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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-2.02%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$127M
AUM Growth
-$11.4M
Cap. Flow
-$6.32M
Cap. Flow %
-4.99%
Top 10 Hldgs %
31.82%
Holding
148
New
3
Increased
49
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.26M
2
NEE icon
NextEra Energy
NEE
+$486K
3
ETP
Energy Transfer Partners L.p.
ETP
+$440K
4
ANDX
Andeavor Logistics LP
ANDX
+$368K
5
EQM
EQM Midstream Partners, LP
EQM
+$361K

Top Sells

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$1.25M
2
WMB icon
Williams Companies
WMB
+$1.23M
3
MLPL
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
+$825K
4
SMC
Summit Midstream
SMC
+$781K
5
KMI icon
Kinder Morgan
KMI
+$677K

Sector Composition

Rank Sector Weight
1 Energy 32.64%
2 Financials 12.59%
3 Healthcare 4.27%
4 Technology 3.21%
5 Consumer Staples 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSXP
26
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1.24M 0.98%
19,860
-659
-3% -$38.4K
CLNY
27
DELISTED
Colony Capital, Inc.
CLNY
$1.14M 0.9%
67,678
-4,568
-6% -$76.7K
IVR icon
28
Invesco Mortgage Capital
IVR
$776M
$1.12M 0.88%
9,197
-382
-4% -$44.1K
AM
29
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$1.12M 0.88%
50,575
+753
+2% +$16K
ENLC
30
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$1.08M 0.85%
95,606
+7,004
+8% +$75.2K
MIC
31
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.07M 0.84%
15,814
+1,089
+7% +$69.1K
WPZ
32
DELISTED
Williams Partners L.P.
WPZ
$1.04M 0.82%
51,060
+15,783
+45% +$310K
WFC icon
33
Wells Fargo
WFC
$261B
$1.01M 0.79%
20,805
+87
+0.4% +$4.26K
RTX icon
34
RTX Corp
RTX
$287B
$1M 0.79%
15,903
– –
IGD
35
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$503M
$993K 0.78%
140,077
-9,639
-6% -$63.3K
DSL
36
DoubleLine Income Solutions Fund
DSL
$1.21B
$964K 0.76%
57,356
-1,500
-3% -$23.9K
MSFT icon
37
Microsoft
MSFT
$2.84T
$940K 0.74%
17,014
-378
-2% -$19.8K
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$138B
$915K 0.72%
8,252
-300
-4% -$32.8K
BOE icon
39
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$911K 0.72%
76,709
-8,462
-10% -$96.6K
IAE
40
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.1M
$911K 0.72%
98,540
-18,449
-16% -$155K
JMF
41
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$887K 0.7%
87,362
+1,750
+2% +$15.4K
PAA icon
42
Plains All American Pipeline
PAA
$17.4B
$863K 0.68%
41,140
-9,391
-19% -$198K
CVS icon
43
CVS Health
CVS
$137B
$855K 0.68%
8,245
+57
+0.7% +$5.54K
IGSB icon
44
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$854K 0.67%
16,200
+1,870
+13% +$98K
EFA icon
45
iShares MSCI EAFE ETF
EFA
$76.4B
$840K 0.66%
14,701
– –
ENB icon
46
Enbridge
ENB
$124B
$825K 0.65%
21,193
-36,647
-63% -$1.25M
ORLY icon
47
O'Reilly Automotive
ORLY
$72.4B
$805K 0.64%
44,145
-6,105
-12% -$104K
NIO
48
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$776K 0.61%
52,740
-6,400
-11% -$93.2K
GILD icon
49
Gilead Sciences
GILD
$161B
$774K 0.61%
8,427
+197
+2% +$17.8K
WMB icon
50
Williams Companies
WMB
$90.5B
$772K 0.61%
48,015
-71,715
-60% -$1.23M
1
2
3 4 5

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BSA
Bull Street Advisors Savannah, Georgia $202M AUM 11.06% 1-Year Est. Return
HWMO
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MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
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Pointe Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Pointe Capital Management held 148 positions worth $127M, down 8.3% from $138M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pointe Capital Management withdrew a net $6.32M in Q1 2016, closing 9 positions and reducing 59 holdings. Its most notable exit was UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN, an estimated $825K position sold in full.

By sector, the portfolio is most concentrated in Energy at 33% of assets, down from 35% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Pointe Capital Management opened a new position in NextEra Energy worth $512K.

  • Pointe Capital Management's largest Q1 2016 buy was NextEra Energy: 17,296 shares worth $512K.
  • Pointe Capital Management added most to Vanguard Short-Term Bond ETF in Q1 2016, an estimated $1.26M increase.
  • Pointe Capital Management's biggest Q1 2016 reduction was Enbridge, cutting an estimated $1.25M.
  • Pointe Capital Management fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $825K.
  • Pointe Capital Management's ten largest holdings make up 32% of its $127M portfolio in Q1 2016.
  • Pointe Capital Management opened 3 new positions and closed 9 in Q1 2016.
  • Pointe Capital Management's portfolio value fell 8.3% quarter-over-quarter to $127M.

Based on Pointe Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.