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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$144M
AUM Growth
+$2.03M
Cap. Flow
+$2.71M
Cap. Flow %
1.88%
Top 10 Hldgs %
36.98%
Holding
153
New
6
Increased
64
Reduced
25
Closed
5

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$958K
2
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$468K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$353K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$335K
5
SOFI icon
SoFi Technologies
SOFI
+$290K

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$302K
2
CVX icon
Chevron
CVX
+$288K
3
DOV icon
Dover
DOV
+$246K
4
CCI icon
Crown Castle
CCI
+$223K
5
APD icon
Air Products & Chemicals
APD
+$205K

Sector Composition

Rank Sector Weight
1 Financials 12.19%
2 Technology 5.95%
3 Energy 5.68%
4 Healthcare 4.49%
5 Industrials 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
51
TJX Companies
TJX
$179B
$729K 0.51%
11,051
– –
NEA icon
52
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$728K 0.5%
47,940
– –
WMB icon
53
Williams Companies
WMB
$85.5B
$728K 0.5%
28,066
+514
+2% +$12.9K
UNH icon
54
UnitedHealth
UNH
$383B
$726K 0.5%
1,857
+20
+1% +$8.28K
IWD icon
55
iShares Russell 1000 Value ETF
IWD
$82B
$700K 0.49%
4,471
+185
+4% +$29.7K
MMP
56
DELISTED
Magellan Midstream Partners, L.P.
MMP
$690K 0.48%
15,146
+34
+0.2% +$1.62K
BKR icon
57
Baker Hughes
BKR
$59.5B
$689K 0.48%
27,860
+3,726
+15% +$83K
BAC icon
58
Bank of America
BAC
$433B
$684K 0.47%
16,109
+80
+0.5% +$3.22K
PG icon
59
Procter & Gamble
PG
$338B
$683K 0.47%
4,884
+35
+0.7% +$4.96K
MDT icon
60
Medtronic
MDT
$112B
$676K 0.47%
5,397
+53
+1% +$6.86K
QQQJ icon
61
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$671K 0.47%
20,302
– –
ET icon
62
Energy Transfer Partners
ET
$69.5B
$663K 0.46%
69,188
-1,714
-2% -$16.5K
ADM icon
63
Archer Daniels Midland
ADM
$39.1B
$658K 0.46%
10,972
– –
VBR icon
64
Vanguard Small-Cap Value ETF
VBR
$37.4B
$649K 0.45%
3,837
+417
+12% +$71.4K
VTI icon
65
Vanguard Total Stock Market ETF
VTI
$653B
$634K 0.44%
2,856
+52
+2% +$11.9K
IRT icon
66
Independence Realty Trust
IRT
$3.96B
$632K 0.44%
31,065
– –
ZBH icon
67
Zimmer Biomet
ZBH
$18.7B
$619K 0.43%
4,355
+41
+1% +$6.03K
GS icon
68
Goldman Sachs
GS
$292B
$605K 0.42%
1,601
+11
+0.7% +$4.3K
LIN icon
69
Linde
LIN
$237B
$604K 0.42%
2,059
– –
EVV
70
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$588K 0.41%
44,583
-6,000
-12% -$79.7K
MDLZ icon
71
Mondelez International
MDLZ
$83.5B
$584K 0.41%
10,031
+49
+0.5% +$3.05K
SPY icon
72
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$583K 0.4%
1,359
– –
SYK icon
73
Stryker
SYK
$135B
$570K 0.4%
2,160
– –
ORLY icon
74
O'Reilly Automotive
ORLY
$75.2B
$558K 0.39%
13,695
– –
KMI icon
75
Kinder Morgan
KMI
$70.7B
$556K 0.39%
33,251
+398
+1% +$6.76K
1 2
3
4 5

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BFA
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NIMC
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AFWM
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Pointe Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Pointe Capital Management held 153 positions worth $144M, up 1.4% from $142M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Pointe Capital Management's Q3 2021 filing shows 6 new, 64 increased, 25 reduced and 5 closed positions. Its largest new stake was SoFi Technologies: 18,490 shares worth $294K. The largest sale was Trade Desk, an estimated $302K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

  • Pointe Capital Management's largest Q3 2021 buy was SoFi Technologies: 18,490 shares worth $294K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $958K increase.
  • Pointe Capital Management's biggest Q3 2021 reduction was Chevron, cutting an estimated $288K.
  • Pointe Capital Management fully exited Trade Desk in Q3 2021, selling an estimated $302K.
  • Pointe Capital Management's ten largest holdings make up 37% of its $144M portfolio in Q3 2021.
  • Pointe Capital Management opened 6 new positions and closed 5 in Q3 2021.
  • Pointe Capital Management's portfolio value rose 1.4% quarter-over-quarter to $144M.

Based on Pointe Capital Management's 13F filing for Q3 2021, filed 29 Oct 2021.