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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$125M
AUM Growth
-$10.7M
Cap. Flow
-$12.3M
Cap. Flow %
-9.82%
Top 10 Hldgs %
28.88%
Holding
159
New
6
Increased
24
Reduced
101
Closed
12

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.11M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.04M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$763K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$602K
5
IWN icon
iShares Russell 2000 Value ETF
IWN
+$522K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$3.02M
2
MCEP
Mid-Con Energy Partners, LP
MCEP
+$912K
3
III icon
Information Services Group
III
+$643K
4
PAA icon
Plains All American Pipeline
PAA
+$618K
5
MPLX icon
MPLX
MPLX
+$609K

Sector Composition

Rank Sector Weight
1 Energy 21.57%
2 Financials 12.75%
3 Technology 4.05%
4 Healthcare 3.86%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
51
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$503M
$698K 0.56%
90,127
-18,454
-17% -$146K
MUB icon
52
iShares National Muni Bond ETF
MUB
$45.1B
$660K 0.53%
5,964
+3,138
+111% +$347K
COST icon
53
Costco
COST
$415B
$641K 0.51%
3,444
– –
BOE icon
54
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$639K 0.51%
51,114
-2,317
-4% -$31K
PG icon
55
Procter & Gamble
PG
$343B
$633K 0.51%
6,887
-400
-5% -$36K
GOOG icon
56
Alphabet (Google) Class C
GOOG
$3.9T
$621K 0.5%
11,860
+220
+2% +$11.2K
LNG icon
57
Cheniere Energy
LNG
$56.5B
$619K 0.5%
11,489
-3,322
-22% -$160K
EEP
58
DELISTED
Enbridge Energy Partners
EEP
$617K 0.49%
44,707
-21,557
-33% -$314K
TXN icon
59
Texas Instruments
TXN
$255B
$602K 0.48%
5,765
-423
-7% -$41.2K
CDL icon
60
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$404M
$597K 0.48%
13,186
+5,529
+72% +$245K
CSCO icon
61
Cisco
CSCO
$450B
$591K 0.47%
15,433
+4,303
+39% +$154K
IAE
62
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.1M
$566K 0.45%
54,047
-4,641
-8% -$49.3K
CB icon
63
Chubb
CB
$140B
$565K 0.45%
3,868
-812
-17% -$121K
NVG icon
64
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$564K 0.45%
36,557
-2,118
-5% -$32.6K
IWD icon
65
iShares Russell 1000 Value ETF
IWD
$82B
$560K 0.45%
4,500
– –
ODFL icon
66
Old Dominion Freight Line
ODFL
$48.5B
$547K 0.44%
12,483
-1,083
-8% -$43.5K
ANDX
67
DELISTED
Andeavor Logistics LP
ANDX
$537K 0.43%
11,624
-3,269
-22% -$151K
CHKP icon
68
Check Point Software Technologies
CHKP
$13.3B
$531K 0.42%
5,122
-75
-1% -$8.14K
VNQ icon
69
Vanguard Real Estate ETF
VNQ
$39.9B
$525K 0.42%
6,324
+97
+2% +$8.13K
AGG icon
70
iShares Core US Aggregate Bond ETF
AGG
$138B
$521K 0.42%
4,768
-635
-12% -$69.4K
ORCL icon
71
Oracle
ORCL
$331B
$518K 0.41%
10,948
-370
-3% -$18.1K
AMP icon
72
Ameriprise Financial
AMP
$46.8B
$510K 0.41%
3,012
-169
-5% -$27.1K
AMZN icon
73
Amazon
AMZN
$2.5T
$510K 0.41%
8,720
+140
+2% +$7.7K
TRGP icon
74
Targa Resources
TRGP
$60.4B
$503K 0.4%
10,378
-2,963
-22% -$132K
JMF
75
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$498K 0.4%
43,690
-6,259
-13% -$68.9K
1 2
3
4 5

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MFG
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PCMK
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SFG
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BFA
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Pointe Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Pointe Capital Management held 159 positions worth $125M, down 7.9% from $136M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Pointe Capital Management withdrew a net $12.3M in Q4 2017, closing 12 positions and reducing 101 holdings. Its most notable exit was Morgan Stanley, an estimated $3.02M position sold in full.

By sector, the portfolio is most concentrated in Energy at 22% of assets, down from 25% a quarter earlier, followed by Financials and Technology.

Against the trend, Pointe Capital Management opened a new position in DuPont de Nemours worth $407K.

  • Pointe Capital Management's largest Q4 2017 buy was DuPont de Nemours: 2,256 shares worth $407K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q4 2017, an estimated $1.11M increase.
  • Pointe Capital Management's biggest Q4 2017 reduction was Plains All American Pipeline, cutting an estimated $618K.
  • Pointe Capital Management fully exited Morgan Stanley in Q4 2017, selling an estimated $3.02M.
  • Pointe Capital Management's ten largest holdings make up 29% of its $125M portfolio in Q4 2017.
  • Pointe Capital Management opened 6 new positions and closed 12 in Q4 2017.
  • Pointe Capital Management's portfolio value fell 7.9% quarter-over-quarter to $125M.

Based on Pointe Capital Management's 13F filing for Q4 2017, filed 12 Jan 2018.