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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+3.75%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$675M
AUM Growth
-$165M
Cap. Flow
-$377M
Cap. Flow %
-55.8%
Top 10 Hldgs %
83.35%
Holding
283
New
105
Increased
21
Reduced
27
Closed
112

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$82.8M
2
AABA
Altaba Inc
AABA
+$22.5M
3
VALE.P
Vale S A
VALE.P
+$8M
4
ZTO icon
ZTO Express
ZTO
+$6.28M
5
NTES icon
NetEase
NTES
+$5.69M

Top Sells

1
TSM icon
TSMC
TSM
+$63.2M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$44.5M
3
VALE icon
Vale
VALE
+$21.1M
4
IBN icon
ICICI Bank
IBN
+$14.3M
5
PRXL
Parexel International Corp
PRXL
+$12.5M

Sector Composition

1 Communication Services 30.46%
2 Technology 14.71%
3 Financials 7.46%
4 Consumer Discretionary 4.37%
5 Industrials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
201
Deere & Co
DE
$161B
– –
-55,713
Closed -$6.87M
DE icon
202
PUT
Deere & Co
DE
$161B
– –
-1,600
Closed -$422K
EA icon
203
Electronic Arts
EA
$52.4B
– –
-1,979
Closed -$209K
EA icon
204
PUT
Electronic Arts
EA
$52.4B
– –
-50
Closed -$29K
EDD
205
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
– –
-25,700
Closed -$204K
EL icon
206
CALL
Estee Lauder
EL
$29.7B
– –
-260
Closed -$52K
EL icon
207
PUT
Estee Lauder
EL
$29.7B
– –
-260
Closed -$4K
EMD
208
Western Asset Emerging Markets Debt Fund
EMD
$616M
– –
-7,200
Closed -$112K
EMO
209
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
– –
-900
Closed -$57K
EMR icon
210
Emerson Electric
EMR
$78.2B
– –
-3,850
Closed -$230K
EMR icon
211
PUT
Emerson Electric
EMR
$78.2B
– –
-101
Closed -$15K
ETN icon
212
Eaton
ETN
$155B
– –
-20,924
Closed -$1.58M
ETW
213
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
– –
-16,500
Closed -$188K
ETY icon
214
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
– –
-62,100
Closed -$700K
FXI icon
215
iShares China Large-Cap ETF
FXI
$4.6B
– –
-1,120,800
Closed -$44.5M
GHY
216
PGIM Global High Yield Fund
GHY
$484M
– –
-61,300
Closed -$911K
GOOGL icon
217
PUT
Alphabet (Google) Class A
GOOGL
$4.23T
– –
-2,500
Closed -$501K
HIX
218
Western Asset High Income Fund II
HIX
$357M
– –
-89,800
Closed -$646K
HYT icon
219
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-75,100
Closed -$823K
IBM icon
220
IBM
IBM
$200B
– –
-39,686
Closed -$5.84M
IBM icon
221
PUT
IBM
IBM
$200B
– –
-1,569
Closed -$339K
INFY icon
222
Infosys
INFY
$46.5B
– –
-622,200
Closed -$4.52M
ISD
223
PGIM High Yield Bond Fund
ISD
$422M
– –
-116,200
Closed -$1.77M
ITW icon
224
Illinois Tool Works
ITW
$79.4B
– –
-4,158
Closed -$596K
ITW icon
225
PUT
Illinois Tool Works
ITW
$79.4B
– –
-300
Closed -$29K
7 8
9
10 11

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HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Nine Masts Capital held 283 positions worth $675M, down 20% from $840M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Nine Masts Capital withdrew a net $377M in Q3 2017, closing 112 positions and reducing 27 holdings. Its most notable exit was TSMC, an estimated $63.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 30% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in Vale S A worth $7.98M.

  • Nine Masts Capital's largest Q3 2017 buy was Vale S A: 853,100 shares worth $7.98M.
  • Nine Masts Capital added most to Alphabet (Google) Class A in Q3 2017, an estimated $82.8M increase.
  • Nine Masts Capital's biggest Q3 2017 reduction was ICICI Bank, cutting an estimated $14.3M.
  • Nine Masts Capital fully exited TSMC in Q3 2017, selling an estimated $63.2M.
  • Nine Masts Capital's ten largest holdings make up 83% of its $675M portfolio in Q3 2017.
  • Nine Masts Capital opened 105 new positions and closed 112 in Q3 2017.
  • Nine Masts Capital's portfolio value fell 20% quarter-over-quarter to $675M.

Based on Nine Masts Capital's 13F filing for Q3 2017, filed 13 Nov 2017.