PCM

Pointe Capital Management Portfolio holdings

AUM $193M
This Quarter Return
-19.48%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$103M
AUM Growth
+$103M
Cap. Flow
+$7.53M
Cap. Flow %
7.32%
Top 10 Hldgs %
38.56%
Holding
143
New
8
Increased
33
Reduced
55
Closed
14

Top Buys

1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$3M
2
KMB icon
Kimberly-Clark
KMB
$1.12M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
$1.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$840K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$764K

Top Sells

1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
$488K
2
COF icon
Capital One
COF
$392K
3
CHKP icon
Check Point Software Technologies
CHKP
$341K
4
C icon
Citigroup
C
$284K
5
EOG icon
EOG Resources
EOG
$282K

Sector Composition

1 Financials 10.19%
2 Energy 6.88%
3 Technology 5.35%
4 Healthcare 4.49%
5 Consumer Staples 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMP icon
101
Ameriprise Financial
AMP
$48.5B
$252K 0.25%
2,460
– –
NOC icon
102
Northrop Grumman
NOC
$84.5B
$249K 0.24%
823
-332
-29% -$100K
SRE icon
103
Sempra
SRE
$53.9B
$249K 0.24%
2,207
-1,163
-35% -$131K
F icon
104
Ford
F
$46.8B
$248K 0.24%
51,350
-750
-1% -$3.62K
GS icon
105
Goldman Sachs
GS
$226B
$247K 0.24%
1,600
-86
-5% -$13.3K
JNJ icon
106
Johnson & Johnson
JNJ
$427B
$246K 0.24%
1,873
– –
INTC icon
107
Intel
INTC
$107B
$245K 0.24%
+4,524
New +$245K
BOE icon
108
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$234K 0.23%
28,262
-6,043
-18% -$50K
DSL
109
DoubleLine Income Solutions Fund
DSL
$1.42B
$228K 0.22%
17,100
+49
+0.3% +$653
USB icon
110
US Bancorp
USB
$76B
$220K 0.21%
6,382
– –
XLF icon
111
Financial Select Sector SPDR Fund
XLF
$54.1B
$215K 0.21%
10,336
– –
QCOM icon
112
Qualcomm
QCOM
$173B
$214K 0.21%
+3,162
New +$214K
COP icon
113
ConocoPhillips
COP
$124B
$205K 0.2%
6,667
-334
-5% -$10.3K
EVG
114
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$201K 0.2%
18,384
– –
LEN icon
115
Lennar Class A
LEN
$34.5B
$201K 0.2%
5,264
– –
BKR icon
116
Baker Hughes
BKR
$44.8B
$179K 0.17%
17,046
-725
-4% -$7.61K
FIV
117
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$165K 0.16%
22,500
– –
KMF
118
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$147K 0.14%
44,207
-508
-1% -$1.69K
IGD
119
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$472M
$143K 0.14%
31,345
– –
BDJ icon
120
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$133K 0.13%
20,400
-7,800
-28% -$50.9K
KYN icon
121
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$133K 0.13%
36,693
-6,482
-15% -$23.5K
JHB
122
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$125K 0.12%
14,500
– –
IHIT
123
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$121K 0.12%
15,000
– –
PAGP icon
124
Plains GP Holdings
PAGP
$3.82B
$106K 0.1%
+18,887
New +$106K
IAE
125
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$77.9M
$95K 0.09%
14,537
– –
2 3 4
5
6