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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$175M
AUM Growth
+$37.7M
Cap. Flow
+$34M
Cap. Flow %
19.41%
Top 10 Hldgs %
38.78%
Holding
263
New
116
Increased
14
Reduced
16
Closed
117

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$9.42M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.95M
3
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$8.45M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.77M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.32M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.3M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.23M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$4.42M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.36M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.22M

Sector Composition

Rank Sector Weight
1 Healthcare 2.74%
2 Industrials 1.78%
3 Communication Services 1.7%
4 Energy 1.7%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
26
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.81M 1.03%
+22,443
New +$1.75M
PFF icon
27
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.69M 0.96%
+45,389
New +$1.72M
IYE icon
28
iShares US Energy ETF
IYE
$1.74B
$1.67M 0.96%
+40,293
New +$1.61M
VBR icon
29
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.63M 0.93%
+13,495
New +$1.55M
IVE icon
30
iShares S&P 500 Value ETF
IVE
$48.9B
$1.53M 0.88%
+15,129
New +$1.48M
PAA icon
31
Plains All American Pipeline
PAA
$17.4B
$1.51M 0.86%
46,827
+9,352
+25% +$295K
EFG icon
32
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.49M 0.85%
+23,389
New +$1.51M
DTE icon
33
DTE Energy
DTE
$31.1B
$1.48M 0.84%
+17,602
New +$1.42M
EFA icon
34
iShares MSCI EAFE ETF
EFA
$76.4B
$1.48M 0.84%
25,559
+11,797
+86% +$680K
AGG icon
35
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.33M 0.76%
12,326
+3,849
+45% +$422K
IWO icon
36
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.27M 0.72%
+8,247
New +$1.23M
VB icon
37
Vanguard Small-Cap ETF
VB
$79.5B
$1.13M 0.64%
+8,750
New +$1.09M
IWB icon
38
iShares Russell 1000 ETF
IWB
$47.7B
$1.11M 0.63%
+8,928
New +$1.09M
BIV icon
39
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.02M 0.58%
12,271
+9,765
+390% +$829K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$123B
$998K 0.57%
+30,170
New +$957K
TWX
41
DELISTED
Time Warner Inc
TWX
$989K 0.56%
+10,241
New +$912K
UNH icon
42
UnitedHealth
UNH
$382B
$952K 0.54%
+5,950
New +$889K
VXF icon
43
Vanguard Extended Market ETF
VXF
$30.3B
$934K 0.53%
+9,739
New +$901K
DGRS icon
44
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$401M
$878K 0.5%
+25,825
New +$829K
SCHX icon
45
Schwab US Large- Cap ETF
SCHX
$70.9B
$875K 0.5%
+98,610
New +$856K
SCHM icon
46
Schwab US Mid-Cap ETF
SCHM
$14.6B
$838K 0.48%
+55,707
New +$815K
PJP icon
47
Invesco Pharmaceuticals ETF
PJP
$425M
$836K 0.48%
+14,920
New +$859K
SCHV
48
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$834K 0.48%
+52,047
New +$807K
VUG icon
49
Vanguard Growth ETF
VUG
$216B
$797K 0.45%
+42,900
New +$793K
IONS icon
50
Ionis Pharmaceuticals
IONS
$9.35B
$791K 0.45%
+16,543
New +$655K
1
2
3 4 5

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Pointe Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Pointe Capital Management held 263 positions worth $175M, up 27% from $138M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $34M of net new capital in Q4 2016, opening 116 new positions and adding to 14 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, down from 3.6% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $5.3M trimmed.

  • Pointe Capital Management's largest Q4 2016 buy was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.
  • Pointe Capital Management added most to Invesco QQQ Trust in Q4 2016, an estimated $7.32M increase.
  • Pointe Capital Management's biggest Q4 2016 reduction was Enterprise Products Partners, cutting an estimated $5.3M.
  • Pointe Capital Management fully exited Berkshire Hathaway Class B in Q4 2016, selling an estimated $5.23M.
  • Pointe Capital Management's ten largest holdings make up 39% of its $175M portfolio in Q4 2016.
  • Pointe Capital Management opened 116 new positions and closed 117 in Q4 2016.
  • Pointe Capital Management's portfolio value rose 27% quarter-over-quarter to $175M.

Based on Pointe Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.