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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-19.48%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$103M
AUM Growth
-$16.4M
Cap. Flow
+$15.6M
Cap. Flow %
15.21%
Top 10 Hldgs %
38.56%
Holding
143
New
8
Increased
32
Reduced
56
Closed
14

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.15M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.5M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.31M
5
KMB icon
Kimberly-Clark
KMB
+$1.21M

Top Sells

Rank Stock Value
1
COF icon
Capital One
COF
+$392K
2
CHKP icon
Check Point Software Technologies
CHKP
+$341K
3
WMB icon
Williams Companies
WMB
+$296K
4
C icon
Citigroup
C
+$284K
5
EOG icon
EOG Resources
EOG
+$282K

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Energy 6.88%
3 Technology 5.35%
4 Healthcare 4.49%
5 Consumer Staples 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
101
Ameriprise Financial
AMP
$48.3B
$252K 0.25%
2,460
– –
NOC icon
102
Northrop Grumman
NOC
$77.1B
$249K 0.24%
823
-332
-29% -$115K
SRE icon
103
Sempra
SRE
$57.9B
$249K 0.24%
4,414
-2,326
-35% -$165K
F icon
104
Ford
F
$58.5B
$248K 0.24%
51,350
-750
-1% -$5.62K
GS icon
105
Goldman Sachs
GS
$300B
$247K 0.24%
1,600
-86
-5% -$18.3K
JNJ icon
106
Johnson & Johnson
JNJ
$618B
$246K 0.24%
1,873
– –
INTC icon
107
Intel
INTC
$455B
$245K 0.24%
+4,524
New +$268K
BOE icon
108
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$234K 0.23%
28,262
-6,043
-18% -$61.1K
DSL
109
DoubleLine Income Solutions Fund
DSL
$1.22B
$228K 0.22%
17,100
+49
+0.3% +$900
USB icon
110
US Bancorp
USB
$98.2B
$220K 0.21%
6,382
– –
XLF icon
111
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$215K 0.21%
10,336
– –
QCOM icon
112
Qualcomm
QCOM
$155B
$214K 0.21%
+3,162
New +$259K
COP icon
113
ConocoPhillips
COP
$147B
$205K 0.2%
6,667
-334
-5% -$17K
EVG
114
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$201K 0.2%
18,384
– –
LEN icon
115
Lennar Class A
LEN
$19.8B
$201K 0.2%
5,438
– –
BKR icon
116
Baker Hughes
BKR
$60B
$179K 0.17%
17,046
-725
-4% -$13.6K
FIV
117
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$165K 0.16%
22,500
– –
KMF
118
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$147K 0.14%
44,207
-508
-1% -$4.2K
IGD
119
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$143K 0.14%
31,345
– –
BDJ icon
120
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$133K 0.13%
20,400
-7,800
-28% -$66.6K
KYN icon
121
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$133K 0.13%
36,693
-6,482
-15% -$70.1K
JHB
122
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$125K 0.12%
14,500
– –
IHIT
123
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$121K 0.12%
15,000
– –
PAGP icon
124
Plains GP Holdings
PAGP
$5.21B
$106K 0.1%
+18,887
New +$266K
IAE
125
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$95K 0.09%
14,537
– –
2 3 4
5
6

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PCMK
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TI
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PRI
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NIMC
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AFWM
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IFU
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MPM
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Pointe Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Pointe Capital Management held 143 positions worth $103M, down 14% from $119M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $15.6M of net new capital in Q1 2020, opening 8 new positions and adding to 32 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 54,532 shares worth $3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 13% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Williams Companies, an estimated $296K trimmed.

  • Pointe Capital Management's largest Q1 2020 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 54,532 shares worth $3M.
  • Pointe Capital Management added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q1 2020, an estimated $6.53M increase.
  • Pointe Capital Management's biggest Q1 2020 reduction was Williams Companies, cutting an estimated $296K.
  • Pointe Capital Management fully exited Capital One in Q1 2020, selling an estimated $392K.
  • Pointe Capital Management's ten largest holdings make up 39% of its $103M portfolio in Q1 2020.
  • Pointe Capital Management opened 8 new positions and closed 14 in Q1 2020.
  • Pointe Capital Management's portfolio value fell 14% quarter-over-quarter to $103M.

Based on Pointe Capital Management's 13F filing for Q1 2020, filed 11 May 2020.