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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2.75%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$138M
AUM Growth
+$131K
Cap. Flow
-$3.28M
Cap. Flow %
-2.39%
Top 10 Hldgs %
29.67%
Holding
153
New
4
Increased
32
Reduced
87
Closed
6

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.34M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$779K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$509K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$279K
5
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$220K

Top Sells

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$2.91M
2
EEQ
Enbridge Energy Management Llc
EEQ
+$569K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$268K
4
ALLY icon
Ally Financial
ALLY
+$255K
5
ET icon
Energy Transfer Partners
ET
+$243K

Sector Composition

Rank Sector Weight
1 Energy 32.78%
2 Financials 11.18%
3 Healthcare 3.56%
4 Technology 3.5%
5 Consumer Staples 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
101
Cisco
CSCO
$450B
$423K 0.31%
13,323
+365
+3% +$11.2K
ODFL icon
102
Old Dominion Freight Line
ODFL
$48.5B
$416K 0.3%
18,189
– –
CMS icon
103
CMS Energy
CMS
$23.1B
$399K 0.29%
9,509
-65
-0.7% -$2.84K
LYB icon
104
LyondellBasell Industries
LYB
$19.5B
$398K 0.29%
4,940
– –
HPE icon
105
Hewlett Packard
HPE
$63.2B
$393K 0.29%
29,686
+72
+0.2% +$889
DHR icon
106
Danaher
DHR
$135B
$392K 0.29%
5,646
-1,801
-24% -$128K
MDT icon
107
Medtronic
MDT
$107B
$384K 0.28%
4,450
-5
-0.1% -$436
GIS icon
108
General Mills
GIS
$19.2B
$380K 0.28%
5,942
-56
-0.9% -$3.9K
LEN icon
109
Lennar Class A
LEN
$20.4B
$380K 0.28%
9,428
-43
-0.5% -$1.91K
EVG
110
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$371K 0.27%
27,065
– –
PAGP icon
111
Plains GP Holdings
PAGP
$5.23B
$371K 0.27%
10,771
-751
-7% -$22.6K
PM icon
112
Philip Morris
PM
$301B
$364K 0.26%
3,746
-144
-4% -$14.4K
GILD icon
113
Gilead Sciences
GILD
$161B
$358K 0.26%
4,522
– –
ZBH icon
114
Zimmer Biomet
ZBH
$17.7B
$341K 0.25%
2,705
+22
+0.8% +$2.72K
JPM icon
115
JPMorgan Chase
JPM
$939B
$338K 0.25%
5,083
– –
ABT icon
116
Abbott
ABT
$180B
$335K 0.24%
7,930
– –
EEP
117
DELISTED
Enbridge Energy Partners
EEP
$331K 0.24%
13,000
-1,500
-10% -$36K
BDJ icon
118
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$328K 0.24%
41,525
– –
MRK icon
119
Merck
MRK
$324B
$324K 0.24%
5,435
-700
-11% -$40.9K
ENLK
120
DELISTED
EnLink Midstream Partners, LP
ENLK
$324K 0.24%
18,300
-3,451
-16% -$60.5K
NZF icon
121
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$323K 0.23%
20,539
-941
-4% -$14.9K
DVA icon
122
DaVita
DVA
$15.1B
$314K 0.23%
4,754
-65
-1% -$4.58K
PFE icon
123
Pfizer
PFE
$140B
$306K 0.22%
9,525
-330
-3% -$11K
NIE
124
Virtus Equity & Convertible Income Fund
NIE
$718M
$304K 0.22%
16,215
– –
HUBB icon
125
Hubbell
HUBB
$25.7B
$292K 0.21%
2,713
– –
3 4
5
6 7

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HWMO
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MFG
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PCMK
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SFG
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GW
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BFA
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TI
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Pointe Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Pointe Capital Management held 153 positions worth $138M, up 0.1% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management's Q3 2016 filing shows 4 new, 32 increased, 87 reduced and 6 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 4,968 shares worth $520K. The largest sale was Kinder Morgan, an estimated $2.91M.

By sector, the portfolio is most concentrated in Energy at 33% of assets, down from 35% a quarter earlier, followed by Financials and Healthcare.

  • Pointe Capital Management's largest Q3 2016 buy was iShares Russell 2000 Value ETF: 4,968 shares worth $520K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q3 2016, an estimated $1.34M increase.
  • Pointe Capital Management's biggest Q3 2016 reduction was Kinder Morgan, cutting an estimated $2.91M.
  • Pointe Capital Management fully exited Enbridge Energy Management Llc in Q3 2016, selling an estimated $569K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $138M portfolio in Q3 2016.
  • Pointe Capital Management opened 4 new positions and closed 6 in Q3 2016.
  • Pointe Capital Management's portfolio value rose 0.1% quarter-over-quarter to $138M.

Based on Pointe Capital Management's 13F filing for Q3 2016, filed 2 Nov 2016.