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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$135M
AUM Growth
+$2.95M
Cap. Flow
-$786K
Cap. Flow %
-0.58%
Top 10 Hldgs %
42.36%
Holding
151
New
2
Increased
73
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$386K
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$284K
3
GLD icon
SPDR Gold Trust
GLD
+$280K
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$217K
5
WMT icon
Walmart Inc
WMT
+$200K

Top Sells

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$832K
2
TEL icon
TE Connectivity
TEL
+$223K
3
CCI icon
Crown Castle
CCI
+$214K
4
YUM icon
Yum! Brands
YUM
+$212K
5
ENB icon
Enbridge
ENB
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.61%
2 Energy 7.58%
3 Technology 7.23%
4 Consumer Staples 4.82%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRT icon
76
Independence Realty Trust
IRT
$3.98B
$437K 0.32%
31,065
– –
FDX icon
77
FedEx
FDX
$73B
$430K 0.32%
1,625
+11
+0.7% +$2.86K
NFLX icon
78
Netflix
NFLX
$307B
$428K 0.32%
11,330
– –
NVS icon
79
Novartis
NVS
$302B
$423K 0.31%
4,151
+21
+0.5% +$2.13K
ETN icon
80
Eaton
ETN
$141B
$420K 0.31%
1,970
+11
+0.6% +$2.37K
SCHW
81
Charles Schwab
SCHW
$182B
$420K 0.31%
7,650
+33
+0.4% +$1.99K
VBR icon
82
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$417K 0.31%
2,617
+100
+4% +$16.7K
CFG icon
83
Citizens Financial Group
CFG
$30.1B
$414K 0.31%
15,453
-587
-4% -$16.8K
LOW icon
84
Lowe's Companies
LOW
$121B
$397K 0.29%
1,911
+8
+0.4% +$1.8K
ALB icon
85
Albemarle
ALB
$13.4B
$390K 0.29%
2,294
-735
-24% -$146K
IWP icon
86
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$388K 0.29%
4,245
+158
+4% +$15.1K
VT icon
87
Vanguard Total World Stock ETF
VT
$75.3B
$385K 0.28%
4,129
-95
-2% -$9.22K
VUG icon
88
Vanguard Morningstar Growth ETF
VUG
$212B
$372K 0.27%
8,196
– –
COF icon
89
Capital One
COF
$128B
$370K 0.27%
3,816
+25
+0.7% +$2.67K
FTV icon
90
Fortive
FTV
$18B
$370K 0.27%
6,620
+37
+0.6% +$2.13K
ABT icon
91
Abbott
ABT
$187B
$369K 0.27%
3,813
– –
OTIS icon
92
Otis Worldwide
OTIS
$27.9B
$367K 0.27%
4,576
– –
PFE icon
93
Pfizer
PFE
$143B
$366K 0.27%
11,035
– –
AZN icon
94
AstraZeneca
AZN
$269B
$365K 0.27%
2,693
+17
+0.6% +$2.32K
CRM icon
95
Salesforce
CRM
$154B
$353K 0.26%
1,739
+188
+12% +$40.6K
IWB icon
96
iShares Russell 1000 ETF
IWB
$47.1B
$347K 0.26%
1,477
+40
+3% +$9.79K
FISV
97
Fiserv Inc
FISV
$29.7B
$346K 0.26%
3,065
+22
+0.7% +$2.71K
CB icon
98
Chubb
CB
$140B
$342K 0.25%
1,642
– –
BLW icon
99
BlackRock Limited Duration Income Trust
BLW
$490M
$334K 0.25%
25,965
+1,300
+5% +$17K
LEN icon
100
Lennar Class A
LEN
$20.4B
$334K 0.25%
3,073
– –
2 3
4
5 6

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BFA
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NIMC
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AFWM
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IFU
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Pointe Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Pointe Capital Management held 151 positions worth $135M, up 2.2% from $132M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pointe Capital Management's Q3 2023 filing shows 2 new, 73 increased, 29 reduced and 7 closed positions. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K. The largest sale was VanEck IG Floating Rate ETF, an estimated $832K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 13% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q3 2023 buy was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q3 2023, an estimated $386K increase.
  • Pointe Capital Management's biggest Q3 2023 reduction was VanEck IG Floating Rate ETF, cutting an estimated $832K.
  • Pointe Capital Management fully exited TE Connectivity in Q3 2023, selling an estimated $223K.
  • Pointe Capital Management's ten largest holdings make up 42% of its $135M portfolio in Q3 2023.
  • Pointe Capital Management opened 2 new positions and closed 7 in Q3 2023.
  • Pointe Capital Management's portfolio value rose 2.2% quarter-over-quarter to $135M.

Based on Pointe Capital Management's 13F filing for Q3 2023, filed 7 Nov 2023.