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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+7.46%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$141M
AUM Growth
+$23.9M
Cap. Flow
+$16.9M
Cap. Flow %
11.98%
Top 10 Hldgs %
39.03%
Holding
152
New
13
Increased
60
Reduced
47
Closed
6

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$10.1M
2
III icon
Information Services Group
III
+$4.21M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$964K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$627K
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$528K

Top Sells

Rank Stock Value
1
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$989K
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$676K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$366K
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$268K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$267K

Sector Composition

Rank Sector Weight
1 Financials 18.73%
2 Technology 9.19%
3 Energy 5.22%
4 Industrials 4.21%
5 Healthcare 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVV
51
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$671K 0.48%
53,158
-2,500
-4% -$31.4K
UNH icon
52
UnitedHealth
UNH
$382B
$671K 0.48%
1,804
+25
+1% +$8.66K
LNG icon
53
Cheniere Energy
LNG
$54.2B
$660K 0.47%
9,169
– –
CCI icon
54
Crown Castle
CCI
$34.6B
$658K 0.47%
3,825
+57
+2% +$9.13K
ODFL icon
55
Old Dominion Freight Line
ODFL
$46.3B
$656K 0.46%
5,460
– –
PG icon
56
Procter & Gamble
PG
$340B
$655K 0.46%
4,838
– –
WMB icon
57
Williams Companies
WMB
$85.8B
$654K 0.46%
27,602
-2,537
-8% -$57.6K
IWD icon
58
iShares Russell 1000 Value ETF
IWD
$81.4B
$653K 0.46%
4,311
+283
+7% +$40.9K
V icon
59
Visa
V
$677B
$651K 0.46%
3,074
+25
+0.8% +$5.26K
BA icon
60
Boeing
BA
$169B
$637K 0.45%
2,501
+16
+0.6% +$3.56K
ADM icon
61
Archer Daniels Midland
ADM
$38.7B
$625K 0.44%
10,972
– –
VTI icon
62
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$623K 0.44%
3,015
+403
+15% +$81.5K
GS icon
63
Goldman Sachs
GS
$289B
$621K 0.44%
1,900
+7
+0.4% +$2.18K
QQQJ icon
64
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.11B
$616K 0.44%
19,352
+1,499
+8% +$49K
BAC icon
65
Bank of America
BAC
$429B
$604K 0.43%
15,616
-914
-6% -$31.5K
MDLZ icon
66
Mondelez International
MDLZ
$82.9B
$599K 0.42%
10,229
+369
+4% +$20.8K
DHR icon
67
Danaher
DHR
$138B
$587K 0.42%
2,941
+82
+3% +$16.7K
COP icon
68
ConocoPhillips
COP
$144B
$567K 0.4%
10,710
+74
+0.7% +$3.65K
ET icon
69
Energy Transfer Partners
ET
$69.5B
$562K 0.4%
73,200
– –
LIN icon
70
Linde
LIN
$236B
$559K 0.4%
1,994
+32
+2% +$8.3K
MPLX icon
71
MPLX
MPLX
$58.6B
$558K 0.4%
21,760
– –
SPY icon
72
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$555K 0.39%
1,401
– –
KMI icon
73
Kinder Morgan
KMI
$70.9B
$549K 0.39%
33,003
-1,177
-3% -$18K
LYB icon
74
LyondellBasell Industries
LYB
$19.5B
$549K 0.39%
5,278
+84
+2% +$8.34K
FLTR icon
75
VanEck IG Floating Rate ETF
FLTR
$2.94B
$528K 0.37%
+20,821
New +$528K
1 2
3
4 5

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BFA
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PRI
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NIMC
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AFWM
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IFU
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Pointe Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Pointe Capital Management held 152 positions worth $141M, up 20% from $117M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $16.9M of net new capital in Q1 2021, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was Morgan Stanley: 131,877 shares worth $10.2M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Virtus Dividend, Interest & Premium Strategy Fund, an estimated $268K trimmed.

  • Pointe Capital Management's largest Q1 2021 buy was Morgan Stanley: 131,877 shares worth $10.2M.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q1 2021, an estimated $627K increase.
  • Pointe Capital Management's biggest Q1 2021 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $268K.
  • Pointe Capital Management fully exited Nuveen Michigan Quality Municipal Income Fund in Q1 2021, selling an estimated $989K.
  • Pointe Capital Management's ten largest holdings make up 39% of its $141M portfolio in Q1 2021.
  • Pointe Capital Management opened 13 new positions and closed 6 in Q1 2021.
  • Pointe Capital Management's portfolio value rose 20% quarter-over-quarter to $141M.

Based on Pointe Capital Management's 13F filing for Q1 2021, filed 11 May 2021.