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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$119M
AUM Growth
+$1.07M
Cap. Flow
+$1.64M
Cap. Flow %
1.37%
Top 10 Hldgs %
31.85%
Holding
141
New
3
Increased
27
Reduced
54
Closed
6

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.64M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$430K
3
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$424K
4
LNG icon
Cheniere Energy
LNG
+$279K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$257K

Top Sells

Rank Stock Value
1
WES icon
Western Midstream Partners
WES
+$647K
2
EQM
EQM Midstream Partners, LP
EQM
+$418K
3
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$348K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$332K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$324K

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.42%
2 Energy 13.63%
3 Financials 13.29%
4 Technology 5.02%
5 Healthcare 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
101
DoubleLine Income Solutions Fund
DSL
$1.19B
$337K 0.28%
17,051
-434
-2% -$8.61K
NVG icon
102
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.49B
$336K 0.28%
20,152
– –
ORCL icon
103
Oracle
ORCL
$436B
$332K 0.28%
6,262
– –
IRT icon
104
Independence Realty Trust
IRT
$3.6B
$324K 0.27%
23,000
– –
XLF icon
105
State Street Financial Select Sector SPDR ETF
XLF
$54.2B
$318K 0.27%
10,336
– –
SILC icon
106
Silicom
SILC
$244M
$299K 0.25%
9,000
– –
LEN icon
107
Lennar Class A
LEN
$19.2B
$294K 0.25%
5,438
– –
C icon
108
Citigroup
C
$233B
$284K 0.24%
3,558
+3
+0.1% +$222
EOG icon
109
EOG Resources
EOG
$77.1B
$282K 0.24%
3,368
-587
-15% -$43K
BDJ icon
110
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$280K 0.24%
28,200
– –
VTI icon
111
Vanguard Morningstar Total Stock Market ETF
VTI
$688B
$274K 0.23%
1,671
+160
+11% +$25.1K
JNJ icon
112
Johnson & Johnson
JNJ
$640B
$273K 0.23%
1,873
– –
SCHW
113
Charles Schwab
SCHW
$185B
$267K 0.22%
5,605
-28
-0.5% -$1.23K
LYB icon
114
LyondellBasell Industries
LYB
$20.6B
$260K 0.22%
2,751
– –
XOM icon
115
ExxonMobil
XOM
$681B
$252K 0.21%
3,613
– –
EVG
116
Eaton Vance Short Duration Diversified Income Fund
EVG
$140M
$248K 0.21%
18,384
-1,295
-7% -$17.2K
HUBB icon
117
Hubbell
HUBB
$24.5B
$248K 0.21%
1,681
– –
IVV icon
118
iShares Core S&P 500 ETF
IVV
$869B
$235K 0.2%
728
– –
CSB icon
119
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$253M
$226K 0.19%
4,810
– –
O icon
120
Realty Income
O
$56.3B
$221K 0.19%
3,096
– –
GE icon
121
GE Aerospace
GE
$337B
$211K 0.18%
3,786
– –
NSC icon
122
Norfolk Southern
NSC
$72.2B
$208K 0.17%
+1,071
New +$201K
SPY icon
123
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$208K 0.17%
+646
New +$199K
MO icon
124
Altria Group
MO
$115B
$207K 0.17%
+4,150
New +$196K
FIV
125
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$207K 0.17%
22,500
– –
2 3 4
5
6

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Pointe Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Pointe Capital Management held 141 positions worth $119M, up 0.91% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pointe Capital Management's Q4 2019 filing shows 3 new, 27 increased, 54 reduced and 6 closed positions. Its largest new stake was Norfolk Southern: 1,071 shares worth $208K. The largest sale was Western Midstream Partners, an estimated $647K.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 44% a quarter earlier, followed by Energy and Financials.

  • Pointe Capital Management's largest Q4 2019 buy was Norfolk Southern: 1,071 shares worth $208K.
  • Pointe Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2019, an estimated $2.64M increase.
  • Pointe Capital Management's biggest Q4 2019 reduction was Berkshire Hathaway Class B, cutting an estimated $332K.
  • Pointe Capital Management fully exited Western Midstream Partners in Q4 2019, selling an estimated $647K.
  • Pointe Capital Management's ten largest holdings make up 32% of its $119M portfolio in Q4 2019.
  • Pointe Capital Management opened 3 new positions and closed 6 in Q4 2019.
  • Pointe Capital Management's portfolio value rose 0.91% quarter-over-quarter to $119M.

Based on Pointe Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.