Penserra Capital Management’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Penserra Capital Management’s Portfolio DMO Stock Details DMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-132	Closed	-$3K	–	430
2017 Q3	$3K	Sell	132 -30	-19%	-$783	﹤0.01%	492
2017 Q2	$4K	Buy	162 +11	+7%	+$278	﹤0.01%	482
2017 Q1	$3K	Sell	151 -15	-9%	-$350	﹤0.01%	516
2016 Q4	$3K	Buy	166 +18	+12%	+$418	﹤0.01%	878
2016 Q3	$3K	Buy	+148	New	+$3.56K	﹤0.01%	908
2016 Q1	–	Sell	-138	Closed	-$3K	–	991
2015 Q4	$3K	Buy	+138	New	+$3.31K	﹤0.01%	917

Other funds holding DMO

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Penserra Capital Management's DMO Position: Q4 2017 in Review

Penserra Capital Management sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q4 2017, closing a stake of 132 shares — an estimated $3K sold.

Penserra Capital Management first reported a position in DMO in Q4 2015 and held it in 6 quarters. The position peaked at $4K in Q2 2017. 25 funds tracked by Wall St. Rank hold DMO as of Q4 2017.

Penserra Capital Management reported no remaining Western Asset Mortgage Opportunity Fund position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 132 Western Asset Mortgage Opportunity Fund shares in Q4 2017, an estimated $3K.
Penserra Capital Management first reported a position in Western Asset Mortgage Opportunity Fund in Q4 2015 and held it in 6 quarters.
Penserra Capital Management's Western Asset Mortgage Opportunity Fund position peaked at $4K in Q2 2017.
25 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.