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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$144M
AUM Growth
+$2.03M
Cap. Flow
+$2.71M
Cap. Flow %
1.88%
Top 10 Hldgs %
36.98%
Holding
153
New
6
Increased
64
Reduced
25
Closed
5

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$958K
2
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$468K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$353K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$335K
5
SOFI icon
SoFi Technologies
SOFI
+$290K

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$302K
2
CVX icon
Chevron
CVX
+$288K
3
DOV icon
Dover
DOV
+$246K
4
CCI icon
Crown Castle
CCI
+$223K
5
APD icon
Air Products & Chemicals
APD
+$205K

Sector Composition

Rank Sector Weight
1 Financials 12.19%
2 Technology 5.95%
3 Energy 5.68%
4 Healthcare 4.49%
5 Industrials 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
76
Abbott
ABT
$188B
$547K 0.38%
4,634
– –
CARR icon
77
Carrier Global
CARR
$49.8B
$538K 0.37%
10,403
– –
MPLX icon
78
MPLX
MPLX
$58.6B
$522K 0.36%
18,342
+156
+0.9% +$4.42K
LLY icon
79
Eli Lilly
LLY
$1.08T
$510K 0.35%
2,208
– –
MRK icon
80
Merck
MRK
$322B
$508K 0.35%
6,765
+1,784
+36% +$136K
PM icon
81
Philip Morris
PM
$309B
$497K 0.34%
5,246
+81
+2% +$8.15K
VT icon
82
Vanguard Total World Stock ETF
VT
$75.3B
$489K 0.34%
4,806
+762
+19% +$79.9K
AMP icon
83
Ameriprise Financial
AMP
$47.8B
$478K 0.33%
1,810
– –
COF icon
84
Capital One
COF
$128B
$474K 0.33%
2,928
+51
+2% +$8.32K
CCI icon
85
Crown Castle
CCI
$34.6B
$470K 0.33%
2,714
-1,154
-30% -$223K
ORCL icon
86
Oracle
ORCL
$339B
$462K 0.32%
5,301
– –
IVV icon
87
iShares Core S&P 500 ETF
IVV
$858B
$460K 0.32%
1,069
– –
PFE icon
88
Pfizer
PFE
$143B
$459K 0.32%
10,672
+229
+2% +$10.1K
JNJ icon
89
Johnson & Johnson
JNJ
$640B
$448K 0.31%
2,775
– –
LOW icon
90
Lowe's Companies
LOW
$121B
$440K 0.31%
2,167
+19
+0.9% +$3.79K
OKE icon
91
Oneok
OKE
$56.7B
$434K 0.3%
7,482
-1,005
-12% -$54K
PEP icon
92
PepsiCo
PEP
$196B
$432K 0.3%
2,869
+50
+2% +$7.74K
LYB icon
93
LyondellBasell Industries
LYB
$19.5B
$431K 0.3%
4,589
+53
+1% +$5.2K
AY
94
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$431K 0.3%
12,480
+902
+8% +$34.2K
SCHW
95
Charles Schwab
SCHW
$182B
$429K 0.3%
5,889
+72
+1% +$5.14K
ICE icon
96
Intercontinental Exchange
ICE
$87.2B
$424K 0.29%
3,690
+33
+0.9% +$3.92K
VWO icon
97
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$410K 0.28%
8,196
– –
NEE icon
98
NextEra Energy
NEE
$184B
$394K 0.27%
5,022
– –
OTIS icon
99
Otis Worldwide
OTIS
$27.9B
$393K 0.27%
4,776
– –
CB icon
100
Chubb
CB
$140B
$389K 0.27%
2,243
– –
2 3
4
5 6

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BFA
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NIMC
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AFWM
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Pointe Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Pointe Capital Management held 153 positions worth $144M, up 1.4% from $142M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Pointe Capital Management's Q3 2021 filing shows 6 new, 64 increased, 25 reduced and 5 closed positions. Its largest new stake was SoFi Technologies: 18,490 shares worth $294K. The largest sale was Trade Desk, an estimated $302K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

  • Pointe Capital Management's largest Q3 2021 buy was SoFi Technologies: 18,490 shares worth $294K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $958K increase.
  • Pointe Capital Management's biggest Q3 2021 reduction was Chevron, cutting an estimated $288K.
  • Pointe Capital Management fully exited Trade Desk in Q3 2021, selling an estimated $302K.
  • Pointe Capital Management's ten largest holdings make up 37% of its $144M portfolio in Q3 2021.
  • Pointe Capital Management opened 6 new positions and closed 5 in Q3 2021.
  • Pointe Capital Management's portfolio value rose 1.4% quarter-over-quarter to $144M.

Based on Pointe Capital Management's 13F filing for Q3 2021, filed 29 Oct 2021.