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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$135M
AUM Growth
+$2.95M
Cap. Flow
-$786K
Cap. Flow %
-0.58%
Top 10 Hldgs %
42.36%
Holding
151
New
2
Increased
73
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$386K
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$284K
3
GLD icon
SPDR Gold Trust
GLD
+$280K
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$217K
5
WMT icon
Walmart Inc
WMT
+$200K

Top Sells

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$832K
2
TEL icon
TE Connectivity
TEL
+$223K
3
CCI icon
Crown Castle
CCI
+$214K
4
YUM icon
Yum! Brands
YUM
+$212K
5
ENB icon
Enbridge
ENB
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.61%
2 Energy 7.58%
3 Technology 7.23%
4 Consumer Staples 4.82%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
51
Texas Instruments
TXN
$248B
$652K 0.48%
4,098
+152
+4% +$25.9K
UNP icon
52
Union Pacific
UNP
$174B
$617K 0.46%
3,029
– –
VTI icon
53
Vanguard Total Stock Market ETF
VTI
$646B
$614K 0.45%
2,892
+3
+0.1% +$664
QCOM icon
54
Qualcomm
QCOM
$164B
$612K 0.45%
5,514
+10
+0.2% +$1.16K
MDLZ icon
55
Mondelez International
MDLZ
$83.4B
$608K 0.45%
8,764
+24
+0.3% +$1.73K
ORLY icon
56
O'Reilly Automotive
ORLY
$75.1B
$606K 0.45%
10,005
– –
HACK icon
57
Amplify Cybersecurity ETF
HACK
$2.6B
$605K 0.45%
11,731
+1
+0% +$51
KMB icon
58
Kimberly-Clark
KMB
$37.6B
$597K 0.44%
4,938
-1,450
-23% -$187K
EFA icon
59
iShares MSCI EAFE ETF
EFA
$76.4B
$593K 0.44%
8,598
+1,276
+17% +$91.4K
SYK icon
60
Stryker
SYK
$135B
$573K 0.42%
2,096
– –
WFC icon
61
Wells Fargo
WFC
$254B
$560K 0.41%
13,715
+3,230
+31% +$139K
GS icon
62
Goldman Sachs
GS
$289B
$527K 0.39%
1,630
+7
+0.4% +$2.34K
ETJ
63
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$556M
$518K 0.38%
67,410
+320
+0.5% +$2.58K
DHR icon
64
Danaher
DHR
$138B
$512K 0.38%
2,329
– –
MRK icon
65
Merck
MRK
$322B
$495K 0.37%
4,813
+17
+0.4% +$1.83K
OKE icon
66
Oneok
OKE
$56.7B
$494K 0.36%
7,782
– –
BAC icon
67
Bank of America
BAC
$429B
$470K 0.35%
17,179
+69
+0.4% +$2.04K
ICE icon
68
Intercontinental Exchange
ICE
$87.2B
$470K 0.35%
4,271
+22
+0.5% +$2.52K
MDT icon
69
Medtronic
MDT
$112B
$467K 0.35%
5,961
+25
+0.4% +$2.09K
AMP icon
70
Ameriprise Financial
AMP
$47.8B
$466K 0.34%
1,412
– –
CMCSA icon
71
Comcast
CMCSA
$87.3B
$463K 0.34%
10,445
+49
+0.5% +$2.19K
CARR icon
72
Carrier Global
CARR
$49.8B
$454K 0.34%
8,223
– –
PEP icon
73
PepsiCo
PEP
$196B
$450K 0.33%
2,653
– –
QQQJ icon
74
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.11B
$449K 0.33%
18,207
+3
+0% +$78
ZBH icon
75
Zimmer Biomet
ZBH
$18.8B
$439K 0.32%
3,912
+12
+0.3% +$1.52K
1 2
3
4 5

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GW
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BFA
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PRI
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NIMC
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AFWM
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Pointe Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Pointe Capital Management held 151 positions worth $135M, up 2.2% from $132M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pointe Capital Management's Q3 2023 filing shows 2 new, 73 increased, 29 reduced and 7 closed positions. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K. The largest sale was VanEck IG Floating Rate ETF, an estimated $832K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 13% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q3 2023 buy was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q3 2023, an estimated $386K increase.
  • Pointe Capital Management's biggest Q3 2023 reduction was VanEck IG Floating Rate ETF, cutting an estimated $832K.
  • Pointe Capital Management fully exited TE Connectivity in Q3 2023, selling an estimated $223K.
  • Pointe Capital Management's ten largest holdings make up 42% of its $135M portfolio in Q3 2023.
  • Pointe Capital Management opened 2 new positions and closed 7 in Q3 2023.
  • Pointe Capital Management's portfolio value rose 2.2% quarter-over-quarter to $135M.

Based on Pointe Capital Management's 13F filing for Q3 2023, filed 7 Nov 2023.