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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-3.09%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$125M
AUM Growth
-$9.06M
Cap. Flow
-$4.27M
Cap. Flow %
-3.41%
Top 10 Hldgs %
41.15%
Holding
148
New
2
Increased
44
Reduced
44
Closed
8

Top Buys

Rank Stock Value
1
FISV
Fiserv Inc
FISV
+$317K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$269K
3
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$227K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$211K
5
ZBH icon
Zimmer Biomet
ZBH
+$182K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.85M
2
UNP icon
Union Pacific
UNP
+$300K
3
FDX icon
FedEx
FDX
+$275K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$263K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$245K

Sector Composition

Rank Sector Weight
1 Financials 11.35%
2 Energy 10.95%
3 Technology 6%
4 Healthcare 5.31%
5 Consumer Staples 4.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
76
Wells Fargo
WFC
$254B
$439K 0.35%
10,917
-103
-0.9% -$4.42K
AMP icon
77
Ameriprise Financial
AMP
$47.8B
$434K 0.35%
1,723
– –
JNJ icon
78
Johnson & Johnson
JNJ
$640B
$433K 0.35%
2,650
– –
EFA icon
79
iShares MSCI EAFE ETF
EFA
$76.4B
$428K 0.34%
7,635
-35
-0.5% -$2.18K
ABT icon
80
Abbott
ABT
$187B
$427K 0.34%
4,408
-267
-6% -$28.5K
ICE icon
81
Intercontinental Exchange
ICE
$87.2B
$418K 0.33%
4,630
+867
+23% +$86.9K
XOM icon
82
ExxonMobil
XOM
$650B
$418K 0.33%
4,786
– –
CB icon
83
Chubb
CB
$140B
$408K 0.33%
2,243
– –
NEE icon
84
NextEra Energy
NEE
$185B
$394K 0.31%
5,022
– –
NEA icon
85
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$390K 0.31%
36,821
-6,066
-14% -$72.9K
OKE icon
86
Oneok
OKE
$56.7B
$383K 0.31%
7,482
– –
FE icon
87
FirstEnergy
FE
$28.4B
$378K 0.3%
10,213
+159
+2% +$6.28K
CVX icon
88
Chevron
CVX
$382B
$373K 0.3%
2,599
– –
CVS icon
89
CVS Health
CVS
$135B
$368K 0.29%
3,858
– –
LOW icon
90
Lowe's Companies
LOW
$121B
$354K 0.28%
1,886
+11
+0.6% +$2.14K
MNST icon
91
Monster Beverage
MNST
$95.1B
$350K 0.28%
8,052
+2,926
+57% +$135K
CCI icon
92
Crown Castle
CCI
$34.6B
$349K 0.28%
2,414
-200
-8% -$34.2K
SRE icon
93
Sempra
SRE
$58.1B
$347K 0.28%
4,622
+54
+1% +$4.37K
MRSH
94
Marsh
MRSH
$94.3B
$338K 0.27%
2,264
+31
+1% +$4.97K
SPY icon
95
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$329K 0.26%
921
+1
+0.1% +$397
NVS icon
96
Novartis
NVS
$302B
$327K 0.26%
4,298
+54
+1% +$4.48K
ORCL icon
97
Oracle
ORCL
$339B
$324K 0.26%
5,301
– –
FTV icon
98
Fortive
FTV
$18B
$322K 0.26%
7,337
+508
+7% +$23.7K
CTVA icon
99
Corteva
CTVA
$60.5B
$320K 0.26%
5,594
+3
+0.1% +$175
NFLX icon
100
Netflix
NFLX
$307B
$319K 0.26%
13,530
– –
2 3
4
5 6

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GW
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BFA
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TI
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PRI
Prepared Retirement Institute Lansdale, Pennsylvania $202M AUM 12.94% 1-Year Est. Return
NIMC
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AFWM
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Pointe Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Pointe Capital Management held 148 positions worth $125M, down 6.8% from $134M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Pointe Capital Management withdrew a net $4.27M in Q3 2022, closing 8 positions and reducing 44 holdings. Its most notable exit was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $2.85M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 11% a quarter earlier, followed by Energy and Technology.

Against the trend, Pointe Capital Management opened a new position in Fiserv Inc worth $291K.

  • Pointe Capital Management's largest Q3 2022 buy was Fiserv Inc: 3,110 shares worth $291K.
  • Pointe Capital Management added most to VanEck IG Floating Rate ETF in Q3 2022, an estimated $227K increase.
  • Pointe Capital Management's biggest Q3 2022 reduction was Union Pacific, cutting an estimated $300K.
  • Pointe Capital Management fully exited iShares 5-10 Year Investment Grade Corporate Bond ETF in Q3 2022, selling an estimated $2.85M.
  • Pointe Capital Management's ten largest holdings make up 41% of its $125M portfolio in Q3 2022.
  • Pointe Capital Management opened 2 new positions and closed 8 in Q3 2022.
  • Pointe Capital Management's portfolio value fell 6.8% quarter-over-quarter to $125M.

Based on Pointe Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.