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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-2.02%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$127M
AUM Growth
-$11.4M
Cap. Flow
-$6.32M
Cap. Flow %
-4.99%
Top 10 Hldgs %
31.82%
Holding
148
New
3
Increased
49
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.26M
2
NEE icon
NextEra Energy
NEE
+$486K
3
ETP
Energy Transfer Partners L.p.
ETP
+$440K
4
ANDX
Andeavor Logistics LP
ANDX
+$368K
5
EQM
EQM Midstream Partners, LP
EQM
+$361K

Top Sells

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$1.25M
2
WMB icon
Williams Companies
WMB
+$1.23M
3
MLPL
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
+$825K
4
SMC
Summit Midstream
SMC
+$781K
5
KMI icon
Kinder Morgan
KMI
+$677K

Sector Composition

Rank Sector Weight
1 Energy 32.64%
2 Financials 12.59%
3 Healthcare 4.27%
4 Technology 3.21%
5 Consumer Staples 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG icon
76
Citizens Financial Group
CFG
$30.4B
$526K 0.42%
25,110
+263
+1% +$5.58K
PX
77
DELISTED
Praxair Inc
PX
$526K 0.42%
4,592
+135
+3% +$14.1K
CL icon
78
Colgate-Palmolive
CL
$72.6B
$514K 0.41%
7,270
-100
-1% -$6.65K
NEE icon
79
NextEra Energy
NEE
$187B
$512K 0.4%
+17,296
New +$486K
GS icon
80
Goldman Sachs
GS
$313B
$508K 0.4%
3,239
+36
+1% +$5.57K
ESRX
81
DELISTED
Express Scripts Holding Company
ESRX
$508K 0.4%
7,397
-1,428
-16% -$103K
DHR icon
82
Danaher
DHR
$135B
$504K 0.4%
7,897
-90
-1% -$5.37K
USB icon
83
US Bancorp
USB
$99.6B
$477K 0.38%
11,758
-50
-0.4% -$2K
FXB icon
84
Invesco CurrencyShares British Pound Sterling Trust
FXB
$76.9M
$476K 0.38%
3,388
– –
INGR icon
85
Ingredion
INGR
$6.38B
$463K 0.37%
4,332
+49
+1% +$4.88K
VTRS icon
86
Viatris
VTRS
$20.1B
$459K 0.36%
9,895
-50
-0.5% -$2.41K
LEN icon
87
Lennar Class A
LEN
$20.4B
$455K 0.36%
9,881
– –
BAC icon
88
Bank of America
BAC
$435B
$453K 0.36%
33,488
+361
+1% +$4.87K
LYB icon
89
LyondellBasell Industries
LYB
$19.5B
$452K 0.36%
5,285
– –
AMP icon
90
Ameriprise Financial
AMP
$46.8B
$444K 0.35%
4,725
– –
CMS icon
91
CMS Energy
CMS
$23.1B
$429K 0.34%
10,100
– –
EEM icon
92
iShares MSCI Emerging Markets ETF
EEM
$28B
$428K 0.34%
12,496
-565
-4% -$17.5K
BDJ icon
93
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$416K 0.33%
55,125
– –
ODFL icon
94
Old Dominion Freight Line
ODFL
$48.5B
$414K 0.33%
17,820
– –
COP icon
95
ConocoPhillips
COP
$147B
$412K 0.33%
10,233
+1,009
+11% +$38.4K
DLNG icon
96
Dynagas LNG Partners
DLNG
$131M
$407K 0.32%
35,733
+1,274
+4% +$11.5K
GIS icon
97
General Mills
GIS
$19.2B
$405K 0.32%
6,400
– –
TYG
98
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$405K 0.32%
4,117
– –
NZF icon
99
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$401K 0.32%
26,797
– –
GMZ
100
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$392K 0.31%
7,290
-236
-3% -$11.5K
2 3
4
5 6

Similar funds

BSA
Bull Street Advisors Savannah, Georgia $202M AUM 11.06% 1-Year Est. Return
HWMO
Heritage Wealth Management (Ohio) Cincinnati, Ohio $202M AUM 23.85% 1-Year Est. Return
MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return

Pointe Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Pointe Capital Management held 148 positions worth $127M, down 8.3% from $138M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pointe Capital Management withdrew a net $6.32M in Q1 2016, closing 9 positions and reducing 59 holdings. Its most notable exit was UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN, an estimated $825K position sold in full.

By sector, the portfolio is most concentrated in Energy at 33% of assets, down from 35% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Pointe Capital Management opened a new position in NextEra Energy worth $512K.

  • Pointe Capital Management's largest Q1 2016 buy was NextEra Energy: 17,296 shares worth $512K.
  • Pointe Capital Management added most to Vanguard Short-Term Bond ETF in Q1 2016, an estimated $1.26M increase.
  • Pointe Capital Management's biggest Q1 2016 reduction was Enbridge, cutting an estimated $1.25M.
  • Pointe Capital Management fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $825K.
  • Pointe Capital Management's ten largest holdings make up 32% of its $127M portfolio in Q1 2016.
  • Pointe Capital Management opened 3 new positions and closed 9 in Q1 2016.
  • Pointe Capital Management's portfolio value fell 8.3% quarter-over-quarter to $127M.

Based on Pointe Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.