PCM

Pointe Capital Management Portfolio holdings

AUM $193M
This Quarter Return
+2%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$125M
AUM Growth
+$125M
Cap. Flow
-$12.4M
Cap. Flow %
-9.94%
Top 10 Hldgs %
28.88%
Holding
159
New
6
Increased
24
Reduced
101
Closed
12

Top Buys

1
AMLP icon
Alerian MLP ETF
AMLP
$1.12M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$1.04M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
$759K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$599K
5
IWN icon
iShares Russell 2000 Value ETF
IWN
$525K

Top Sells

1
MS icon
Morgan Stanley
MS
$3.02M
2
MCEP
Mid-Con Energy Partners, LP
MCEP
$912K
3
III icon
Information Services Group
III
$643K
4
ETP
Energy Transfer Partners, L.P.
ETP
$628K
5
PAA icon
Plains All American Pipeline
PAA
$626K

Sector Composition

1 Energy 21.57%
2 Financials 12.75%
3 Technology 4.05%
4 Healthcare 3.86%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFLX icon
101
Netflix
NFLX
$513B
$381K 0.3%
1,984
– –
BK icon
102
Bank of New York Mellon
BK
$74.5B
$373K 0.3%
6,928
+104
+2% +$5.6K
PXD
103
DELISTED
Pioneer Natural Resource Co.
PXD
$373K 0.3%
2,160
-372
-15% -$64.2K
CL icon
104
Colgate-Palmolive
CL
$67.9B
$369K 0.3%
4,885
-90
-2% -$6.8K
GE icon
105
GE Aerospace
GE
$292B
$351K 0.28%
20,091
+878
+5% +$15.3K
ABT icon
106
Abbott
ABT
$231B
$342K 0.27%
5,989
-175
-3% -$9.99K
EVG
107
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$341K 0.27%
23,762
– –
CMS icon
108
CMS Energy
CMS
$21.4B
$338K 0.27%
7,150
-110
-2% -$5.2K
TYG
109
Tortoise Energy Infrastructure Corp
TYG
$735M
$335K 0.27%
11,518
+254
+2% +$7.39K
CVX icon
110
Chevron
CVX
$324B
$333K 0.27%
2,661
+925
+53% +$116K
NEE icon
111
NextEra Energy, Inc.
NEE
$148B
$326K 0.26%
2,087
– –
DHR icon
112
Danaher
DHR
$147B
$319K 0.26%
3,436
-70
-2% -$6.5K
SYK icon
113
Stryker
SYK
$150B
$319K 0.26%
2,060
– –
STI
114
DELISTED
SunTrust Banks, Inc.
STI
$313K 0.25%
+4,839
New +$313K
V icon
115
Visa
V
$683B
$309K 0.25%
2,714
-818
-23% -$93.1K
FIV
116
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$306K 0.24%
33,500
– –
GMZ
117
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$305K 0.24%
34,150
-4,600
-12% -$41.1K
PM icon
118
Philip Morris
PM
$260B
$302K 0.24%
2,858
+57
+2% +$6.02K
INGR icon
119
Ingredion
INGR
$8.31B
$300K 0.24%
2,145
-35
-2% -$4.9K
NZF icon
120
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$297K 0.24%
19,499
-1
-0% -$15
PFE icon
121
Pfizer
PFE
$141B
$296K 0.24%
8,183
-266
-3% -$9.62K
PAGP icon
122
Plains GP Holdings
PAGP
$3.82B
$290K 0.23%
+13,232
New +$290K
QQQ icon
123
Invesco QQQ Trust
QQQ
$364B
$289K 0.23%
1,857
– –
BDJ icon
124
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$283K 0.23%
30,700
-3,000
-9% -$27.7K
NOC icon
125
Northrop Grumman
NOC
$84.5B
$279K 0.22%
909
-38
-4% -$11.7K
3 4
5
6 7