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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$135M
AUM Growth
+$2.95M
Cap. Flow
-$786K
Cap. Flow %
-0.58%
Top 10 Hldgs %
42.36%
Holding
151
New
2
Increased
73
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$386K
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$284K
3
GLD icon
SPDR Gold Trust
GLD
+$280K
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$217K
5
WMT icon
Walmart Inc
WMT
+$200K

Top Sells

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$832K
2
TEL icon
TE Connectivity
TEL
+$223K
3
CCI icon
Crown Castle
CCI
+$214K
4
YUM icon
Yum! Brands
YUM
+$212K
5
ENB icon
Enbridge
ENB
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.61%
2 Energy 7.58%
3 Technology 7.23%
4 Consumer Staples 4.82%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
26
Enterprise Products Partners
EPD
$82.5B
$1.13M 0.83%
41,163
-2,277
-5% -$60.9K
FLTR icon
27
VanEck IG Floating Rate ETF
FLTR
$2.94B
$1.06M 0.79%
42,080
-32,976
-44% -$832K
AMLP icon
28
Alerian MLP ETF
AMLP
$12.7B
$1.04M 0.77%
24,668
-143
-0.6% -$5.87K
NFJ
29
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1M 0.74%
88,549
+1,356
+2% +$16.6K
CSCO icon
30
Cisco
CSCO
$452B
$987K 0.73%
18,360
+46
+0.3% +$2.48K
MA icon
31
Mastercard
MA
$487B
$968K 0.72%
2,446
– –
COP icon
32
ConocoPhillips
COP
$141B
$932K 0.69%
7,779
+22
+0.3% +$2.55K
BKR icon
33
Baker Hughes
BKR
$60.1B
$908K 0.67%
25,697
+93
+0.4% +$3.29K
UNH icon
34
UnitedHealth
UNH
$379B
$885K 0.65%
1,756
+6
+0.3% +$2.95K
XOM icon
35
ExxonMobil
XOM
$642B
$871K 0.64%
7,405
+1
+0% +$110
PM icon
36
Philip Morris
PM
$305B
$858K 0.63%
9,267
+546
+6% +$52.5K
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$3.99T
$845K 0.62%
6,460
– –
ODFL icon
38
Old Dominion Freight Line
ODFL
$47.2B
$842K 0.62%
4,114
-80
-2% -$16.2K
JEPI icon
39
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
$841K 0.62%
15,700
+475
+3% +$26.2K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$123B
$824K 0.61%
16,525
+325
+2% +$17K
LIN icon
41
Linde
LIN
$234B
$799K 0.59%
2,146
+6
+0.3% +$2.28K
BSV icon
42
Vanguard Short-Term Bond ETF
BSV
$44.6B
$797K 0.59%
10,598
-1,290
-11% -$97.2K
ET icon
43
Energy Transfer Partners
ET
$68.5B
$787K 0.58%
56,081
-3,443
-6% -$45.7K
TJX icon
44
TJX Companies
TJX
$173B
$772K 0.57%
8,687
+1
+0% +$88
LLY icon
45
Eli Lilly
LLY
$1.07T
$764K 0.56%
1,423
-30
-2% -$15.5K
ADM icon
46
Archer Daniels Midland
ADM
$40.1B
$740K 0.55%
9,807
– –
CVX icon
47
Chevron
CVX
$378B
$704K 0.52%
4,175
+11
+0.3% +$1.78K
ORCL icon
48
Oracle
ORCL
$345B
$697K 0.51%
6,577
+22
+0.3% +$2.55K
WMB icon
49
Williams Companies
WMB
$86.6B
$688K 0.51%
20,411
-3,282
-14% -$112K
PG icon
50
Procter & Gamble
PG
$346B
$672K 0.5%
4,604
– –
1
2
3 4 5

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Pointe Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Pointe Capital Management held 151 positions worth $135M, up 2.2% from $132M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pointe Capital Management's Q3 2023 filing shows 2 new, 73 increased, 29 reduced and 7 closed positions. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K. The largest sale was VanEck IG Floating Rate ETF, an estimated $832K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 13% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q3 2023 buy was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q3 2023, an estimated $386K increase.
  • Pointe Capital Management's biggest Q3 2023 reduction was VanEck IG Floating Rate ETF, cutting an estimated $832K.
  • Pointe Capital Management fully exited TE Connectivity in Q3 2023, selling an estimated $223K.
  • Pointe Capital Management's ten largest holdings make up 42% of its $135M portfolio in Q3 2023.
  • Pointe Capital Management opened 2 new positions and closed 7 in Q3 2023.
  • Pointe Capital Management's portfolio value rose 2.2% quarter-over-quarter to $135M.

Based on Pointe Capital Management's 13F filing for Q3 2023, filed 7 Nov 2023.