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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-13.15%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$103M
AUM Growth
-$24M
Cap. Flow
-$7.27M
Cap. Flow %
-7.07%
Top 10 Hldgs %
30.34%
Holding
159
New
5
Increased
28
Reduced
88
Closed
21

Top Buys

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.83M
2
ET icon
Energy Transfer Partners
ET
+$1.49M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$716K
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$596K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$527K

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$2.16M
2
AMLP icon
Alerian MLP ETF
AMLP
+$894K
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$742K
4
EPD icon
Enterprise Products Partners
EPD
+$496K
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$469K

Sector Composition

Rank Sector Weight
1 Energy 17.17%
2 Financials 13.77%
3 Healthcare 4.15%
4 Technology 4.07%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
101
Bank of America
BAC
$436B
$292K 0.28%
11,862
-147
-1% -$3.99K
USB icon
102
US Bancorp
USB
$98.9B
$292K 0.28%
6,382
-160
-2% -$8.24K
PM icon
103
Philip Morris
PM
$305B
$290K 0.28%
4,338
+85
+2% +$7.1K
FANG icon
104
Diamondback Energy
FANG
$55.1B
$287K 0.28%
3,100
+1,021
+49% +$114K
NVG icon
105
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$282K 0.27%
20,152
-16,405
-45% -$225K
JMF
106
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$281K 0.27%
34,631
-3,903
-10% -$37.2K
BNY
107
Bank of New York Mellon
BNY
$107B
$280K 0.27%
5,939
-1,070
-15% -$52K
EVG
108
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$279K 0.27%
22,429
– –
CMS icon
109
CMS Energy
CMS
$22.9B
$277K 0.27%
5,577
-148
-3% -$7.48K
SRE icon
110
Sempra
SRE
$59.7B
$274K 0.27%
5,068
+242
+5% +$13.8K
STI
111
DELISTED
SunTrust Banks, Inc.
STI
$268K 0.26%
5,311
-720
-12% -$43.1K
NEE icon
112
NextEra Energy
NEE
$185B
$267K 0.26%
6,148
-200
-3% -$8.75K
KMI icon
113
Kinder Morgan
KMI
$70.6B
$263K 0.26%
17,121
-5,050
-23% -$85.5K
AMP icon
114
Ameriprise Financial
AMP
$47.6B
$257K 0.25%
2,460
+3
+0.1% +$377
PXD
115
DELISTED
Pioneer Natural Resource Co.
PXD
$251K 0.24%
1,906
-478
-20% -$73K
JNJ icon
116
Johnson & Johnson
JNJ
$641B
$242K 0.24%
1,873
– –
NOC icon
117
Northrop Grumman
NOC
$77.8B
$240K 0.23%
978
-34
-3% -$9.39K
BDJ icon
118
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$239K 0.23%
30,733
+21
+0.1% +$179
CNXM
119
DELISTED
CNX Midstream Partners LP
CNXM
$235K 0.23%
14,409
-5,744
-29% -$104K
GMZ
120
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$232K 0.23%
4,736
-143
-3% -$8.14K
GS icon
121
Goldman Sachs
GS
$309B
$230K 0.22%
1,376
+148
+12% +$29.9K
NZF icon
122
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$230K 0.22%
17,138
– –
LYB icon
123
LyondellBasell Industries
LYB
$18.9B
$229K 0.22%
2,751
-9
-0.3% -$823
XOM icon
124
ExxonMobil
XOM
$642B
$226K 0.22%
3,313
– –
SIRE
125
DELISTED
Sisecam Resources LP
SIRE
$225K 0.22%
10,501
-4,296
-29% -$104K
3 4
5
6 7

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BSA
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HWMO
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MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
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SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
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BFA
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TI
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Pointe Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Pointe Capital Management held 159 positions worth $103M, down 19% from $127M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management withdrew a net $7.27M in Q4 2018, closing 21 positions and reducing 88 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Pointe Capital Management opened a new position in iShares Russell 2000 ETF worth $473K.

  • Pointe Capital Management's largest Q4 2018 buy was iShares Russell 2000 ETF: 3,533 shares worth $473K.
  • Pointe Capital Management added most to iShares Core MSCI Emerging Markets ETF in Q4 2018, an estimated $1.83M increase.
  • Pointe Capital Management's biggest Q4 2018 reduction was Alerian MLP ETF, cutting an estimated $894K.
  • Pointe Capital Management fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.16M.
  • Pointe Capital Management's ten largest holdings make up 30% of its $103M portfolio in Q4 2018.
  • Pointe Capital Management opened 5 new positions and closed 21 in Q4 2018.
  • Pointe Capital Management's portfolio value fell 19% quarter-over-quarter to $103M.

Based on Pointe Capital Management's 13F filing for Q4 2018, filed 6 Feb 2019.