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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$118M
AUM Growth
-$3.38M
Cap. Flow
-$8.16M
Cap. Flow %
-6.91%
Top 10 Hldgs %
29.81%
Holding
150
New
3
Increased
22
Reduced
68
Closed
12

Top Buys

Rank Stock Value
1
CTVA icon
Corteva
CTVA
+$253K
2
C icon
Citigroup
C
+$242K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$233K
4
SCHW
Charles Schwab
SCHW
+$227K
5
PM icon
Philip Morris
PM
+$156K

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$2.04M
2
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$417K
3
CDL icon
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
+$412K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$397K
5
DD icon
DuPont de Nemours
DD
+$380K

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.88%
2 Energy 15%
3 Financials 12.58%
4 Technology 7.23%
5 Consumer Discretionary 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
101
Nuveen Municipal Credit Income Fund
NZF
$2.27B
$340K 0.29%
20,970
– –
NVG icon
102
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.49B
$337K 0.29%
20,152
– –
NVS icon
103
Novartis
NVS
$261B
$335K 0.28%
3,851
-28
-0.7% -$2.51K
PFE icon
104
Pfizer
PFE
$157B
$335K 0.28%
9,818
– –
LOW icon
105
Lowe's Companies
LOW
$111B
$330K 0.28%
3,002
-25
-0.8% -$2.64K
IRT icon
106
Independence Realty Trust
IRT
$3.6B
$329K 0.28%
23,000
– –
LLY icon
107
Eli Lilly
LLY
$995B
$304K 0.26%
2,718
-1,666
-38% -$185K
EOG icon
108
EOG Resources
EOG
$77.1B
$294K 0.25%
3,955
– –
CVS icon
109
CVS Health
CVS
$120B
$289K 0.24%
4,582
– –
XLF icon
110
State Street Financial Select Sector SPDR ETF
XLF
$54.2B
$289K 0.24%
10,336
-2,000
-16% -$55.2K
SILC icon
111
Silicom
SILC
$244M
$284K 0.24%
9,000
– –
BDJ icon
112
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$259K 0.22%
28,200
– –
EVG
113
Eaton Vance Short Duration Diversified Income Fund
EVG
$140M
$256K 0.22%
19,679
– –
XOM icon
114
ExxonMobil
XOM
$681B
$255K 0.22%
3,613
– –
C icon
115
Citigroup
C
$233B
$246K 0.21%
+3,555
New +$242K
LYB icon
116
LyondellBasell Industries
LYB
$20.6B
$246K 0.21%
2,751
– –
CTVA icon
117
Corteva
CTVA
$55.5B
$245K 0.21%
+8,755
New +$253K
JNJ icon
118
Johnson & Johnson
JNJ
$640B
$242K 0.21%
1,873
– –
SCHW
119
Charles Schwab
SCHW
$185B
$236K 0.2%
+5,633
New +$227K
O icon
120
Realty Income
O
$56.3B
$230K 0.19%
3,096
– –
VTI icon
121
Vanguard Morningstar Total Stock Market ETF
VTI
$688B
$228K 0.19%
1,511
-61
-4% -$9.2K
TYG
122
Tortoise Energy Infrastructure Corp
TYG
$934M
$223K 0.19%
2,711
– –
HUBB icon
123
Hubbell
HUBB
$24.5B
$221K 0.19%
1,681
– –
IVV icon
124
iShares Core S&P 500 ETF
IVV
$869B
$217K 0.18%
728
– –
CSB icon
125
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$253M
$213K 0.18%
4,810
-40
-0.8% -$1.74K
2 3 4
5
6

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TS
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NWMP
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GCM
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OWG
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SONJCPFA
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Pointe Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Pointe Capital Management held 150 positions worth $118M, down 2.8% from $121M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management withdrew a net $8.16M in Q3 2019, closing 12 positions and reducing 68 holdings. Its most notable exit was Invesco CurrencyShares British Pound Sterling Trust, an estimated $417K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 47% a quarter earlier, followed by Energy and Financials.

Against the trend, Pointe Capital Management opened a new position in Corteva worth $245K.

  • Pointe Capital Management's largest Q3 2019 buy was Corteva: 8,755 shares worth $245K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2019, an estimated $233K increase.
  • Pointe Capital Management's biggest Q3 2019 reduction was iShares Russell 2000 Value ETF, cutting an estimated $2.04M.
  • Pointe Capital Management fully exited Invesco CurrencyShares British Pound Sterling Trust in Q3 2019, selling an estimated $417K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $118M portfolio in Q3 2019.
  • Pointe Capital Management opened 3 new positions and closed 12 in Q3 2019.
  • Pointe Capital Management's portfolio value fell 2.8% quarter-over-quarter to $118M.

Based on Pointe Capital Management's 13F filing for Q3 2019, filed 13 Nov 2019.