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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+4.63%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$127M
AUM Growth
+$10.4M
Cap. Flow
+$5.87M
Cap. Flow %
4.63%
Top 10 Hldgs %
29.85%
Holding
163
New
18
Increased
61
Reduced
40
Closed
9

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$1.77M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$883K
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$685K
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$646K
5
EQM
EQM Midstream Partners, LP
EQM
+$479K

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$1.71M
2
BPL
Buckeye Partners, L.P.
BPL
+$862K
3
TEP
Tallgrass Energy Partners, LP
TEP
+$843K
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$573K
5
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$539K

Sector Composition

Rank Sector Weight
1 Energy 19.71%
2 Financials 13.32%
3 Technology 4.14%
4 Healthcare 3.91%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
101
Abbott
ABT
$182B
$359K 0.28%
4,889
– –
BNY
102
Bank of New York Mellon
BNY
$108B
$357K 0.28%
7,009
-57
-0.8% -$3K
NBLX
103
DELISTED
Noble Midstream Partners LP
NBLX
$357K 0.28%
10,081
+112
+1% +$5.21K
CB icon
104
Chubb
CB
$140B
$355K 0.28%
2,653
– –
DHR icon
105
Danaher
DHR
$134B
$355K 0.28%
3,690
+237
+7% +$21.6K
NVS icon
106
Novartis
NVS
$300B
$355K 0.28%
4,600
+513
+13% +$37.9K
BAC icon
107
Bank of America
BAC
$440B
$354K 0.28%
12,009
+1,829
+18% +$55.7K
SLB icon
108
SLB Ltd
SLB
$77.7B
$349K 0.28%
5,729
+558
+11% +$35.9K
PM icon
109
Philip Morris
PM
$303B
$347K 0.27%
4,253
+1,320
+45% +$108K
QQQ icon
110
Invesco QQQ Trust
QQQ
$450B
$345K 0.27%
1,857
– –
USB icon
111
US Bancorp
USB
$99.8B
$345K 0.27%
6,542
– –
GE icon
112
GE Aerospace
GE
$374B
$340K 0.27%
6,283
+2,091
+50% +$129K
AMJ
113
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$327K 0.26%
+11,892
New +$332K
XLF icon
114
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$325K 0.26%
11,775
– –
NOC icon
115
Northrop Grumman
NOC
$77.9B
$321K 0.25%
1,012
+81
+9% +$24.7K
GMZ
116
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$315K 0.25%
4,879
– –
FIV
117
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$312K 0.25%
33,500
– –
IWF icon
118
iShares Russell 1000 Growth ETF
IWF
$120B
$309K 0.24%
7,924
– –
FXE icon
119
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$303K 0.24%
+2,726
New +$304K
MRK icon
120
Merck
MRK
$326B
$301K 0.24%
4,440
+233
+6% +$14.8K
TYG
121
Tortoise Energy Infrastructure Corp
TYG
$1.12B
$292K 0.23%
2,711
-94
-3% -$10.5K
BDJ icon
122
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$291K 0.23%
30,712
+12
+0% +$112
EVG
123
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$290K 0.23%
22,429
– –
CMCSA icon
124
Comcast
CMCSA
$80.5B
$283K 0.22%
+7,995
New +$283K
LYB icon
125
LyondellBasell Industries
LYB
$18.9B
$283K 0.22%
2,760
– –
3 4
5
6 7

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HWMO
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MFG
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PCMK
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SFG
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GW
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BFA
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TI
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Pointe Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Pointe Capital Management held 163 positions worth $127M, up 8.9% from $116M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management deployed $5.87M of net new capital in Q3 2018, opening 18 new positions and adding to 61 existing holdings. Its largest new stake was Williams Companies: 60,863 shares worth $1.66M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $573K trimmed.

  • Pointe Capital Management's largest Q3 2018 buy was Williams Companies: 60,863 shares worth $1.66M.
  • Pointe Capital Management added most to BlackRock Enhanced Global Dividend Trust in Q3 2018, an estimated $685K increase.
  • Pointe Capital Management's biggest Q3 2018 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $573K.
  • Pointe Capital Management fully exited Williams Partners L.P. in Q3 2018, selling an estimated $1.71M.
  • Pointe Capital Management's ten largest holdings make up 30% of its $127M portfolio in Q3 2018.
  • Pointe Capital Management opened 18 new positions and closed 9 in Q3 2018.
  • Pointe Capital Management's portfolio value rose 8.9% quarter-over-quarter to $127M.

Based on Pointe Capital Management's 13F filing for Q3 2018, filed 13 Nov 2018.