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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+7.46%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$141M
AUM Growth
+$23.9M
Cap. Flow
+$16.9M
Cap. Flow %
11.98%
Top 10 Hldgs %
39.03%
Holding
152
New
13
Increased
60
Reduced
47
Closed
6

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$10.1M
2
III icon
Information Services Group
III
+$4.21M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$964K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$627K
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$528K

Top Sells

Rank Stock Value
1
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$989K
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$676K
3
VTV icon
Vanguard Value ETF
VTV
+$366K
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$268K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$267K

Sector Composition

Rank Sector Weight
1 Financials 18.73%
2 Technology 9.19%
3 Energy 5.22%
4 Industrials 4.21%
5 Healthcare 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
26
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.19M 0.84%
14,501
-308
-2% -$25.4K
GLD icon
27
SPDR Gold Trust
GLD
$131B
$1.17M 0.83%
7,309
+1,169
+19% +$196K
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.07T
$1.12M 0.8%
10,860
+1,100
+11% +$109K
META icon
29
Meta Platforms (Facebook)
META
$1.51T
$1.09M 0.77%
3,699
+45
+1% +$12.1K
UNP icon
30
Union Pacific
UNP
$175B
$1.05M 0.74%
4,762
+35
+0.7% +$7.35K
CSCO icon
31
Cisco
CSCO
$456B
$1.02M 0.72%
19,761
+2,184
+12% +$103K
EFAV icon
32
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$1.01M 0.72%
13,873
-1,447
-9% -$106K
HACK icon
33
Amplify Cybersecurity ETF
HACK
$2.65B
$990K 0.7%
18,041
-384
-2% -$22.5K
MA icon
34
Mastercard
MA
$497B
$981K 0.7%
2,756
+37
+1% +$12.9K
KMB icon
35
Kimberly-Clark
KMB
$37.5B
$980K 0.69%
7,050
-161
-2% -$21.4K
TXN icon
36
Texas Instruments
TXN
$253B
$978K 0.69%
5,177
+50
+1% +$8.69K
NEA icon
37
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$964K 0.68%
+65,054
New +$964K
ETJ
38
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$882K 0.62%
81,801
-19,984
-20% -$212K
MIY icon
39
BlackRock MuniYield Michigan Quality Fund
MIY
$351M
$865K 0.61%
57,529
– –
C icon
40
Citigroup
C
$222B
$850K 0.6%
11,682
+171
+1% +$11.4K
QCOM icon
41
Qualcomm
QCOM
$172B
$849K 0.6%
6,404
+142
+2% +$20.5K
GOOGL icon
42
Alphabet (Google) Class A
GOOGL
$4.08T
$765K 0.54%
7,420
+180
+2% +$17.8K
CFG icon
43
Citizens Financial Group
CFG
$30.8B
$755K 0.53%
17,107
+1,113
+7% +$46.3K
NFLX icon
44
Netflix
NFLX
$301B
$742K 0.53%
14,220
+280
+2% +$14.9K
ZBH icon
45
Zimmer Biomet
ZBH
$18.5B
$711K 0.5%
4,573
-25
-0.5% -$3.87K
MMP
46
DELISTED
Magellan Midstream Partners, L.P.
MMP
$711K 0.5%
16,405
-419
-2% -$18.3K
CMCSA icon
47
Comcast
CMCSA
$85.8B
$701K 0.5%
12,949
-69
-0.5% -$3.65K
TJX icon
48
TJX Companies
TJX
$178B
$694K 0.49%
10,487
+2,230
+27% +$149K
IJH icon
49
iShares Core S&P Mid-Cap ETF
IJH
$123B
$680K 0.48%
13,060
+835
+7% +$41.7K
MDT icon
50
Medtronic
MDT
$111B
$678K 0.48%
5,742
+120
+2% +$14.1K
1
2
3 4 5

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MFG
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PCMK
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GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return
PRI
Prepared Retirement Institute Lansdale, Pennsylvania $202M AUM 12.94% 1-Year Est. Return
NIMC
Nierenberg Investment Management Company Camas, Washington $201M AUM 36.3% 1-Year Est. Return
AFWM
Arta Finance Wealth Management Mountain View, California $202M AUM

Pointe Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Pointe Capital Management held 152 positions worth $141M, up 20% from $117M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $16.9M of net new capital in Q1 2021, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was Morgan Stanley: 131,877 shares worth $10.2M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Virtus Dividend, Interest & Premium Strategy Fund, an estimated $268K trimmed.

  • Pointe Capital Management's largest Q1 2021 buy was Morgan Stanley: 131,877 shares worth $10.2M.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q1 2021, an estimated $627K increase.
  • Pointe Capital Management's biggest Q1 2021 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $268K.
  • Pointe Capital Management fully exited Nuveen Michigan Quality Municipal Income Fund in Q1 2021, selling an estimated $989K.
  • Pointe Capital Management's ten largest holdings make up 39% of its $141M portfolio in Q1 2021.
  • Pointe Capital Management opened 13 new positions and closed 6 in Q1 2021.
  • Pointe Capital Management's portfolio value rose 20% quarter-over-quarter to $141M.

Based on Pointe Capital Management's 13F filing for Q1 2021, filed 11 May 2021.