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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$175M
AUM Growth
+$37.7M
Cap. Flow
+$34M
Cap. Flow %
19.41%
Top 10 Hldgs %
38.78%
Holding
263
New
116
Increased
14
Reduced
16
Closed
117

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$9.42M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.95M
3
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$8.45M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.77M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.32M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.3M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.23M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$4.42M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.36M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.22M

Sector Composition

Rank Sector Weight
1 Healthcare 2.74%
2 Industrials 1.78%
3 Communication Services 1.7%
4 Energy 1.7%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSS icon
76
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$492K 0.28%
+5,234
New +$501K
SPY icon
77
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$469K 0.27%
+2,098
New +$458K
IWR icon
78
iShares Russell Mid-Cap ETF
IWR
$56.8B
$461K 0.26%
+10,300
New +$450K
MMM icon
79
3M
MMM
$89B
$456K 0.26%
3,053
+1,678
+122% +$242K
EPD icon
80
Enterprise Products Partners
EPD
$83.8B
$452K 0.26%
16,700
-203,399
-92% -$5.3M
ORCL icon
81
Oracle
ORCL
$331B
$450K 0.26%
11,694
-2,051
-15% -$80.2K
GD icon
82
General Dynamics
GD
$105B
$445K 0.25%
+2,575
New +$421K
SCHE icon
83
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$418K 0.24%
+19,391
New +$434K
ORLY icon
84
O'Reilly Automotive
ORLY
$72.4B
$418K 0.24%
22,500
-18,135
-45% -$331K
GE icon
85
GE Aerospace
GE
$367B
$413K 0.24%
2,726
-1,060
-28% -$154K
DOL icon
86
WisdomTree True Developed International Fund
DOL
$813M
$411K 0.23%
+9,592
New +$407K
DIM icon
87
WisdomTree International MidCap Dividend Fund
DIM
$164M
$409K 0.23%
+7,390
New +$406K
GOOG icon
88
Alphabet (Google) Class C
GOOG
$3.9T
$401K 0.23%
10,380
-5,100
-33% -$199K
KRE icon
89
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$383K 0.22%
+6,900
New +$338K
IWN icon
90
iShares Russell 2000 Value ETF
IWN
$14.4B
$382K 0.22%
3,208
-1,760
-35% -$195K
PCY icon
91
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$376K 0.21%
+13,294
New +$385K
PG icon
92
Procter & Gamble
PG
$343B
$360K 0.21%
4,284
-2,984
-41% -$254K
EPP icon
93
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$358K 0.2%
+9,040
New +$372K
SCHW.PRB.CL
94
DELISTED
The Charles Schwab Corporation
SCHW.PRB.CL
$355K 0.2%
+9,000
New +$231K
IBM icon
95
IBM
IBM
$202B
$350K 0.2%
+2,208
New +$336K
UNP icon
96
Union Pacific
UNP
$183B
$342K 0.2%
3,295
-4,102
-55% -$403K
ADRE
97
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$334K 0.19%
+10,365
New +$351K
EMR icon
98
Emerson Electric
EMR
$82.9B
$323K 0.18%
+5,794
New +$312K
VEU icon
99
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$319K 0.18%
+7,230
New +$321K
CTXS
100
DELISTED
Citrix Systems Inc
CTXS
$319K 0.18%
+4,489
New +$310K
2 3
4
5 6

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MFG
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PCMK
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SFG
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GW
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BFA
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Pointe Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Pointe Capital Management held 263 positions worth $175M, up 27% from $138M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $34M of net new capital in Q4 2016, opening 116 new positions and adding to 14 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, down from 3.6% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $5.3M trimmed.

  • Pointe Capital Management's largest Q4 2016 buy was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.
  • Pointe Capital Management added most to Invesco QQQ Trust in Q4 2016, an estimated $7.32M increase.
  • Pointe Capital Management's biggest Q4 2016 reduction was Enterprise Products Partners, cutting an estimated $5.3M.
  • Pointe Capital Management fully exited Berkshire Hathaway Class B in Q4 2016, selling an estimated $5.23M.
  • Pointe Capital Management's ten largest holdings make up 39% of its $175M portfolio in Q4 2016.
  • Pointe Capital Management opened 116 new positions and closed 117 in Q4 2016.
  • Pointe Capital Management's portfolio value rose 27% quarter-over-quarter to $175M.

Based on Pointe Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.