Parallel Advisors’s Sprott Focus Trust FUND Stock Holding History

Parallel Advisors’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-1,750	Closed	-$13.2K	–	3383
2023 Q3	$13.2K	Buy	+1,750	New	+$14K	﹤0.01%	2071
2019 Q1	–	Sell	-6,625	Closed	-$38K	–	2323
2018 Q4	$38K	Hold	6,625	–	–	0.01%	850
2018 Q3	$49K	Hold	6,625	–	–	0.01%	826
2018 Q2	$51K	Hold	6,625	–	–	0.01%	721
2018 Q1	$52K	Hold	6,625	–	–	0.01%	675
2017 Q4	$52K	Hold	6,625	–	–	0.01%	685
2017 Q3	$52K	Hold	6,625	–	–	0.01%	665
2017 Q2	$50K	Hold	6,625	–	–	0.01%	686
2017 Q1	$50K	Buy	+6,625	New	+$48.6K	0.01%	649

Other funds holding FUND

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return