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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$125M
AUM Growth
-$10.7M
Cap. Flow
-$12.3M
Cap. Flow %
-9.82%
Top 10 Hldgs %
28.88%
Holding
159
New
6
Increased
24
Reduced
101
Closed
12

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.11M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.04M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$763K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$602K
5
IWN icon
iShares Russell 2000 Value ETF
IWN
+$522K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$3.02M
2
MCEP
Mid-Con Energy Partners, LP
MCEP
+$912K
3
III icon
Information Services Group
III
+$643K
4
PAA icon
Plains All American Pipeline
PAA
+$618K
5
MPLX icon
MPLX
MPLX
+$609K

Sector Composition

Rank Sector Weight
1 Energy 21.57%
2 Financials 12.75%
3 Technology 4.05%
4 Healthcare 3.86%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
101
Netflix
NFLX
$292B
$381K 0.3%
19,840
– –
BNY
102
Bank of New York Mellon
BNY
$108B
$373K 0.3%
6,928
+104
+2% +$5.54K
PXD
103
DELISTED
Pioneer Natural Resource Co.
PXD
$373K 0.3%
2,160
-372
-15% -$57.3K
CL icon
104
Colgate-Palmolive
CL
$72.6B
$369K 0.3%
4,885
-90
-2% -$6.57K
GE icon
105
GE Aerospace
GE
$367B
$351K 0.28%
4,192
+183
+5% +$17.5K
ABT icon
106
Abbott
ABT
$180B
$342K 0.27%
5,989
-175
-3% -$9.7K
EVG
107
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$341K 0.27%
23,762
– –
CMS icon
108
CMS Energy
CMS
$23.1B
$338K 0.27%
7,150
-110
-2% -$5.33K
TYG
109
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$335K 0.27%
2,880
+64
+2% +$6.87K
CVX icon
110
Chevron
CVX
$388B
$333K 0.27%
2,661
+925
+53% +$110K
NEE icon
111
NextEra Energy
NEE
$187B
$326K 0.26%
8,348
– –
DHR icon
112
Danaher
DHR
$135B
$319K 0.26%
3,876
-79
-2% -$6.42K
SYK icon
113
Stryker
SYK
$127B
$319K 0.26%
2,060
– –
STI
114
DELISTED
SunTrust Banks, Inc.
STI
$313K 0.25%
+4,839
New +$295K
V icon
115
Visa
V
$677B
$309K 0.25%
2,714
-818
-23% -$90.3K
FIV
116
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$306K 0.24%
33,500
– –
GMZ
117
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$305K 0.24%
4,879
-657
-12% -$39.9K
PM icon
118
Philip Morris
PM
$301B
$302K 0.24%
2,858
+57
+2% +$6.07K
INGR icon
119
Ingredion
INGR
$6.38B
$300K 0.24%
2,145
-35
-2% -$4.62K
NZF icon
120
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$297K 0.24%
19,499
-1
-0% -$15
PFE icon
121
Pfizer
PFE
$140B
$296K 0.24%
8,625
-280
-3% -$9.55K
PAGP icon
122
Plains GP Holdings
PAGP
$5.23B
$290K 0.23%
+13,232
New +$279K
QQQ icon
123
Invesco QQQ Trust
QQQ
$455B
$289K 0.23%
1,857
– –
BDJ icon
124
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$283K 0.23%
30,700
-3,000
-9% -$27.3K
NOC icon
125
Northrop Grumman
NOC
$77B
$279K 0.22%
909
-38
-4% -$11.4K
3 4
5
6 7

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HWMO
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MFG
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PCMK
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SFG
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GW
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BFA
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TI
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Pointe Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Pointe Capital Management held 159 positions worth $125M, down 7.9% from $136M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Pointe Capital Management withdrew a net $12.3M in Q4 2017, closing 12 positions and reducing 101 holdings. Its most notable exit was Morgan Stanley, an estimated $3.02M position sold in full.

By sector, the portfolio is most concentrated in Energy at 22% of assets, down from 25% a quarter earlier, followed by Financials and Technology.

Against the trend, Pointe Capital Management opened a new position in DuPont de Nemours worth $407K.

  • Pointe Capital Management's largest Q4 2017 buy was DuPont de Nemours: 2,256 shares worth $407K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q4 2017, an estimated $1.11M increase.
  • Pointe Capital Management's biggest Q4 2017 reduction was Plains All American Pipeline, cutting an estimated $618K.
  • Pointe Capital Management fully exited Morgan Stanley in Q4 2017, selling an estimated $3.02M.
  • Pointe Capital Management's ten largest holdings make up 29% of its $125M portfolio in Q4 2017.
  • Pointe Capital Management opened 6 new positions and closed 12 in Q4 2017.
  • Pointe Capital Management's portfolio value fell 7.9% quarter-over-quarter to $125M.

Based on Pointe Capital Management's 13F filing for Q4 2017, filed 12 Jan 2018.