Parallax Volatility Advisers’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Parallax Volatility Advisers’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	3317
2019 Q2	$0	Hold	1	–	–	﹤0.01%	3589
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3870
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3820
2018 Q3	$0	Hold	1	–	–	﹤0.01%	3458
2018 Q2	$0	Hold	1	–	–	﹤0.01%	3156
2018 Q1	$0	Hold	1	–	–	﹤0.01%	3954
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4793
2017 Q3	$0	Hold	1	–	–	﹤0.01%	3112
2017 Q2	$0	Hold	1	–	–	﹤0.01%	3730
2017 Q1	$0	Hold	1	–	–	﹤0.01%	4513
2016 Q4	$0	Hold	1	–	–	﹤0.01%	4005
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3790
2016 Q2	$0	Hold	1	–	–	﹤0.01%	3406
2016 Q1	$0	Hold	1	–	–	﹤0.01%	3520
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3754
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3967
2015 Q2	$0	Hold	1	–	–	﹤0.01%	4750
2015 Q1	$0	Hold	1	–	–	﹤0.01%	5383
2014 Q4	$0	Buy	+1	New	+$38	﹤0.01%	5745

Other funds holding SDOG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Parallax Volatility Advisers's SDOG Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in SDOG in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 147 funds tracked by Wall St. Rank hold SDOG as of Q3 2019.

Parallax Volatility Advisers reported no remaining ALPS Sector Dividend Dogs ETF position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 ALPS Sector Dividend Dogs ETF share in Q3 2019.
Parallax Volatility Advisers first reported a position in ALPS Sector Dividend Dogs ETF in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's ALPS Sector Dividend Dogs ETF position peaked at $0 in Q2 2019.
147 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.