14,474
+600
+4% +$10.7K
ENB icon
123
Enbridge
ENB
$120B
$257K 0.18%
6,464
+911
+16% +$35.9K
NSC icon
124
Norfolk Southern
NSC
$75.4B
$256K 0.18%
1,071
– –
XLF icon
125
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$252K 0.17%
6,706
– –
3 4
5
6 7

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BFA
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PRI
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NIMC
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AFWM
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Pointe Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Pointe Capital Management held 153 positions worth $144M, up 1.4% from $142M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Pointe Capital Management's Q3 2021 filing shows 6 new, 64 increased, 25 reduced and 5 closed positions. Its largest new stake was SoFi Technologies: 18,490 shares worth $294K. The largest sale was Trade Desk, an estimated $302K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

  • Pointe Capital Management's largest Q3 2021 buy was SoFi Technologies: 18,490 shares worth $294K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $958K increase.
  • Pointe Capital Management's biggest Q3 2021 reduction was Chevron, cutting an estimated $288K.
  • Pointe Capital Management fully exited Trade Desk in Q3 2021, selling an estimated $302K.
  • Pointe Capital Management's ten largest holdings make up 37% of its $144M portfolio in Q3 2021.
  • Pointe Capital Management opened 6 new positions and closed 5 in Q3 2021.
  • Pointe Capital Management's portfolio value rose 1.4% quarter-over-quarter to $144M.

Based on Pointe Capital Management's 13F filing for Q3 2021, filed 29 Oct 2021.