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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$119M
AUM Growth
+$1.07M
Cap. Flow
+$1.64M
Cap. Flow %
1.37%
Top 10 Hldgs %
31.85%
Holding
141
New
3
Increased
27
Reduced
54
Closed
6

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.64M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$430K
3
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$424K
4
LNG icon
Cheniere Energy
LNG
+$279K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$257K

Top Sells

Rank Stock Value
1
WES icon
Western Midstream Partners
WES
+$647K
2
EQM
EQM Midstream Partners, LP
EQM
+$418K
3
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$348K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$332K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$324K

Sector Composition

Rank Sector Weight
1 Energy 13.63%
2 Financials 13.29%
3 Technology 5.02%
4 Healthcare 4.7%
5 Industrials 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
76
Stryker
SYK
$129B
$460K 0.39%
2,190
– –
BKR icon
77
Baker Hughes
BKR
$60.1B
$455K 0.38%
17,771
– –
COP icon
78
ConocoPhillips
COP
$141B
$455K 0.38%
7,001
– –
CVX icon
79
Chevron
CVX
$378B
$436K 0.37%
3,619
-10
-0.3% -$1.18K
ODFL icon
80
Old Dominion Freight Line
ODFL
$47.2B
$423K 0.36%
6,693
-2,154
-24% -$132K
CMCSA icon
81
Comcast
CMCSA
$80.9B
$420K 0.35%
9,343
-35
-0.4% -$1.56K
ABT icon
82
Abbott
ABT
$182B
$416K 0.35%
4,793
– –
CTVA icon
83
Corteva
CTVA
$58.6B
$415K 0.35%
14,044
+5,289
+60% +$140K
AMP icon
84
Ameriprise Financial
AMP
$47.6B
$410K 0.34%
2,460
– –
LOW icon
85
Lowe's Companies
LOW
$119B
$410K 0.34%
3,420
+418
+14% +$47.8K
CB icon
86
Chubb
CB
$139B
$403K 0.34%
2,588
– –
NOC icon
87
Northrop Grumman
NOC
$77.8B
$397K 0.33%
1,155
-4
-0.3% -$1.41K
QQQ icon
88
Invesco QQQ Trust
QQQ
$449B
$395K 0.33%
1,857
– –
COF icon
89
Capital One
COF
$127B
$392K 0.33%
3,810
-17
-0.4% -$1.64K
NEE icon
90
NextEra Energy
NEE
$185B
$390K 0.33%
6,448
– –
GS icon
91
Goldman Sachs
GS
$309B
$388K 0.33%
1,686
-6
-0.4% -$1.3K
USB icon
92
US Bancorp
USB
$98.9B
$378K 0.32%
6,382
– –
BOE icon
93
BlackRock Enhanced Global Dividend Trust
BOE
$661M
$377K 0.32%
34,305
-24,064
-41% -$255K
PFE icon
94
Pfizer
PFE
$141B
$365K 0.31%
9,818
– –
NVS icon
95
Novartis
NVS
$297B
$363K 0.3%
3,836
-15
-0.4% -$1.35K
LLY icon
96
Eli Lilly
LLY
$1.07T
$357K 0.3%
2,718
– –
CMS icon
97
CMS Energy
CMS
$22.9B
$350K 0.29%
5,577
– –
NZF icon
98
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$343K 0.29%
20,970
– –
CHKP icon
99
Check Point Software Technologies
CHKP
$13.6B
$341K 0.29%
3,073
-985
-24% -$111K
CVS icon
100
CVS Health
CVS
$137B
$340K 0.29%
4,582
– –
2 3
4
5 6

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HWMO
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MFG
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PCMK
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SFG
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GW
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BFA
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TI
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Pointe Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Pointe Capital Management held 141 positions worth $119M, up 0.91% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pointe Capital Management's Q4 2019 filing shows 3 new, 27 increased, 54 reduced and 6 closed positions. Its largest new stake was Norfolk Southern: 1,071 shares worth $208K. The largest sale was Western Midstream Partners, an estimated $647K.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 15% a quarter earlier, followed by Financials and Technology.

  • Pointe Capital Management's largest Q4 2019 buy was Norfolk Southern: 1,071 shares worth $208K.
  • Pointe Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2019, an estimated $2.64M increase.
  • Pointe Capital Management's biggest Q4 2019 reduction was Berkshire Hathaway Class B, cutting an estimated $332K.
  • Pointe Capital Management fully exited Western Midstream Partners in Q4 2019, selling an estimated $647K.
  • Pointe Capital Management's ten largest holdings make up 32% of its $119M portfolio in Q4 2019.
  • Pointe Capital Management opened 3 new positions and closed 6 in Q4 2019.
  • Pointe Capital Management's portfolio value rose 0.91% quarter-over-quarter to $119M.

Based on Pointe Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.