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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
+2.75%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$138M
AUM Growth
+$131K
Cap. Flow
-$3.28M
Cap. Flow %
-2.39%
Top 10 Hldgs %
29.67%
Holding
153
New
4
Increased
32
Reduced
87
Closed
6

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.34M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$779K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$509K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$279K
5
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$220K

Top Sells

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$2.91M
2
EEQ
Enbridge Energy Management Llc
EEQ
+$569K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$268K
4
ALLY icon
Ally Financial
ALLY
+$255K
5
ET icon
Energy Transfer Partners
ET
+$243K

Sector Composition

Rank Sector Weight
1 Energy 36.04%
2 Miscellaneous 34.19%
3 Financials 11.18%
4 Healthcare 3.56%
5 Technology 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMP
26
DELISTED
Rice Midstream Partners LP
RMP
$1.37M 1%
56,503
+149
+0.3% +$3.13K
EQM
27
DELISTED
EQM Midstream Partners, LP
EQM
$1.35M 0.98%
17,734
+254
+1% +$19.8K
AM
28
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$1.32M 0.96%
49,585
+703
+1% +$18.7K
PSXP
29
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1.3M 0.94%
26,683
+3,621
+16% +$184K
IVR icon
30
Invesco Mortgage Capital
IVR
$734M
$1.29M 0.94%
8,500
-423
-5% -$63.5K
SHLX
31
DELISTED
Shell Midstream Partners, L.P.
SHLX
$1.28M 0.93%
39,987
+6,188
+18% +$195K
AAPL icon
32
Apple
AAPL
$4.85T
$1.18M 0.86%
41,816
-1,556
-4% -$41.2K
PAA icon
33
Plains All American Pipeline
PAA
$18.3B
$1.18M 0.86%
37,475
-1,390
-4% -$39.7K
HCR
34
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1.13M 0.82%
73,597
-6,446
-8% -$87.1K
DSL
35
DoubleLine Income Solutions Fund
DSL
$1.19B
$1.05M 0.77%
54,956
-660
-1% -$12.6K
CLNY
36
DELISTED
Colony Capital, Inc.
CLNY
$1.04M 0.76%
57,268
-3,769
-6% -$66.7K
CNXM
37
DELISTED
CNX Midstream Partners LP
CNXM
$1.03M 0.75%
56,861
+835
+1% +$14.8K
RTX icon
38
RTX Corp
RTX
$267B
$985K 0.72%
15,402
-134
-0.9% -$8.89K
ENLC
39
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$957K 0.7%
57,127
+444
+0.8% +$7.2K
AGG icon
40
iShares Core US Aggregate Bond ETF
AGG
$137B
$953K 0.69%
8,477
-90
-1% -$10.1K
JMF
41
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$926K 0.67%
70,594
-3,768
-5% -$47.1K
MSFT icon
42
Microsoft
MSFT
$3.69T
$905K 0.66%
15,717
-161
-1% -$9.09K
IGD
43
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$499M
$889K 0.65%
122,444
-11,454
-9% -$81.5K
WFC icon
44
Wells Fargo
WFC
$274B
$875K 0.64%
19,753
-351
-2% -$16.8K
IGSB icon
45
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$858K 0.62%
16,234
-566
-3% -$30K
MIC
46
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$843K 0.61%
10,128
-117
-1% -$9.28K
ENB icon
47
Enbridge
ENB
$104B
$830K 0.6%
18,759
-603
-3% -$25.3K
IAE
48
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$95.2M
$823K 0.6%
83,640
-9,143
-10% -$85.1K
EFA icon
49
iShares MSCI EAFE ETF
EFA
$78.8B
$814K 0.59%
13,762
-614
-4% -$35.6K
BOE icon
50
BlackRock Enhanced Global Dividend Trust
BOE
$677M
$804K 0.58%
65,666
-2,245
-3% -$27.1K
1
2
3 4 5

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Pointe Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Pointe Capital Management held 153 positions worth $138M, up 0.1% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management's Q3 2016 filing shows 4 new, 32 increased, 87 reduced and 6 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 4,968 shares worth $520K. The largest sale was Kinder Morgan, an estimated $2.91M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, down from 38% a quarter earlier, followed by Miscellaneous and Financials.

  • Pointe Capital Management's largest Q3 2016 buy was iShares Russell 2000 Value ETF: 4,968 shares worth $520K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q3 2016, an estimated $1.34M increase.
  • Pointe Capital Management's biggest Q3 2016 reduction was Kinder Morgan, cutting an estimated $2.91M.
  • Pointe Capital Management fully exited Enbridge Energy Management Llc in Q3 2016, selling an estimated $569K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $138M portfolio in Q3 2016.
  • Pointe Capital Management opened 4 new positions and closed 6 in Q3 2016.
  • Pointe Capital Management's portfolio value rose 0.1% quarter-over-quarter to $138M.

Based on Pointe Capital Management's 13F filing for Q3 2016, filed 2 Nov 2016.